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Refilings and Errors List

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Date of Refiling Issuer Name Description of Deficiency Press Release (in PDF)
May 24, 2016 Northquest Ltd. Failure to prepare and send a directors' circular. News release - May 21, 2016
May 19, 2016 EnerDynamic Hybrid Technologies Corp. The comparative financial statements as at and for the year ended November 30, 2013, as included in the November 30, 2014 consolidated financial statements filed on March 31, 2015, had not been audited as required. News release - May 19, 2016
May 19, 2016 Tier One Capital Limited Partnership Issuer did not file required executive compensation disclosure for period ended December 31, 2014 News release - May 24, 2016
May 18, 2016 Royal Nickel Corporation The Issuer filed (i) a revised and amended technical report on the Beta-Hunt Mine, Western Australia, to remove disclosure of a conceptual production plan based on exploration targets which is prohibited disclosure under section 2.3(1)(b) of NI 43-101 and (ii) revised and amended business acquisition reports dated March 21, 2016 and May 5, 2016 to identify in the audit report the auditing standards and accounting standards acceptable under NI 52-107 that were used.
News release - May 19, 2016
May 2, 2016 Aberdeen International Inc. 2015 MD&A filings did not provide a sufficient discussion of the Company's operations and investments
AIF for the year ended January 31, 2015 did not include specific risks and operational information of the Company's concentrated investments
News release - May 3, 2016
April 29, 2016 Tier One Capital Limited Partnership MD&A for the year ended December 31, 2014 did not include required corporate governance and audit committee disclosure News release - May 2, 2016
April 18, 2016 Aberdeen International Inc. Filing of a technical report on the Smokey Hills Platinum Mine that was required to be filed to support disclosure of mineral resources and mineral reserves. News release - April 19, 2016
April 8, 2016 Starrex International Ltd Share consideration issued in exchange for certain acquisitions incorrectly measured using the concurrent financing price. Issuer refiled interim financial statements. News release - April 11, 2016
March 24, 2016 Micromem Technologies Inc. The Company's Form 51-102F6 Statement of Executive Compensation for the year ended October 31, 2014 had not been filed as required, and was therefore filed in connection with our review. News release - March 24, 2016
March 23, 2016 Primerica Global Equity Fund, Primerica Canadian Balanced Growth Fund, Primerica Global Balanced Growth Fund, Primerica Balanced Yield Fund, Primerica Income Fund, Primerica Canadian Money Market Fund The management reports of fund performance for the annual period ended December 31, 2014 and interim period ended June 30, 2015 were restated to correct the trading expense ratio for the periods ended December 31, 2014 and June 30, 2015 . News release - March 23, 2016
March 18, 2016 Starrex International Ltd Share consideration issued in exchange for certain acquisitions incorrectly measured using the concurrent financing price. News release - March 18, 2016
February 19, 2016 Economic Investment Trust Limited Deficient risk factor disclosure and description of the business for a significant investment in the December 31, 2014 MD&A and AIF dated February 20, 2015. Issuer also filed material contracts not previously filed and included additional information in its AIF dated February 11, 2016 regarding these contracts. News release - February 19, 2016
February 18, 2016 West Red Lake Gold Mines Ltd. Filing of a technical report on the West Red Lake Project that was required to be filed to support disclosure of mineral resources. News release - February 18, 2016
February 9, 2016 Ur-Energy Inc. Amended and refiled the January 19, 2016 Lost Creek property PEA technical report to provide detailed cash flow forecasts on an annual basis. News release - February 9, 2016
February 2, 2016 Tribute Pharmaceuticals Canada Inc. The issuer did not file a BAR for a significant acquisition which occurred on October 2, 2014. On February 2, 2016, the Issuer filed audited financial statements which contain 9 months of post-acquisition information. February 2, 2016
January 22, 2016 Treasury Metals Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings January 22, 2016
January 22, 2016 Laramide Resources Ltd. Failure to include NI 58-101 Women on Board disclosure in annual filings January 22, 2016
January 21, 2016 Vena Resources Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings January 21, 2016
January 15, 2016 BitRush Corp. Management Information Circular dated May 22, 2015 was withdrawn and a revised version filed.
January 15, 2016
January 14, 2016 Newco Bancorp Inc. September 30, 2015 interim financial statements were restated and refiled. January 14, 2016
January 13, 2016 Greenbank Capital Inc. Revised information circular clarifying the disclosure of management fees as shown in its summary compensation table. January 13, 2016
December 22, 2015 Mooncor Oil and Gas Corp. Reasons for refiling: Failed to file Form 51-101F1 (Statement of Reserves) -- deficiency 1k December 22, 2015
December 18, 2015 Champion Iron Limited Failure to include NI 58-101 Women on Board disclosure in annual filings December 18, 2015
December 15, 2015 Park Lawn Corporation Annual financial statements for the years ended December 31, 2014 and 2013 were re-filed to correct a typographical error in the independent auditor’s report. The change is to correct the date of such report from April 27, 2014 to April 27, 2015.
