June 18, 2015 - Investor Advisory Panel - Agenda

June 18, 2015

Meeting Date:		Thursday, June 18, 2015, 9:30 am – 1:30 pm

Location:		Ontario Securities Commission, 20 Queen Street West Toronto Room, 17th Floor

Members:		Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Louise Tardif

Invitees:		Rhonda Goldberg, Director, Investment Funds and Structured Products Katherine Kruk, Senior Advisor, Office of Investor Policy, Education and Outreach Sarah Howcroft, Senior Economist, Research Analysis, Strategy and Operations Leslie Byberg, Director, Strategy, Research and Planning Laura Knapp, Manager, Knowledge Services and Library, Corporate Services Caroline Cakebread, IAP Consultant

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s remarks	Ursula Menke
9:45 – 10:00	2. Recruitment Update for Office of Investor Policy, Education and Outreach)	Rhonda Goldberg
10:00 – 10:45	3. Seniors Research	Rhonda Goldberg Katherine Kruk Sarah Howcroft
10:45 – 11:05	4. Mystery Shop Update	Leslie Byberg
11:05 – 11:15	5. OSC Daily Newscan	Laura Knapp
11:15 – 11:30	6. Robo Advisors	Ken Kivenko
11:30 – 11:50	7. Whistleblower Roundtable Discussion	Connie Craddock
11:50	Lunch Delivered
11:50 – 12:20	8. Suitability standard, compliance and enforcement and the effect on clients	Ursula Menke
12:20 – 12:45	9. Regulatory arbitrage – should we write FSCO panel?	Ursula Menke
12:45 – 1:00	10. Publication of IAP Minutes	Ursula Menke
1:00 – 1:30	11. Other business	All members
FUTURE MEETINGS:
Thursday, July 16, 2015: 9:30am – 1:30 pm (conference call) Thursday, September 17, 2015: 9:30am – 1:30 pm	Thursday, October 15, 2015: 9:30am – 1:30 pm Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 17, 2015: 9:30 am –1:30 pm