Investors
Submissions
The Investor Advisory Panel is charged with representing the views of investors and providing input into the Commission’s policy initiatives, including proposed rules and policies, the annual Statement of Priorities, concept papers and specific issues. The following is a list of our submissions in this regard.
| February 29, 2012 | 45-401 Review of Minimum Amount and Accredited Investor Exemptions | |
| February 1, 2012 | Ombudsman for Banking Services and Investments Comment Letter | |
| January 16, 2012 | 15-704 Proposed Enforcement Initiatives | |
| November 10, 2011 | 81-101 Point of Sale Disclosure for Mutual Funds | |
| October 28, 2011 | Annual Report of the Investor Advisory Panel | |
| October 27, 2011 | 51-103 Ongoing Governance and Disclosure Requirements For Venture Issuers | |
| September 23, 2011 | 31-103 Cost Disclosure and Performance Reporting | |
| April 27, 2011 | 11-765 Statement of Priorities for Fiscal Year Ending March 31, 2012 | |
| April 18, 2011 | 54-701 Regulatory Developments Regarding Shareholder Democracy Issues | |
| January 11, 2011 | CP 91-401 Over the Counter Derivatives Regulation | |
| October 25, 2010 | 25-101 Designated Rating Organizations | |