December 15, 2015
December 9, 2015 Forsys Metals Corp. Failure to include NI 58-101 Women on Board disclosure in annual filings December 9, 2015
November 30, 2015 First Global Data Limited Clarifying press release issued to correct statements made in earlier press releases regarding the proposed acquisition of LTP Financial. November 30, 2015
November 27, 2015 Zara Resources Inc. Refiled revised Q3 2015 financial statements and MD&A to write-off Investment in Series A preferred shares November 27, 2015
November 27, 2015 Accord Financial Corp Failure to include NI 58-101 Women on Board disclosure in annual filings November 27, 2015
November 17, 2015 Verde Potash Plc Failure to include NI 58-101 Women on Board disclosure in annual filings November 17, 2015
November 17, 2015 Caldwell Partners International Inc. Q3 MD&A did not satisfy requirements of NI 51-102 November 17, 2015
November 16, 2015 Orezone Gold Corporation Failure to include NI 58-101 Women on Board disclosure in annual filings November 16, 2015
November 13, 2015 Mountain Province Diamonds Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 13, 2015
November 12, 2015 Seabridge Gold Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 12, 2015
November 12, 2015 Excellon Resources Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 12, 2015
November 11, 2015 Hammond Power Solutions Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 11, 2015 Brookfield Real Estate Services Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 11, 2015 SIR Royalty Income Fund Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 10, 2015 Wilmington Capital Management Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 10, 2015
November 10, 2015 St. Augustine Gold and Copper Limited Failure to include NI 58-101 Women on Board disclosure in annual filings -
November 9, 2015 Wesdome Gold Mines Ltd. Failure to include NI 58-101 Women on Board disclosure in annual filings November 9, 2015
November 9, 2015 Leo Resources Inc. Amended and refiled the MD&A for the year ended July 31, 2014 and the nine-month period ended April 30, 2015 to improve disclosure concerning related party transactions and the naming of a qualified person responsible for technical disclosures. The 2015 information circular was also refiled to include revised disclosure in the Summary Compensation Table. Mining technical report did not comply with NI 43-101 (deficiency 2d) November 9, 2015
November 9, 2015 CNRP Mining Inc. Refiles revised Q3 2015 financial statements (write-offs of receivables and investments), and revised 2014 annual MD&A (for QP disclosures, related party disclosures) and Q3 MD&A (to address/discuss related F/S restatements) and technical report refiled as it did not comply with provisions of NI 43-101 (deficiency 2d). November 9, 2015
November 6, 2015 GrowPros Cannabis Ventures Inc. Filing a clarifying press release on SEDAR on Nov 6 to correct previous disclosure made about a transaction (previous disclosure was unclear and potentially misleading). GrowPros also removed a misleading Investor Presentation from their website at Staff's request (not discussed in this press release), but an outcome of the CD review November 6, 2015
November 5, 2015 Echelon Financial Holdings Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 5, 2015
November 2, 2015 Hadley Mining Inc. Amended and refiled the MD&A for the year ended July 31, 2014 and the nine-month period ended April 30, 2015 to improve disclosure concerning related party transactions and the naming of a qualified person responsible for technical disclosures. The 2015 information circular was also refiled to include revised disclosure in the Summary Compensation Table.

Mining technical report did not comply with NI 43-101 (deficiency 2d)
November 2, 2015
October 29, 2015 The Intertain Group Limited Filed an amended and restated business acquisition report to include the unaudited pro forma consolidated statement of financial position as at December 31, 2014 which was omitted from the business acquisition report dated September 4, 2015. October 29, 2015
October 21, 2015 Merus Labs International Inc. Audited 9-months ended June 30, 2015 financial statements, as issuer did not file a BAR for the Sintrom acquisition October 21, 2015
October 20, 2015 Rio Novo Gold Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings October 20, 2015
October 16, 2015 Matica Enterprises Inc. Amended and refiled the financial statements and MD&A for the interim period ended June 30, 2015 to record impairment of investments in associates as well as certain other adjustments. October 16, 2015
October 5, 2015 First Trust Short Duration High Yield Bond ETF The management reports of fund performance for the annual period ended December 31, 2014 and interim period ended June 30, 2015 were restated to correct the management expense ratio for the period ended December 31, 2014. -
October 1, 2015 First Asset Core Canadian Equity ETF and First Asset Core Balanced ETF The interim management reports of fund performance have been refiled to correct the management expense ratio, trading expense ratio and related disclosures. -
September 29, 2015 Nobilis Health Corp. Failure to include NI 58-101 Women on Board disclosure in annual filings September 29, 2015
Sepetmber 29, 2015 AgriMinco Corp. Amended and refiled the September 30, 2014; December 31, 2014; March 31, 2015 and June 30, 2015 MD&As to revise reporting of historical estimates and exploration targets to comply with disclosure requirements of NI 43-101. September 29, 2015
Sepetmber 28, 2015 CNRP Mining Inc. Filing previously omitted technical report on Elmtree property, and also refiling a revised information circular to fix amounts that had previously been omitted from the SCT September 28, 2015
September 24, 2015 Gowest Gold Ltd. Amended and refiled the July 15, 2015 Bradshaw Gold Deposit Technical Report and Prefeasibility Study to comply with the independence requirements of NI 43-101 and limit the volume of appendices September 24, 2015
September 21, 2015 Harte Gold Corp. Technical report did not include certification of multiple report items (deficiency 2d) September 21, 2015
September 21, 2015 Teranga Gold Corporation MD&A and AIF included disclosure that is restricted under NI 43-101 Part 2 (deficiency 2d) September 21, 2015
September 21, 2015 Benton Resources Inc. Amended and refiled the April 29, 2015 Cape Ray Property Technical Report to comply with the independence requirements of NI 43-101, provide additional disclosure related to the cut-off grade determination for the mineral resource estimates, and limit the volume of appendices.
