Securities Law & Instruments
Instruments, Rules & Policies
Instruments, rules, policies, and other documents, both proposed and final, are organized into these categories:
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9 - Derivatives
- 91-301 - Model Provincial Rules – Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
- 91-401 - Over-the-Counter Derivatives Regulation in Canada
- 91-402 - Derivatives: Trade Repositories
- 91-403 - Derivatives: Surveillance and Enforcement
- 91-404 - Segregation and Portability in OTC Derivatives Clearing
- 91-405 - Derivatives: End-User Exemption
- 91-406 - Derivatives: OTC Central Counterparty Clearing
- 91-407 - Derivatives: Registration
- 91-501 91-501CP - Strip Bonds
- 91-502 - Trades in Recognized Options
- 91-503 - Trades in Commodity Futures Contracts and Commodity Futures Options Entered Into on Commodity Futures Exchanges Situated Outside Ontario
- 91-504 and 91-504CP - Over-The-Counter Derivatives and Companion Policy 91-504CP
- 91-506 - Derivatives: Product Determination
- 91-507 - Trade Repositories and Derivatives Data Reporting
- 91-701 - Debt-Like Derivative Securities
- 91-702 - Offerings of Contracts for Difference and foreign exchange contracts to investors in Ontario
