Investors


INVESTOR ADVISORY PANEL

MEETING AGENDA


Meeting Date: Thursday March 20, 2014, 9:30 am – 2:00 pm

Location: Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th floor

Members: Jane Ambachtsheer, Paul Bates, Connie Craddock (Chair), Harold Geller, Alan Goldhar, Ken Kivenko, Alison Knight, Ursula Menke

Invitees:

Paul Riccardi, Senior Vice President, Enforcement, Member Policy & Registration, IIROC
Shaun Devlin, Senior Vice-President, Member Regulation, Enforcement, MFDA
Ian Strulovitch, Director, Public Affairs, MFDA
Eleanor Farrell, Director, Office of the Investor
Lisa Enright, Advisor (secretary for the meeting)