September 21, 2015
September 16, 2015 Aberdeen International Failure to include NI 58-101 Women on Board disclosure in annual filings September 16, 2015
September 11, 2015 PhosCan Chemical Corp Failure to include NI 58-101 Women on Board disclosure in annual filing September 11, 2015
September 10, 2015 Moneta Porcupine Mines Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings September 10, 2015
September 9, 2015 U308 Corp. Failure to include NI 58-101 Women on Board disclosure in annual filings September 9, 2015
September 2, 2015 Plaintree Systems Inc. Refiling Dec 31, 2014 (Q3) unaudited interim F/S to include the previously omitted statement of changes in equity September 2, 2015
September 2, 2015 Hammond Manufacturing Company Limited Failure to include NI 58-101 Women on Board disclosure in annual filings
September 2, 2015
July 29, 2105 and September 1, 2015 Tartisan Resources Corp. Filed a material change report and material contract that should have been filed at an earlier date. September 10, 2015
August 31, 2015 Inspiration Mining Corporation AIF did not comply with NI 43-101 (deficiency 2d) August 31, 2015
August 21, 2015 Cadillac Ventures Inc. MD&As contained mineral project disclosure contrary to NI 43-101 (deficiency 2d) August 21, 2015
August 20, 2015 Big Rock Labs Inc. Amended and refiled the interim financial report for the period ended December 31, 2014 to include (1) a comparative statement of financial position as of the end of the immediately preceding year, (2) a statement of loss and other comprehensive income cumulatively for the year to date, (3) a statement of changes in equity cumulatively for the current financial year to date, and (4) a statement of cash flows cumulatively for the current financial year to date. August 20, 2015
August 13, 2015 Guyana Goldfields Inc. Deficient mineral project disclosure in AIF and MD&A (deficiency 2d) August 22, 2015
August 4, 2015 Energizer Resources Inc. Did not issue news release in connection with material change (51-601 deficiency 1 l.) July 31, 2015
July 17, 2015 Caledonia Mining Corporation Reasons for refiling: Non-compliant technical report (deficiency 2d) July 17, 2015
July 2, 2015 Leon's Furniture Limited Restating March 31, 2015 and December 31, 2014 MD&As for material deficiencies July 2, 2015
June 29, 2015 Millstream Mines Ltd. Amended and refiled the financial statements for the year ended August 31, 2014 to correct the improper recognition of a future tax asset and to classify a loan as a current liability. June 29, 2015
June 12, 2015 Inspiration Mining Corporation MD&A and technical report did not comply with NI 43-101 (deficiency 2d) June 12, 2015
May 29, 2015 Victoria Gold Corp. Technical report did not comply with NI 43-101 (deficiency 2d) -- Missing Item 22 d of Form 43-101F1 May 29, 2015
May 19, 2015 Tradex Global Equity Fund The annual Management Reports of Fund Performance for the year ended December 31, 2014 has been revised to reflect the correct management expense ratio. May 19, 2015
March 26, 2015 Imperus Technologies Corp. The management's discussion and analysis for the interim period ended September 30, 2014 was restated as it did not include a discussion of the issuer's analysis of the year-to-date results.
March 26, 2015
March 20, 2015 Largo Resources Ltd. The Company revised its February 2015 investor presentation to clarify disclosure related to mineral resource and mineral reserve assumptions and cut-off grades as well as naming the qualified person who reviewed the technical disclosure contained in the presentation.
March 20, 2015
March 18, 2015 Magindustries Corp. Amending and refiling MD&A and related CEO and CFO certifications for the year ended December 31, 2014 to included a statement regarding the conclusions about the effectiveness of the Company's internal controls over financial reporting.
March 18, 2015
March 16, 2015 Magindustries Corp. Amended and refiled the Company's technical report on the Mengo Permit Area in the Republic of Congo to clarify a few items of disclosure namely replacing one person as a Qualified Person with another, confirming that mineral reserves are included in the mineral resource estimate and updating some sections.
