Dealers, Advisers and Investment Fund Managers
Director’s Decisions
Listed below are Director’s decisions relating to opportunities to be heard since 2003.
2012
| April 27, 2012 |
New Solutions Capital Inc. and Ronald James Ovenden |
| April 20, 2012 |
Christopher Veigas Couto |
| April 17, 2012 |
Paul Anthony Delaney |
| March 23, 2012 |
ONE Financial Corporation and ONE Financial All-Weather Profit Family Corp. |
| February 28, 2012 |
Anna Pyasetsky |
| February 10, 2012 |
Morgan Dragon Development Corp, John Cheong, and Herman Tse |
| January 12, 2012 |
Blueport Capital Corp. and John Hare |
| January 6, 2012 |
M.H. |
2011
| September 27, 2011 |
Alexander Adams |
| August 30, 2011 |
Anchor Securities Limited and Martin Heppner |
| August 17, 2011 |
Desron Financial Services Inc. |
| July 28, 2011 |
Access Capital Corp. |
| July 15, 2011 |
In the Matter of the Registration of Royal Securities Corp. and Ningyuan Guo also known as Mark Guo |
| June 23, 2011 |
Windstar Equities Ltd. |
| June 22, 2011 |
First Canadian Property Investments Ltd. |
| June 22, 2011 |
Stephen Lorne Elias |
| June 10, 2011 |
Hill Harris Hunt Capital Limited |
| June 6, 2011 |
Fox Collins Securities Inc. |
| June 3, 2011 |
Riccardo Alberto DiPronio |
| June 3, 2011 |
Richard Derek Frost and RDF Capital Management Inc. |
| June 3, 2011 |
Alfredo Pino |
| April 27, 2011 |
Minvestec Capital Corp. |
| April 25, 2011 |
Waterview Capital Corp. and Dimitrios Neilas |
| April 14, 2011 |
Mistry, Jitendra Dalpat |
| March 4, 2011 |
Obasi, Cyril |
| January 25, 2011 |
Sanjiv Sawh and Vlad Trkulja |
2010
2009
| October 28, 2009 |
Kaplan, Christopher and Poulstrup, Jake |
| August 26, 2009 |
Uxbridge Capital Funding Inc. |
| July 28, 2009 |
Sabeh, Chawky |
| July 2, 2009 |
Brown, Donovan Gene |
| June 2, 2009 |
Camden, Denise Marie |
| June 2, 2009 |
Olea, Luis German |
| February 11, 2009 |
Hopper, Kenneth Clark |
| January 28, 2009 |
Thierry Gevaert as an Officer of Hav-Loc Private Wealth Partners Inc. |
2008
| December 30, 2008 |
Vengrowth Capital Management Inc. |
| October 27, 2008 |
Fitzgerald, Donald James |
| October 10, 2008 |
GMP Investment Management L.P. |
| September 3, 2008 |
Solovyev, Yegor |
| June 16, 2008 |
CR Advisors Corporation |
| June 11, 2008 |
Stone, Francis Thomas |
| June 9, 2008 |
Craig, Lawrence William |
| May 26, 2008 |
Claymore Investments, Inc. |
| May 6, 2008 |
Najda, Teresa Elzbieta |
| May 2, 2008 |
Collins, Norman John Frank |
| April 29, 2008 |
AIG Global Investment Corp. (Canada) |
| April 21, 2008 |
Meadowbank Asset Management Inc. |
| February 5, 2008 |
Swift Trade Inc. |
| January 28, 2008 |
Asbreuk, Rhonda |
2007
| October 1, 2007 |
Connors, Theresa Darlene |
| September 6, 2007 |
Menkara, Amer Adnan |
| August 23, 2007 |
Wall, Jack |
| August 10, 2007 |
Istanbul, Hacik |
| February 28, 2007 |
McLachlan, W.R. Shawn |
2006
2005
| November 15, 2005 |
Enterprise Capital Management Inc. |
| September 27, 2005 |
Optimal Models and Decisions Inc. |
| August 31, 2005 |
Michalik, Jan |
| August 29, 2005 |
Khan, Sarwat Roohi |
| August 10, 2005 |
Hansberger Global Investors Inc. |
| June 1, 2005 |
DeSilva, Roy Gamini |
| February 25, 2005 |
Boisvert, Andre Edouard |
2004
2003
| November 28, 2003 |
Stuart-Russell, Nicholette |
| July 18, 2003 |
Ng, Leng Wilson |
| May 30, 2003 |
Assante Asset Management Ltd. |
| May 30, 2003 |
Jen, Carson |
| May 29, 2003 |
Cantillas, Angelito and Cantillas, Norita |
| March 12, 2003 |
Coatsworth, Donald Kenneth and Coatsworth, Jane Matheson |
