Securities Law & Instruments


CSA Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions. Registration of international and certain domestic investment fund managers


The Canadian Securities Administrators (the CSA) are today publishing a notice and request for comments (the CSA Notice) on proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103) and Companion Policy 31-103 CP Registration Requirements and Exemptions (the Companion Policy) relating to the registration of international and certain domestic investment fund managers. The CSA Notice and proposed amendments can be found in Chapter 6 of this bulletin.

Chapter 6 also contains an additional request for comment by the Ontario Securities Commission and Autorite des marches financiers in a separate CSA Notice 31-320.