Proceedings

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IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, as amended

AND

IN THE MATTER OF JOHN RICHARD WOLFENDEN

AND

IN THE MATTER OF A DECISION OF A HEARING PANEL OF
THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
DATED OCTOBER 2, 2017

APPLICATION FOR A HEARING AND REVIEW