March 16, 2015
March 13, 2015 Rockcliff Resources Inc. The Company failed to file information on its executive compensation for the financial year ends of both August 31, 2013 and August 31, 2014. The Form 51-102F6 was filed on SEDAR disclosing the Company's executive compensation for the fiscal years 2013 and 2014. March 13, 2015
March 11, 2015 Canada Carbon Inc. Investor presentation included restricted disclosure of an economic analysis prior to completing at least a preliminary economic assessment based on at least inferred mineral resources to support the disclosure as required by NI 43-101. March 11, 2015
February 17, 2015 Academy Explorations Limited Re-stated and re-filed financial statements for the year ended April 30, 2014 to be accompanied by an auditor’s report prepared by a public accounting firm that is, at the date of the auditor's report, a participating audit firm. The previously filed financial statements for the year ended April 30, 2014 were not audited by an auditor that was a participating audit firm as at the date of the audit report. -
February 3, 2015 Primero Mining Corp The original BAR did not include the most recently completed year end F/S and related proforma for the acquired company Amended BAR
December 29, 2014 Energizer Resources Inc. Disclosures did not comply with NI 43-101 (51-601 deficiency 2d) December 29, 2014
December 23, 2014 Barometer Disciplined Leadership High Income Fund Staff has placed the Fund on the Refilings and Errors List due to the failure to comply with section 2.12 of National Instrument 81-106 Investment Fund Continuous Disclosure which requires the inclusion of a notice with the Interim Financial Report in the absence of an auditor review. -
December 23, 2014 Global Dividend Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. December 23, 2014
December 17, 2014 Cargojet Inc. Amended and restated Management's Discussion and Analysis for the three and nine month period ended September 30, 2014 to provide additional disclosure with respect to the Company and its revenue, expenses and liquidity for the relevant periods. December 17, 2014
December 16, 2014 Kennady Diamonds Inc. December 1, 2014 website investor presentation included information related to economic and financial projections regarding the Kennady project which are not supported by a technical report.
December 16, 2014
December 11, 2014 First Trust AlphaDEX Canadian Dividend Plus ETF, First Trust AlphaDEX U.S. Dividend Plus ETF (CAD-Hedged), First Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged), First Trust Senior Loan ETF (CAD-Hedged), and First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) A press release was issued to explain that the interim financial reports for the period ended June 30, 2014 (the Interim Reports) were not reviewed when they were filed on SEDAR on August 29, 2014, yet did not include the required notice disclosing that the auditor had not performed a review of the Interim Reports (as required under section 2.12 of National Instrument 81-106 Investment Fund Continuous Disclosure). A review of the Interim Reports has since been completed and no restatements were required. December 11, 2014
December 8, 2014 Romarco Minerals Inc. AIF disclosed only pre-tax and undiscounted after-tax results of economic analysis on a material property -- deficiency 2d. December 8, 2014
December 4, 2014 Rodinia Lithium Inc. Investor presentation did not provide a summary of taxes, or an after-tax analysis, associated with its technical report of December 22, 2011 which included a preliminary economic assessment on the Salar de Diablillos project. December 4, 2014
December 3, 2014 Rio Novo Gold Inc. Investor presentation did not comply with NI 43-101 related to naming the qualified person, contained an unbalanced sensitivity analysis, and failed to provide required information related to mineral resources and mineral reserves with respect to the Company’s Almas gold project. December 3, 2014
December 2 , 2014 Davis-Rea Balanced Fund, the Davis-Rea Equity Fund and the Davis-Rea Fixed Income Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. December 2 , 2014
December 2, 2014 MD American Growth Fund, MD American Value Fund, MD Balanced Fund, MD Bond Fund, MD Dividend Growth Fund, MD Dividend Income Fund, MD Equity Fund, MD Growth Investments Limited, MD International Growth Fund, MD International Value Fund, MD Money Fund, MD Select Fund, MD Short-Term Bond Fund, MD Strategic Opportunities Fund, MD Strategic Yield Fund, MD Precision Balanced Growth Portfolio, MD Precision Balanced Income Portfolio, MD Precision Conservative Portfolio, MD Precision Maximum Growth Portfolio, MD Precision Moderate Balanced Portfolio and MD Precision Moderate Growth Portfolio (MD Funds), MDPIM Canadian Bond Pool, MDPIM Canadian Equity Pool, MDPIM Canadian Long Term Bond Pool, MDPIM Dividend Pool, MDPIM International Equity Pool, MDPIM Strategic Opportunities Pool, MDPIM Strategic Yield Pool, MDPIM US Equity Pool (MDPIM Pools). The refiling of the interim financial statements for the MD Funds for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. The refiling of the MRFPs for the MD Funds and the MDPIM Pools is to amend a footnote to the table of financial highlights in order to disclose the accounting principles for each period. December 2, 2014
November 28, 2014 CC&L Core Income and Growth Fund, CC&L Equity Income and Growth Fund, CC&L High Yield Bond Fund, and CC&L Global Alpha Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 28, 2014
