Dealers, Advisers and Investment Fund Managers
Forms
Forms relating to registration under the Securities Act (Ontario) are found under National Instrument 33-109 Registration Information.
Forms relating to registration under the Commodity Futures Act (Ontario) are found under OSC Rule 33-506 Registration Information.
For a list of forms relating to firm and individual registration, see the Guide to Registration Forms.
Unless otherwise noted, forms must be submitted to the OSC through the National Registration Database along with the applicable fee.
For more information:
- National Instrument 31-102 National Registration Database
- OSC Rule 31-509 National Registration Database (Commodity Futures Act (Ontario))
