Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

September 30, 2014


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF PAUL AZEFF, KORIN BOBROW,
MITCHELL FINKELSTEIN, HOWARD JEFFREY MILLER AND
MAN KIN CHENG (a.k.a. FRANCIS CHENG)



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. At the hearing on the merits in this matter, the names of clients of TD shall be referred to by first name and first initial of their last name;
  2. At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall not appear on the public screen; and
  3. At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall be protected under a confidentiality order, as necessary.

A copy of the Order dated September 29, 2014 is available at www.osc.gov.on.ca.

 


OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY

- 30 -

 

For media inquiries:
media_inquiries@osc.gov.on.ca
     
For Investor Inquiries:     OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)