Notice of Approval - Amendments to Trading Policies - Aequitas Neo Exchange Inc.

Market Regulation Document Type
Neo Exchange Inc. rule review and notices

In accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto, Aequitas NEO Exchange (NEO Exchange) filed, and the OSC approved, amendments to the Trading Policies of NEO Exchange (the Amendments).

The Amendments are related to the introduction of the auto execution facility (AEF).

The Amendments were published for comment on June 2, 2016 at (2016), 39 OSCB 5151. Two comment letters were received.

Aequitas’ Notice and response to comments is published on our website at http://www.osc.gov.on.ca.