Assante Capital Management Ltd.
  December 21, 2017 Notice from the Office of the Secretary: Assante Capital Management Ltd.and Assante Financial Management Ltd., File No. 2017-72   December 21, 2017 Order: Assante Capital Management Ltd.and Assante Financial Management Ltd.   December 18, 2017 Settlement Agreement: Assante Capital Management Ltd.and Assante Financial Management Ltd.   December 21, 2017 Reasons For Approval of Settlement: Assante Capital Management Ltd.and Assante Financial Management Ltd.   December 18, 2017 Notice from the Office of the Secretary: Assante Capital Management Ltd.and Assante Financial Management Ltd., File No. 2017-72   December 18, 2017 Notice of Hearing: Assante Capital Management Ltd.and Assante Financial Management Ltd.   December 18, 2017 Statement of Allegations: Assante Capital Management Ltd.and Assante Financial Management Ltd.