Investors

AGENDA

Investor Advisory Panel Meeting
Friday September 9, 2011
12:00 pm – 2:00 pm

22nd Floor Training Room
20 Queen Street West
Toronto, Ontario




MEMBERS: Anita Anand, Chair
Nancy Averill
Paul Bates
Stan Buell
Lincoln Caylor
Steven Garmaise
Michael Wissell
INVITEE: Maureen Jensen, Executive Director, OSC
Susan Silma, Director, Compliance & Registrant Regulation
Chris Jepson, Senior Legal Counsel, Compliance & Registrant Regulation
Elizabeth King, Manager, Compliance & Registrant Regulation
Michael Tang, Senior Legal Counsel, Corporate Finance
Marie-France Bourret, Accountant, Corporate Finance
David Rotchtin, Articling Student, Bennett Jones LLP and Research Assistant to the Panel
Christine Van Geyn, Articling Student, Bennett Jones LLP and Research Assistant to the Panel
Allan Krystie, Senior Administrator


  1. Presentation by OSC staff regarding NI 31-103 Registration Requirements and Exemptions – Cost Disclosure and Performance Reporting (S. Silma, C. Jepson, E. King) (Comment period ends on September 23, 2011) (30 mins)
  2. Presentation by OSC staff regarding NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers (See Memo dated August 24, 2011 prepared by Corporate Finance Branch) (M. Tang, MF. Bourret) (Comment period ends on October 27, 2011) (30 mins)
  3. Discussion of Upcoming submissions (30 mins)
  4. Discussion regarding future investor outreach initiatives (15 mins)
  5. Introduction of OSC Executive Director to Panel Members (15 mins)