News & Events
The OSC and IIROC Present
The Canadian Equity Market:
Evolution, Competition and the Future
Tuesday, June 26, 2012
Design Exchange, Toronto
| 8:15 a.m. |
Registration & Breakfast |
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| 9:00 a.m. |
Opening Remarks |
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| Susan Wolburgh Jenah, President and CEO, Investment Industry Regulatory Organization of Canada Howard I. Wetston, Q.C, Chair and CEO, Ontario Securities Commission Remarks Audio: Broadband (4.8MB) |
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| 9:30 a.m. |
Presentation: Evolving Role of the Stock Exchange |
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| Ruben Lee, CEO, Oxford Finance Group Audio: Broadband (2.9MB) |
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| 9:50 a.m. |
Panel Discussion: Evolving Role of the Stock Exchange |
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| This session will examine the trends and recent developments related to stock exchanges, including how their role has developed and where exchanges are headed in an era of consolidation and rapid technological innovation. |
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| Moderator: | Ruben Lee, CEO, Oxford Finance Group | |
| Panelists: | Richard Carleton, CEO, Canadian National Stock Exchange (CNSX) John Carson, Managing Director, Compliax Consulting Ungad Chadda, Senior Vice President, Toronto Stock Exchange |
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Audio: Broadband (12.6MB) |
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| 10:45 a.m. |
Presentation: Update on IIROC Study of “High Frequency Trading” |
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| Victoria Pinnington, VP, Trading Review & Analysis, IIROC Audio: Broadband (6.8MB) |
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| 11:15 a.m. |
Panel Discussion: High Frequency Trading |
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| This panel will discuss the impact of high frequency trading on Canadian markets, as well as options for how participants can adapt and how regulators can respond. |
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| Moderator: | Tal Cohen, CEO, Chi-X Global | |
| Panelists: | Doug Clark, Managing Director, Research, ITG Canada Corp. Thomas Kalafatis, Head of Prime Brokerage, CIBC World Markets Andrew O’Hara, VP, Business Development, Tradebot Systems Inc. Chris Sparrow, Principal, Chris Sparrow Consulting |
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Audio: Broadband (12.1MB) |
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| 12:00 p.m. |
Luncheon Break |
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| 1:00 p.m. |
Presentation: Where the Market Was and Where it is Now |
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| Tracey Stern, Manager, Market Regulation, Ontario Securities Commission Audio: Broadband (2.5MB) |
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| 1:15 p.m. |
Panel Discussion: The Impact of Competition on Trading, Liquidity and Cost |
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| Panelists will discuss the consequences of multiple markets from both a regulatory - and business perspective, and whether the benefits have outweighed the costs. |
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| Moderator: | Wendy Rudd, SVP, Market Regulation & Policy, IIROC | |
| Panelists: | Alison Crosthwait, Market Structure Professional Craig Gaskin, Managing Director, Head of Trading, TD Asset Management Inc. Andrew Jappy, EVP, & CIO, Canaccord Capital Corporation Jos Schmitt, CEO, Alpha Group |
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Audio: Broadband (11.7MB) |
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| 2:00 p.m. |
Panel Discussion: What's Next for the Market and Regulators? |
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| This discussion will examine the risks and challenges for regulators, market participants and investors, including the implications of global regulatory policy developments on Canada's capital markets. |
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| Moderator: | Susan Greenglass, Director, Market Regulation, OSC | |
| Panelists: | Peter Haynes, Managing Director, Index Products, Institutional Equities, TD Securities Jamie Selway, Managing Director, Head of Liquidity Management, Investment Technology Group Robert Young, CEO, Liquidnet Canada |
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Audio: Broadband (11.4MB) |
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| 2:45 p.m. |
Closing Remarks |
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Audio: Broadband (371Kb) |
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| 3:00 p.m. |
Event Conclusion |
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