Investors

INVESTOR ADVISORY PANEL

MEETING AGENDA


Meeting Date:

Thursday, March 17, 2016, 9:30 am – 3:00 pm


Location:

Ontario Securities Commission, 20 Queen Street West
Toronto Room, 20th Floor


Members:

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko,
Alison Knight, Louise Tardif (via conference)


Invitees:

Susan Greenglass, Director, Market Regulation
Antoinette Leung, Manager, Market Regulation
Joseph Della Manna, Senior Accountant, Market Regulation
Shaun Devlin, Senior Vice-President, Member Regulation, Enforcement, Mutual Fund Dealers Association of Canada
Karen McGuinness, Senior Vice-President, Member Regulation, Compliance, Mutual Fund Dealers Association of Canada
Tyler Fleming, Director, Investor Office
Caroline Cakebread, IAP Consultant