Investors

INVESTOR ADVISORY PANEL

MEETING AGENDA


Meeting Date:

Thursday, November 19, 2015, 9:30 am – 1:30 pm


Location:

Ontario Securities Commission, 20 Queen Street West
Toronto Room, 20th Floor


Members:

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko,
Alison Knight, Louise Tardif


Invitees:

Pat Chaukos, Manager, Compliance and Registrant Regulation
Joanne De Laurentiis, President and CEO, The Investment Funds Institute of Canada
Jan Dymond, Vice President, Public Affairs, The Investment Funds Institute of Canada
Chantal Mainville, Senior Legal Counsel, Investment Funds and Structured Products
Dennis Yanchus, Senior Economist, Strategy and Operations
Paul Redman, Principal Economist, Strategy and Operations
Kelly Gorman, Deputy Director, Enforcement
Heidi Franken, Senior Forensic Accountant, Enforcement
Tyler Fleming, Director, Office of Investor Policy, Education and Outreach
Caroline Cakebread, IAP Consultant