Proceedings


Rules of Procedure


The Rules of Procedure are made under the Statutory Powers Procedure Act, R.S.O. 1990, c. S.22, and apply to all proceedings before the Commission where the Commission is required under the Securities Act, R.S.O. 1990, c. S.5, the Commodity Futures Act, R.S.O. 1990, c. C.20 or otherwise by law to hold a hearing or to afford to the parties to the proceeding an opportunity for a hearing before making a decision.


April 20, 2017 Notice and Request for Comments Regarding the Rules of Procedure and Forms and Practice Guideline of the Ontario Securities Commission
Comments Received
April 20, 2017 Draft Rules of Procedure and Forms
April 20, 2017 Draft Practice Guideline
April 20, 2017 Appendix A - Practice Guideline: Protocol for E-Filing and E-Hearings
April 20, 2017 Appendix B - Practice Guideline: E-Hearings Checklist for Hearing on the Merits
April 15, 2014 Notice from the Office of the Secretary: Practice Guideline for French Hearings and Consolidation of the Rules of Procedure of the Ontario Securities Commission as of April 8, 2014
April 8, 2014 Rules of Procedure: Amended and Consolidated as of April 8, 2014