Notice of Commission Order – Application for Interim Exemptive Relief – FundSERV Inc.

Market Regulation Document Type
FundSERV Inc. recognition orders

On March 1, 2011, the Commission granted FundSERV Inc. (FundSERV) an interim exemption from the requirement in subsection 21.2(0.1) of the Securities Act (Ontario) (Act) to be recognized as a clearing agency as of March 1, 2011. FundSERV is exempted from the requirement until the earlier of (i) the date the Commission renders a subsequent order with respect to subsection 21.2(0.1) of the Act, and (ii) September 1, 2011.

A copy of the interim exemption order is published in Chapter 2 of this Bulletin.