Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 35, Issue 11
-- March 16, 2012 --


Table of Contents


Chapter 1 Notices / News Releases 2547
1.1 Notices 2547
1.1.1 Current Proceedings Before The Ontario Securities Commission 2547
1.1.2 Notice of Memorandum of Understanding on the Cooperation of Competent Authorities for the Supervision of Credit Rating Agencies 2556
1.2 Notices of Hearing (nil)
1.3 News Releases 2566
1.3.1 OSC Requests New Members for Small and Medium Enterprises Committee 2566
1.3.2 Proposed Distribution of ABCP Settlement Funds Permitted by Court Order 2567
1.4 Notices from the Office of the Secretary 2568
1.4.1 Peter Sbaraglia 2568
1.4.2 Energy Syndications Inc. et al. 2568
1.4.3 Vincent Ciccone and Medra Corp. 2569
1.4.4 Systematech Solutions Inc. et al. 2570
1.4.5 David M. O’Brien 2570
Chapter 2 Decisions, Orders and Rulings 2571
2.1 Decisions 2571
2.1.1 Sentry Investments Inc. et al. 2571
2.1.2 Canadian Apartment Properties Real Estate Investment Trust 2574
2.1.3 SilverBirch Energy Corporation 2577
2.1.4 Aastra Technologies Limited 2582
2.1.5 Global X Development Corp. 2587
2.1.6 Pacific Northern Gas Ltd. – s. 1(10) 2588
2.1.7 Mawson Resources Limited 2590
2.2 Orders 2593
2.2.1 Peter Sbaraglia 2593
2.2.2 North Sea Energy Inc. – s. 1(11)(b) 2595
2.2.3 Energy Syndications Inc. et al. – ss. 127(1), 127(8) 2598
2.2.4 Vincent Ciccone and Medra Corp. – Rule 6.7 of the OSC Rules of Procedure 2600
2.2.5 Systematech Solutions Inc. et al. – ss. 127(1), 127(5) 2600
2.2.6 David M. O’Brien 2601
2.3 Rulings 2604
2.3.1 ABN AMRO Clearing Chicago LLC – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options 2604
Chapter 3 Reasons: Decisions, Orders and Rulings 2615
3.1 OSC Decisions, Orders and Rulings 2615
3.1.1 Zungui Haixi Corporation et al. – s. 127 2615
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2617
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2617
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2617
4.2.2 Outstanding Management & Insider Cease Trading Orders 2617
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2619
Chapter 8 Notice of Exempt Financings 2733
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 2733
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2743
Chapter 12 Registrations 2751
12.1.1 Registrants 2751
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 2753