November 27 , 2014 Mag Copper Limited Corporate presentation triggered a technical report; company withdrew triggering disclosure; deficiency 1k. November 27 , 2014
November 27, 2014 Redwood Diversified Income Fund, Redwood Diversified Equity Fund, Redwood Global Small Cap Fund, Redwood Emerging Markets Dividend Fund, Redwood Equity Growth Class, Redwood Income Growth Class, Redwood Pension Class, Redwood Unconstrained Bond Class, Redwood Unconstrained Bond Fund, Trapeze Value Class The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 26, 2014
November 27, 2014 imaxx Canadian Bond Fund, imaxx Money Market Fund, imaxx Canadian Dividend Fund, imaxx Canadian Fixed Pay Fund, imaxx Canadian Equity Growth Fund and imaxx Global Equity Growth Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. e November 27, 2014
November 27, 2014 Aston Hill Capital Growth Fund, Aston Hill MBB Trust, and Aston Hill Strategic Yield II Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 27, 2014
November 26, 2014 Seabridge Gold Inc. Technical reports on two material mineral properties did not comply with NI 43-101 (failed to provide after-tax information in economic analysis); AIF repeated deficient disclosure; AIF and two reports refiled -- deficiency 2d. (Arose out of shelf filing SEDAR 2236389.) November 28 , 2014
November 26, 2014 AlphaNorth Growth Fund and AlphaNorth Resource Fund The refiling of the interim financial statements for the period ended June 30, 2014 to indicate clearly in the notice on page 2 on the interim financial statements that the financial statements were "not reviewed" by the auditor, as required by section 2.12 of National Instrument 81-106. November 26, 2014
November 26, 2014 ROI Canadian Retirement Fund, ROI Global Retirement Fund, ROI Global Supercycle Fund, ROI Canadian Top 20 Picks Fund, and ROI Canadian Top 30 Small Cap Picks Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the Notice to Reader and an unreserved statement of compliance with International Accounting Standard 34 Interim Financial Reporting, as required by section 2.12 and paragraph 3.6(3)(b) of National Instrument 81-106, respectively. November 26, 2014
November 25, 2014 Beutel Goodman Balanced Fund, Beutel Goodman Canadian Equity Fund, Beutel Goodman Canadian Equity Plus Fund, Beutel Goodman Canadian Intrinsic Fund, Beutel Goodman Fundamental Canadian Equity Fund, Beutel Goodman Small Cap Fund, Beutel Goodman Canadian Dividend Fund, Beutel Goodman Global Dividend Fund, Beutel Goodman World Focus Equity Fund, Beutel Goodman Global Equity Fund, Beutel Goodman International Equity Fund, Beutel Goodman American Equity Fund, Beutel Goodman Income Fund, Beutel Goodman Long Term Bond Fund, Beutel Goodman Corporate/Provincial Active Bond Fund, Beutel Goodman Short Term Bond Fund & Beutel Goodman Money Market Fund The refiling of the semi annual report for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 25, 2014
November 25, 2014 NorRock Realty Finance Corporation The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 25, 2014
November 21, 2014 Global Iman Fund, Capital Preservation Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 21, 2014
November 20, 2014 Educators Balanced Fund, Educators Bond Fund, Educators North American Diversified Fund, Educators Dividend Fund, Educators Growth Fund, Educators Monthly Income Fund, Educators Money Market Fund and Educators Mortgage & Income Fund The refiling of the interim financial statements for the period ended June 30, 2014 due to the omission of the filing of the Notice to Readers required by section 2.12 of National Instrument 81-106. November 20, 2014
November 20, 2014 Mustang Minerals Corp. Investor presentation did not comply with NI 43-101 ss. 2.3(3) and provided incomplete information about the issuer's material mineral project compared to the technical report. November 20, 2014
November 20, 2014 Minnova Corp. Disclosure in corporate presentation did not comply with NI 43-101 (deficiency 2d) November 20, 2014
November 21, 2014 Man AHL DP Limited The refiling of the interim management report of fund performance for the period ended June 30, 2014 is to comply with the disclosure requirements set out in Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Part B, section 3.1 to include a footnote to the table of financial highlights to: (i) disclose the accounting principles for each period; and (ii) indicate that the information is derived from the financial statements November 21, 2014
November 19, 2014 Carlisle Goldfields Limited Failure to File November 10, 2014
November 10, 2014
November 18, 2014 Carlisle Goldfields Limited Failure to File November 10, 2014
November 10, 2014
November 18, 2014 Chalice Gold Mines Limited Reasons for refiling: Corporate presentation disclosed information not supported by a technical report (deficiency 1k) -- issuer retracted the disclosure and will rely on existing report. November 18, 2014
November 18, 2014 Black Iron Inc. Corporate presentation did not comply with NI 43-101 ss. 2.2 (b) and provided incomplete information about the issuer's material mineral project. Deficiency 2d. November 18, 2014
