Investors

AGENDA

Investor Advisory Panel Meeting
Friday October 28, 2011
12:30 pm – 2:30 pm

By Teleconference




MEMBERS: Anita Anand, Chair
Nancy Averill
Paul Bates
Stan Buell
Lincoln Caylor
Steven Garmaise
Michael Wissell
INVITEE: Christopher Bent, Legal Counsel, Investment Funds (item 3)
Maria Carelli, Accountant, Compliance and Registrant Regulation (item 2)
Rhonda Goldberg, Director, Investment Funds (item 3)
Jason Koskela, Legal Counsel, Corporate Finance (item 2)
Allan Krystie, Senior Administrator (secretary to the meeting)
Jo-Anne Matear, Assistant Manager, Corporate Finance (item 2)
Darren McKall, Manager, Investment Funds (item 3)
Chava Schwebel, IAP Research Assistant
Melissa Scholfield, Senior Lawyer, Investment Funds (item 2)
Elizabeth Topp, Senior Legal Counsel, Corporate Finance (item 2)
Jim Turner, Vice-Chair, OSC (item 2)


Please note: Meeting will begin promptly at 12:30

1. Introduction of agenda (Anita Anand) (10 mins)

2. Presentation by OSC staff to solicit input from Panel members regarding Consultation Note concerning Minimum Amount and Accredited Investor Exemptions (J. Turner, J. Matear, J. Koskela, E. Topp, M. Schofield, M. Carelli) Consultation note has not been published and to be circulated confidentially in a separate email to the Panel. (30 mins)

3. Presentation by OSC staff to solicit input from Panel members regarding proposed amendments to Form 41-101F3 Information Required in a Scholarship Plan Prospectus (C. Bent, R. Goldberg, D. McKall) Amendments have not been published but confidential background information to be circulated in a separate email to the Panel. (20 mins)

4. Discussion of new initiatives and upcoming submissions (15 mins)

5. Discussion regarding empirical methods for outreach initiatives (30 mins)

6. Any new business, correspondence, upcoming meetings (please bring personal itineraries and calendars for setting meeting dates) (15 mins)

Next Panel Meeting:

Friday, November 25, 2011 10:00 am – 12:00 pm (In-person at the OSC)