Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 35, Issue 14
-- April 6, 2012 --


Table of Contents


Chapter 1 Notices / News Releases 3285
1.1 Notices 3285
1.1.1 Current Proceedings Before The Ontario Securities Commission 3285
1.1.2 Notice of Ministerial Approval of NI 25-101 Designated Rating Organizations and Consequential Amendments 3294
1.1.3 Notice of Ministerial Approval of Memorandum of Understanding on the Cooperation of Competent Authorities for the Supervision of Credit Rating Agencies 3295
1.1.4 Notice of Ministerial Amendments to NI 81-102 Mutual Funds and Companion Policy 81-102CP, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements 3296
1.1.5 Notice of Ministerial Approval of Memorandum of Understanding with Australian Securities and Investments Commission 3297
1.1.6 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments 3298
1.2 Notices of Hearing 3300
1.2.1 Nicholas David Reeves – ss. 127(1), 127(10) 3300
1.2.2 Colby Cooper Capital Inc. et al. – ss. 37, 127(1) and 127.1 3304
1.2.3 Normand Gauthier et al. – ss. 127(1), 127.1 3310
1.2.4 Beryl Henderson – ss. 127, 127.1 3315
1.2.5 Energy Syndications Inc. et al. – ss. 127, 127.1 3318
1.2.6 Morgan Dragon Development Corp. et al. – ss. 127(1), 127(10) 3324
1.2.7 Morgan Dragon Development Corp. et al. – ss. 127(1), 127.1 3329
1.2.8 Frank Andrew Devcich and Gobinder Kular Singh – s. 127 3331
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 3334
1.4.1 L. Jeffrey Pogachar et al. 3334
1.4.2 Global Energy Group, Ltd. et al. 3334
1.4.3 Nicholas David Reeves 3335
1.4.4 Abitibibowater Inc. doing business as Resolute Forest Products and Fibrek Inc. 3335
1.4.5 Colby Cooper Capital Inc. et al. 3336
1.4.6 Normand Gauthier et al. 3336
1.4.7 North American Financial Group Inc. et al. 3337
1.4.8 Firestar Capital Management Corp. et al. 3337
1.4.9 Carmine Domenicucci 3338
1.4.10 Beryl Henderson 3338
1.4.11 Abitibibowater Inc. doing business as Resolute Forest Product and Fibrek Inc. 3339
1.4.12 Energy Syndications Inc. et al. 3339
1.4.13 Rezwealth Financial Services Inc. et al. 3340
1.4.14 Morgan Dragon Development Corp. et al. 3340
1.4.15 Fibrek Inc. and the Toronto Stock Exchange 3341
1.4.16 Frank Andrew Devcich and Gobinder Kular Singh 3341
Chapter 2 Decisions, Orders and Rulings 3343
2.1 Decisions 3343
2.1.1 Futuremed Healthcare Products Corporation – s. 1(10) 3343
2.1.2 Davis Distributors, LLC 3344
2.1.3 Invesco Canada Ltd. and Invesco Intactive Strategic Capital Yield Portfolio Class 3346
2.1.4 Abitibibowater Inc. doing business as Resolute Forest Product and Fibrek Inc. 3349
2.1.5 Mawer Investment Management Ltd. 3350
2.1.6 Invesco Canada Ltd. and Invesco Intactive Strategic Yield Portfolio 3353
2.1.7 Mawer Investment Management Ltd. 3357
2.1.8 NB Split Corp. – s. 1(10) 3363
2.1.9 Anvil Mining Limited – s. 1(10) 3364
2.1.10 CANMARC Real Estate Investment Trust 3365
2.1.11 Desjardins Investments Inc. and the Desjardins Completion Investments Fund 3367
2.1.12 Fiera Sceptre Inc. and the Pooled Funds 3370
2.1.13 Grande Cache Coal Corporation – s. 1(10(a)(ii) 3376
2.1.14 Toreador Resources Corporation – s. 1(10) 3377
2.2 Orders 3378
2.2.1 Global Energy Group, Ltd. et al. – ss. 127(2), 144 3378
2.2.2 Rencore Resources Ltd. – s. 1(10)(a)(ii) 3379
2.2.3 North American Financial Group Inc. et al. – s. 127 3379
2.2.4 Firestar Capital Management Corp. et al. – s. 127 3380
2.2.5 Carmine Domenicucci – ss. 128(1), 127.1(1) 3382
2.2.6 Rezwealth Financial Services Inc. et al. – s. 127 3384
2.2.7 Fibrek Inc. and the Toronto Stock Exchange – s. 21.7 3385
2.2.8 Investment Industry Regulatory Organization of Canada – s. 147 of the Act and s. 80 of the CFA 3386
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3389
3.1 OSC Decisions, Orders and Rulings 3389
3.1.1 L. Jeffrey Pogachar et al. – ss. 127, 127.1 3389
3.1.2 Carmine Domenicucci 3405
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3413
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3413
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3413
4.2.2 Outstanding Management & Insider Cease Trading Orders 3413
Chapter 5 Rules and Policies 3415
5.1.1 Amendments to NI 81-102 Mutual Funds and Companion Policy NI-81-102CP 3415
5.1.2 Amendments to NI 81-106 Investment Fund Continuous Disclosure 3428
5.1.3 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure 3429
5.1.4 Amendments to NI 41-101 General Prospectus Requirements 3431
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3433
Chapter 8 Notice of Exempt Financings 3549
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3549
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3559
Chapter 12 Registrations 3569
12.1.1 Registrants 3569
Chapter 13 SROs, Marketplaces, and Clearing Agencies 3571
13.1 SROs (nil)
13.2 Marketplaces 3571
13.2.1 Omega ATS - Notice of Proposed Changes and Request for Comment 3571
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 3573