Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
« Previous  Page 2 of 2
July 3-5, 2018
10:00 AM

Wing, Dennis,
Section: s. 127 and 127.1
Panel: TBA
Note:

M. Britton in attendance for Staff

July 4, 2018
10:00 AM

Crystal Wealth Management System Limited, Smith, Clayton, CLJ Everest Ltd, 1150752 Ontario Limited, Crystal Wealth Media Strategy, Crystal Wealth Mortgage Strategy, Crystal Enlightened Resource & Precious Metal Fund, Crystal Wealth Medical Strategy, Crystal Wealth Enlightened Factoring Strategy, ACM Growth Fund, ACM Income Fund, Crystal Wealth High Yield Mortgage Strategy, Crystal Enlightened Bullion Fund, Absolute Sustainable Property Fund, Absolute Sustainable Dividend Fund, Crystal Wealth Enlightened Hedge Fund, Crystal Wealth Infrastructure Strategy, Crystal Wealth Conscious Capital Strategy, Crystal Wealth Retirement One Fund,
Section: s. 127
Panel: TM
Note: A. Huculak in attendance for Staff
July 25, 2018
10:00 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Christopher , Candusso, Claudio ,
Section: s. 127(1) and 127.1
Panel: MJS
Note: Y. Chisholm/J. Lynch in attendance for Staff
TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA


USI Tech Limited, Parker, Eleanor, Combden, Casey,
Section: s. 127(8)
Panel: TM
Note:

L. DiGiulio in attendance for Staff