November 12, 2014 The Foundation Yield Portfolio, The Foundation Equity Portfolio, The Foundation Tactical Conservative Portfolio, The Foundation Tactical Balanced Portfolio, and the Foundation Tactical Growth Portfolio. The refiling of the MRFP is to comply with the disclosure requirements set out in National Instrument 81-106F1 Part C Item 4 and to include a footnote to the table of financial highlights in order to disclose the accounting principles for each period. November 11, 2014
November 11, 2014 Crown Mining Corp. Technical report did not comply with NI 43-101 (non-independent author when independence required) -- deficiency 2d November 26, 2014
October 17, 2014 Tier One Capital Limited Partnership Refiled financial statements for the annual period ended September 30, 2013 in accordance with IFRS. October 17, 2014
October 31, 2014 Global Iman Fund, Capital Preservation Fund The refiling of the MRFPs is to amend a footnote to the table of financial highlights in order to disclose the accounting principles for each period. October 31, 2014
October 24, 2014 Metals Plus Income Corp., Faircourt Gold Income Corp. and Faircourt Split Trust. The refiling of the MRFPs is to amend a footnote to the table of financial highlights in order to disclose the accounting principles for each period. October 24, 2014
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Press Release 2
Press Release 3
October 20, 2014 Integra Balanced Fund, Integra Bond Fund, Integra Canadian Value Growth Fund, Integra International Equity Fund, Lincluden Short Term Investment Fund, Integra U.S. Value Growth Fund, Acadian Core International Equity Fund, Integra Newton Global Equity Fund, and Integra Equity Fund The refiling of the MRFP is to amend a footnote to the table of financial highlights in order to disclose the accounting principles for each period. October 20, 2014
October 14, 2014 Bloom Income & Growth Canadian Fund, Bloom Select Income Fund and Bloom U.S. Income & Growth Fund The refiling of the MRFPs is to amend a footnote to the table of financial highlights in order to disclose the accounting principles for each period. October 14, 2014
September 24, 2014 Asian Television Network International Limited Management's Discussion and Analysis for the year ended December 31, 2013 and for the three months ended March 31, 2014 and March 31, 2013 were amended and re-filed to provide additional disclosure related to several requirements of Form 51-102F1. September 22, 2014
September 8, 2014 Sumtra Diversified Inc. Staff found deficiencies in disclosures included in the reporting issuer's interim financial statements and related MD&As. Hence, Q2 and Q3 interim financial statements, the related MD&A and certifications were refilled. September 8, 2014
September 5, 2014 Mazorro Resources Inc. Amended press release September 5, 2014
August 29, 2014 Green Swan Capital Corp. Amended press release August 29, 2014
July 24, 2014 Fortune Minerals Corp. Failure to file a Technical Report within 45 days to support first time disclosure of mineral resources and results of a preliminary economic assessment (PEA) on the Company's Revenue Silver Mine triggered by the May 9, 2014 news release. July 24, 2014
July 24, 2014 Horizonte Minerals PLC Amended and refiled the financial statements the interim period ended September 30, 2013 to remove the disclosure stating that the financial statements have been reviewed by the Company’s auditor, PKF Littlejohn LLP, to remove the independent review report, and to advise that the previously filed interim financial statements should not be relied upon. July 24, 2014
July 23, 2014 Horizonte Minerals PLC Amended and refiled the annual financial statements year ended December 31, 2013 and the interim period ended March 31, 2014, 2013 to disclose that the financial statements were prepared in accordance with International Financial Reportings Standards rather than jurisdictional IFRS to comply with Part 3 of NI 52-107. July 23, 2014
July 11, 2014 SelectCore Ltd. Amended and Refiled the 2013 annual MD&A to enhance discussion on results of operations, select annual information, summary of quarterly results and to meet other requirements of 51-102F1. July 11, 2014
July 9, 2014 Canada Coal Inc. Amended press release (attached) July 9, 2014
July 7, 2014 Front Street Value Class (now Front Street U.S. Equity Class)
Front Street Tactical Equity Class
Front Street Special Opportunities Class
Front Street Resource Growth and Income Class
Front Street Growth Class
Front Street Growth and Income Class
Front Street Global Opportunities Class
Front Street Diversified Income Class
Restated and refiled the annual management reports of fund performance for the period ending October 31, 2013 to revise disclosure of past performance to comply with Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance. July 7, 2014
June 27, 2014 Golden Hope Mines Limited Revised and refiled the interim financial statements and MD&A for the quarter ended March 31, 2014 to correct error in Statement of Cash flow and to remove promotional language about its project. June 27, 2014
June 25, 2014 Satori Resources Inc. Amended press release June 25, 2014
June 25, 2014 Exemplar Leaders Fund
Exemplar Yield Fund
Exemplar Canadian Focus Portfolio
Exemplar Diversified Portfolio
Amended and refiled the annual management reports of fund performance for the period ending December 31, 2013 to revise disclosure of past performance to comply with Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance. June 25, 2014
