Request for Comment - Proposed Access to Nasdaq Fixed Income Trading System - Nasdaq CXC Limited

 
Nasdaq CXC Limited (Nasdaq CXC) is publishing proposed amendments to the Nasdaq CXC trading system in accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F2 and the Exhibits Thereto.

Nasdaq CXC is proposing to provide Canadian “permitted clients” as defined in National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations access to the Nasdaq Fixed Income trading system operated by its U.S. affiliate Execution Access, LLC for purposes of trading non-Canadian fixed income securities.

A copy of the Nasdaq CXC notice and request for comment, which includes the proposed changes, is published on our website at www.osc.gov.on.ca. The comment period ends on July 31, 2017.