Proceedings

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IN THE MATTER OF
VICKY DANCHO (also known as JU HUANG)


Philip Anisman, Chair of the Panel

November 9, 2017

ORDER
(Subsections 127(1) and (10) of the Securities Act)

WHEREAS on November 6, 2017, the Ontario Securities Commission held a hearing at 20 Queen Street West, 17th Floor, Toronto, Ontario to consider an application by staff of the Commission (Staff) for an order imposing sanctions pursuant to subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the Act);

ON READING the Settlement Agreement between Vicky Dancho (Dancho) and the Executive Director of the British Columbia Securities Commission (the Executive Director) and the Order of the Executive Director (the BC Order), both dated February 16, 2017;

AND ON READING the Affidavit of Service of Lee Crann, sworn November 2, 2017, and on hearing the submissions of the representative for Staff, Dancho not appearing, although properly served;

IT IS ORDERED pursuant to paragraphs 127(1)2, 7, 8, 8.1, 8.2, 8.3, 8.4 and 8.5 of the Act that Dancho:

  1. henceforth, shall not trade in securities, except in a single account in her own name so long as every trade is made through a registrant who has been given a copy of the BC Order and a copy of this Order;
  2. shall resign any position she holds as a director or officer of an issuer, registrant, or investment fund manager;
  3. henceforth, shall not become or act as a director or officer of an issuer, registrant, or investment fund manager; and
  4. henceforth, shall not become or act as a registrant, investment fund manager or promoter.

 



"Philip Anisman "
Philip Anisman