June 17, 2014 Muskrat Minerals Incorporated Technical report not filed (deficency 1-k); MD&A contained non-compliant mineral project disclosure (deficiency 2-d); new technical report filed; annual and most recent MD&A amended and refiled. June 17, 2014
June 12, 2014 BW Park Place Re-filed annual and interim MD&A June 3, 2014
June 6, 2014 GreenBank Capital Inc. Amended material change report June 6, 2014
May 27, 2014 Matica Graphite Inc. Issuance of press release to clarify disclosures in previously issued press release May 27, 2014
March 31, 2014 Martinrea International Inc. Retroactively revised the comparative financial information in its December 31, 2013 annual financial statements without withdrawing previously issued financial statements to address the following errors which the Company concluded were immaterial as described on note 3 of the Company's consolidated financial statements for the year ending December 31, 2013: (i) the identification of errors that understated expenses and overstated assets (mainly to production cost and inventory accounts) due to a former controller of one of its Canadian wholly-owned operating facilities overriding controls and misreporting financial results over a number of years, and (ii) identification of borrowing costs on qualifying assets not being capitalised in accordance with the Company's accounting policy. March 31, 2014
April 28, 2014 Chieftain Metals Corp. (SEDAR 34516) Non-compliant mineral project disclosure; default condition 2 (d). April 28, 2014
April 17, 2014 Solitario Exploration & Royalty Corp. Filed news release to retract and clarify technical disclosure related to a resource estimate and economic analysis on the Bongara Project not supported by a technical report. April 17, 2014
April 11, 2014 Nuinsco Resources Limited (SEDAR profile 1232) Technical report not compliant with NI 43-101 -- Default 2 d (CD review 7593) April 11, 2014
April 14, 2014 NTG Clarity Networks Inc. Amended and Refiled the MD&A for the year ended December 31, 2012 and the interim period ended June 30, 2013 to enhance discussion on results of operations, liquidity and capital resources and to meet other requirements of 51-102F1. Amended and refiled the annual financial statements for the year ended December 31, 2012 to disclose the Company's revenue recognition policies and to correct for errors in note disclosure. Amended and refiled the interim financial statements for the period ended June 30, 2013 to correct classifications and numerical errors in the Statement of Cash Flow and other clerical errors. April 14, 2014
April 8, 2014 Cynapsus Therapeutics Inc. Refiled annual financial statements and MD&A to include a going concern note. April 8, 2014
April 2, 2014 Consolidated Tanager Limited Revised and re-filed the condensed interim financial statements for the six months ended December 31, 2013 to include (1) the statement of changes in equity (2) comparative financial information for the six months period ended December 31, 2013 in the statement of comprehensive loss. Additionally, the Company also filed its notes to the condensed interim financial statements for the nine months period ended March 31, 2013. April 2, 2014
March 31, 2014 Pro FTSE RAFI Canadian Index Fund
Pro FTSE RAFI, US Index Fund
Pro FTSE RAFI Global Index Fund
Pro FTSE RAFI Hong Kong China Index Fund
Pro Money Market Fund
Pro FTSE RAFI Emerging Markets Index Fund
Pro FTSE NA Dividend Index Fund
Pro Fundamental Balanced Index Fund
Pro Fundamental Bond Index Fund
Each Pro-Index Fund's Management Report of Fund Performance (MRFP) for periods ending June 30, 2013 and December 31, 2012 contained incorrect Management Expense Ratios (MERs). The publication of inaccurate MERs for the Pro-Index Funds results in a content deficiency in each Pro-Index Fund's December 2012 and June 2013 MRFP under Paragraph 4 of the Appendix to OSC Policy 51-601 Reporting Issuer Defaults. The inaccurate MERs in the June 30, 2013 and December 2012 MRFPs for each Pro-Index Fund were announced in a press release dated March 6, 2014. March 6, 2014
March 27, 2014 GreenBank Capital Inc. Failure to file a material change report March 27, 2014
March 25, 2014 Ridgewood Canadian Bond Fund and Ridgewood Tactical Yield Fund The Management Expense Ratio (MER) for the six months ended June 30, 2013 for both Funds were incorrect. The Interim Management Reports of Fund Performance (MRFPs) have been revised to reflect the correct MER. March 25, 2014
Feb 10, 2014 SelectCore Ltd. Amended and Refiled the MD&A for the interim periods ended June 30, 2013 and September 30, 2013 to enhance discussion on results of operations, going concern disclosures and to meet other requirements of 51-102F1. Amended and refiled interim financial statements for periods ended June 30, 2013 and September 30, 2013 to include comparative financial information as required under IAS 34. Feb 16, 2014
January 3, 2014 Lithium Americas Corp. Amended and refiled the financial statements and MD&A for the ten month period ended December 31, 2012 and the interim period ended September 30, 2013 to (1) enhance disclosure of exploration and evaluation expenditures, general and administrative expenses, and exploration project; and (2) correct foreign exchange adjustments to the current, comparative, and opening balances. December 19, 2013
November 29, 2013 Duran Ventures Enhanced disclosure of exploration and evaluation expenditures, general and administrative expenses. Expanded discussion of exploration projects, liquidity and capital resources. November 29, 2013
