Securities Law & Instruments
Instruments, Rules & Policies
Instruments, rules, policies, and other documents, both proposed and final, are organized into these categories:
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Documents not numbered
- Backward Pricing Issue
- Blanket Permission - International Offerings Made by Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario) - Notice of Amendment to Rule Under the Securities Act
- Blanket Permission - International Offerings Made By Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario); for explanation see 23 OSCB 6208
- Business Corporations Act (Ontario)
- Certain Advisers
- Certain Advisors
- Certain Proposed Amendments
- Certain Reporting Issuers
- Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule")
- Certain Reporting Issuers [including National Policy Statement No. 41]
- Certain Trades in Securities of Junior Resource Issuers - Notice of Amendment to Rule Under The Securities Act
- CICA Assurance Standards Board Exposure Draft-Auditor Assistance to Underwriters and Others
- Dividend Reinvestment Plans
- Former OSC Policy 1.5 Distributions of Securities Outside Ontario (Note: OSC Policy 1.5 was repealed in 1983 and replaced by Interpretation Note 1 Distributions of Securities Outside Ontario)
- Going Private Transactions
- Insider Bids, Issuer Bids, and Take-Over Bids in Anticipation of Going Private Transactions
- International Offerings made by way of Private Placement in Ontario
- Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant
- Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant expires December 31, 2000
- Mutual Fund Securities
- National Policy No. 21 - National Advertising - Warnings
- National Policy No. 27 Canadian Generally Accepted Accounting Principles for Investment Funds
- National Policy No. 31 Change of Auditor of a Reporting Issuer that is an Investment Fund
- National Policy No. 50 Reservations in an Auditor's Report Filed by an Investment Fund
- National Policy No. 51 Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund
- National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
- Notice of Revocation of Deemed Rule Made Under the Securities Act
- OSC Policy 2.1 - Applications to the Ontario Securities Commission
- OSC Staff Notice - Registration Renewal
- Policy Statement No. 47 and The Solicitation of Expressions of Interest [including National Policy Statement No. 47]
- Processing Prospectuses Before Year-End
- Prompt Offering Qualification System [including National Policy Statement No. 47]
- Prompt Offering Qualification System [including National Policy Statement No. 47].
- Proposed Rescission of National Policy No. 25 - Registrants Advertising Disclosure of Interest
- Proposed Rescission of National Policy No. 49 - Self-Regulatory Organization Membership
- Proposed Rescission of OSC Policy Statement No. 1.1, 4.1, 7.2, 7.3, 7.6 and 7.7
- Reduction of All Fees - Fees Schedule Superseded by OSC Rule 13-502
- Regulation 1015, R.R.O. 1990, as amended and in the matter of Certain International Offerings by Private Placement in Ontario
- Regulation 1015, R.R.O. 1990, as amended and in the Matter of Certain International Offerings by Private Placement in Ontario - Amendment to Rule Under the Securities Act
- Regulation 1015, R.R.O. 1990, as amended, and In the Matter of Certain International Offerings by Private Placement in Ontario
- Regulation 910, R.R.O. 1980, as amended and In the Matter of The Multijurisdictional Disclosure System
- Rescission of National Policy No. 4, No. 16, and No. 20
- Rescission of National Policy Statement No. 30: Processing of "Seasoned Prospectuses"
- Rescission of OSC Policy Statement No. 5.2 - Notice and Request for Comments
- Rescission of OSC Policy Statements 2.4, 2.10, and 2.11
- Rescission of Uniform Act Policies 2-01, 2-02, 2-03, 2-04, 2-06, 2-08 and 2-09
- Rescission of Uniform Act Policy No. 2-01, 2-02, 2-06, 2-08 and 2-09
- Rescission of Uniform Act Policy No. 2-10
- Rescission of Uniform Act Policy No. 2-11
- Shelf Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted
- Simplified Prospectus Qualification System for Mutual Funds [Including National Policy Statement No. 36 and National Policy Statement No. 39] - Notice of Amendment to Rule Under the Securities Act
- Staff Notice: Ontario Superior Court of Justice Dismisses Application Relating to MacDonald Oil Take-over Bid for Bresea
- Three Rules, each entitled In the Matter of Certain Reporting Issuers (1997), 20 OSCB 1218 and 1219, (the "Rules")
- Trades by an Issuer in Securities of its Own Issue to Senior Officers, Directors, Personal Holding Companies and Registered Retirement Savings Plans and a Controlling Shareholder in Securities of an Issuer to Employees, Senior Officers, Directors, Persona
- Trades by Issuers in Connection with Securities Exchange Issuer Bids and In the Matter of Trades by Holders of Securities of a Company to Another Company in Connection with an Amalgamation, and Arrangement or a Specified Statutory Procedure
- Trades by Issuers Upon Exercise of Certain Conversion or Exchange Rights and In the Matter of the First Trade in Securities Acquired Upon Exercise of Such Conversion or Exchange Rights
- Trades in Securities of a Private Company Under the Execution Act
- Trading in Securities of Labour Sponsored Investment Fund Corporation
