February 18, 2016 - Investor Advisory Panel - Agenda

February 18, 2016

Meeting Date:		Thursday, February 18, 2016, 9:30 am – 4:00 pm

Location:		Ontario Securities Commission, 20 Queen Street West Toronto Room, 20th Floor

Members:		Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Louise Tardif

Invitees:		Tyler Fleming, Director, Investor Office Andrew Kriegler, President and CEO, Investment Industry Regulatory Organization of Canada Wendy Rudd, Senior Vice-President, Investment Industry Regulatory Organization of Canada Doug Harris, General Counsel, Corporate Secretary and Vice-President, Registration, Investment Industry Regulatory Organization of Canada Deborah Battell, Independent Evaluator (via conference call) Caroline Cakebread, IAP Consultant

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s remarks	Ursula Menke
9:45 – 10:00	2. Housekeeping	Tyler Fleming
10:00 – 11:00	3. IAP Draft Annual Report - attachment	All members
11:00 – 11:45	4. MFDA Report on Charges and Compensation Consultation discussion - attachment	All members
11:45	Lunch delivered
11:45 – 12:45	5. Investor Office’s interactive guide to equity crowdfunding – attachment	All members
12:45 – 1:00	6. Investor Office Update	Tyler Fleming
1:00 – 2:00	7. IIROC White Paper Consultation	Andrew Kriegler Wendy Rudd Doug Harris
2:00 – 2:30	8. IIROC White Paper Consultation discussion - attachment	All members
2:30 – 3:30	9. Discussion with Deborah Battell	Deborah Battell
3:30 – 3:50	10. OBSI Consultation discussion - attachment	All members
3:50 – 4:00	11. Other business	All members
FUTURE MEETINGS:
Thursday, March 17,2016: 9:30am – 3:00pm Thursday, April 21, 2016: 9:30am – 3:0pm Thursday, May 19, 2016: 9:30am – 3:00pm Thursday, June 16, 2016: 9:30am – 3:00pm Thursday, July 21, 2016: 9:30am – 3:00pm
FUTURE MEETINGS:
Thursday, August 18, 2016: 9:30am – 3:00pm Thursday, September 15, 2016: 9:30am – 3:00pm Thursday, October 20, 2016: 9:30am – 3:00pm Thursday, November 17, 2016: 9:30am – 3:00pm Thursday, December 8, 2016: 9:30am – 3:00pm