October 21, 2013 Winston Resources Revised and refiled the interim financial statements, MD&A and certifications for the period ended April 30, 2013 as the previously filed statements were not in accordance with IFRS 10 as two companies were consolidating the same investee company. October 21, 2013
October 21, 2013 Greenbank Capital Revised and refiled the interim financial statements, MD&A and certifications for the period ended April 30, 2013 as the previously filed statements were not in accordance with IFRS 10 as two companies were consolidating the same investee company. October 21, 2013 July 25, 2013
October 24, 2013 Adex Mining Inc. Amended technical report for the Mount Pleasant project and revised MD&A for the period ended June 30, 2013. October 24, 2013
September 24, 2013 iSign Media Solutions Inc. Issuer was delayed in filing their April 30, 2013 annual financial statements due to a concern over valuation of assets September 12, 2013
September 16, 2013 Denison Mines Corp. Amended technical report - Mutanga project September 16, 2013
September 10, 2013 Cuervo Resources Inc. Amended technical report - Cerro Ccopane project September 9, 2013
September 10, 2013 Aura Silver Resources Inc. Amended technical report - Taviche project September 5, 2013
August 29, 2013 Hudson River Minerals Ltd. Re-stated and re-filed interim financial report and related MD&A for the period ended March 31, 2013 to include (1) statement of changes in equity for the period ended March 31, 2012; and (2) updated tables to reflect the Company's exploration and evaluation activity in the current period.
Re-stated and re-filed interim financial report and related MD&A for the period ended June 30, 2013 to (1) reflect the disposition of the Company's material property in exchange for shares; (2) disclose the valuation methods used to measure the shares obtained in exchange for the material property; and (3) include statement of changes in equity for the period ended June 30, 2012.
August 30, 2013
August 23, 2013 Orocobre Ltd. Amended technical report - Salinas Grandes project August 23, 2013
August 23, 2013 African Gold Group Inc. Amended technical report - Kobada project August 23, 2013
August 16, 2013 Verde Potash Plc Late filing of material change report in respect of a press release filed on May 13, 2013 August 16, 2013
August 12, 2013 Red Tiger Mining Inc. Non-compliant technical report August 12, 2013
July 31, 2013 Red Crescent Resources Limited Technical report and MD&A deficiencies -- 1 (c), 1 (e), 2 (d) July 31, 2013
July 30, 2013 Medifocus Inc. Implemented an accounting change on a retroactive basis in the financial statements for the year ended March 31, 2013 to correct a prior period error. The correction of the prior period error resulted in the reduction of the Company's total assets by approximately 90% whereby the Company expensed product development charges that were recognized as an 'asset' in its previously filed financial statements. July 30, 2013
July 22, 2013 Northcore Technologies Inc. Filed an addendum to the management information circular dated June 18, 2013 (the Circular) prepared in connection with the annual and special meeting of shareholders (the Meeting). The addendum disclosed various matters, including (i) the removal of an individual proposed to be nominated for election as director and where the Circular did not disclose that this individual was previously a director and CEO of a company that was subject to a cease trade order issued by other CSA jurisdictions while this individual was acting in that capacity, (ii) the material ownership interest of an executive officer in an asset purchase transaction, a matter to be acted upon at the Meeting, and (iii) the process used by the board of directors to determine the valuation of that transaction. July 22, 2013
July 18, 2013 Golden Moor Inc. Restated and re-filed the interim financial statements for the three and six month period ending February 28, 2013 to correct an error in the interim statement. July 18, 2013
June 14, 2013 Northland Resources S.A. Revised and refiled the annual financial statements for the year ended December 31, 2012 to make the following changes to its auditor's report: (1) include the comparative period; (2) remove the reference jurisdictional standards on auditing; and (3) remove the reference to jurisdictional IFRS. The Annual Information Form was also refiled so that it is dated subsequent to the date of the auditor's report. June 14, 2013
May 23, 2013 Lydian International Limited Deficient technical report (deficiency 2d in Policy 51-601) May 23, 2013
May 21, 2013 Orsu Metals Corporation Revised and refiled the annual financial statements for the year ended December 31, 2012 to include an auditor's report that includes the comparative period. May 21, 2013
May 13, 2013 True North Apartment Real Estate Investment Trust Re-stated and re-filed business acquisition report. May 13, 2013
March 28, 2013 Northern Financial Corporation (1) Late filing of material change report in respect of a press release filed on December 24, 2012 and (2) Filed supplemental executive compensation disclosure to supplement, correct and clarify disclosure contained in the Company's information circular filed on August 31, 2012. March 28, 2013
March 7, 2013 Gladstone Pacific Nickel Ltd. June 30, 2012 Annual Financial Statements were not compliant with IFRS as issued by IASB. February 28, 2013