Marketplaces, SROs & Clearing Agencies
FundSERV Inc. (recognized) - Order
2012
| April 13, 2012 | Notice of Commission Order: FundSERV Inc. | |
| April 13, 2012 | Recognition Order: FundSERV Inc. | |
| March 2, 2012 | Notice and Request for Comment: FundSERV Inc. - Application for Recognition as a Clearing Agency | |
2011
| September 23, 2011 | Notice of Commission Order: FundSERV Inc. - Application for Variation and Restatement of FundSERV’s Interim Order | |
| September 23, 2011 | Interim Exemption Order: FundSERV Inc. | |
| March 18, 2011 | Notice of Commission Order: FundSERV Inc. - Application for Interim Exemptive Relief | |
| March 18, 2011 | Interim Exemption Order: FundSERV Inc. | |
