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C
C.A.D.E. Resources Group Inc. C.A.D.E. Resources Group Inc.
	January 23, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice of Withdrawal: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 21, 2013	Order: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 17, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Notice of Hearing: In the Matter of Sage Investment Group et al.
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	November 15, 2012	Order: In the Matter of Sage Investment Group et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	October 17, 2012	Order: In the Matter of Sage Investment Group et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	September 12, 2012	Order: In the Matter of Sage Investment Group et al.
	June 18, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	June 13, 2012	Order: In the Matter of Sage Investment Group et al.
	May 1, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	April 27, 2012	Order: In the Matter of Sage Investment Group et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 9, 2012	Order: In the Matter of Sage Investment Group et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 1, 2012	Notice of Hearing: In the Matter of Sage Investment Group et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sage Investment Group et al.
Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 18, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 17, 2013	Reasons and Decision: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 17, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	July 2, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	July 2, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 19, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 18, 2013	Reasons and Decision: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 18, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 18, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 17, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 3, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 2, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	January 4, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	January 4, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 19, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 4, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 3, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 13, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 8, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 1, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 31, 2012	Reasons for Decision on Disclosure: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 19, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 28, 2012	Notice of Correction: Order - In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 20, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 20, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 13, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 10, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 7, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 7, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 7, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 6, 2012	Settlement Agreement: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 6, 2012	Settlement Agreement: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 5, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 6, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 5, 2012	Notice of Hearing: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	May 3, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	May 3, 2012	Amended Notice of Hearing: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	May 2, 2012	Amended Statement of Allegations: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
Cachet Wealth Management Inc. Cachet Wealth Management Inc.
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	February 1, 2012	Order: In the Matter of Ciccone Group et al.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	November 1, 2011	Order: In the Matter of Ciccone Group et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	September 29, 2011	Order: In the Matter of Ciccone Group et al.
	August 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	August 10, 2011	Order: In the Matter of Ciccone Group et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 10, 2011	Order: In the Matter of Ciccone Group et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	January 25, 2011	Order: In the Matter of Ciccone Group et al.
	October 22, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	October 21, 2010	Order: In the Matter of Ciccone Group et al.
	May 5, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2010	Order: In the Matter of Ciccone Group et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	April 22, 2010	Notice of Hearing: In the Matter of Ciccone Group et al.
	April 21, 2010	Temporary Order: In the Matter of Ciccone Group et al.
Cai, Fengyi Cai, Fengyi
	August 29, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	August 28, 2012	Order: In the Matter of Zungui Haixi Corporation et al.
	August 28, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Zungui Haixi Corporation et al.
	April 9, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	March 7, 2012	Oral Reasons and Decision: In the Matter of Zungui Haixi Corporation et al.
	January 27, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	January 26, 2012	Order: In the Matter of Zungui Haixi Corporation et al.
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 30, 2011	Order: In the Matter of Zungui Haixi Corporation et al.
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 23, 2011	Order: In the Matter of Zungui Haixi Corporation et al.
	November 8, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 7, 2011	Notice of Hearing: In the Matter of Zungui Haixi Corporation et al.
	November 7, 2011	Statement of Allegations: In the Matter of Zungui Haixi Corporation et al.
Cai, Kevin S. X. Cai, Kevin S. X.
	June 2, 2000	Notice of Hearing: In the Matter of Cai, Kevin S.X.
	June 2, 2000	Statement of Allegations: In The Matter of Cai, Kevin S.X.
Cai, Yanda Cai, Yanda
	August 29, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	August 28, 2012	Order: In the Matter of Zungui Haixi Corporation et al.
	August 28, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Zungui Haixi Corporation et al.
	April 9, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	March 7, 2012	Oral Reasons and Decision: In the Matter of Zungui Haixi Corporation et al.
	January 27, 2012	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	January 26, 2012	Order: In the Matter of Zungui Haixi Corporation et al.
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 30, 2011	Order: In the Matter of Zungui Haixi Corporation et al.
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 23, 2011	Order: In the Matter of Zungui Haixi Corporation et al.
	November 8, 2011	Notice from the Office of the Secretary: In the Matter of Zungui Haixi Corporation et al.
	November 7, 2011	Notice of Hearing: In the Matter of Zungui Haixi Corporation et al.
	November 7, 2011	Statement of Allegations: In the Matter of Zungui Haixi Corporation et al.
Cakebread, Doug Cakebread, Doug
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.
Caldwell Investment Management Ltd. Caldwell Investment Management Ltd.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Caldwell Investment Management Ltd.
	May 26, 2011	Order: In the Matter of Caldwell Investment Management Ltd.
	May 24, 2011	Settlement Agreement: In the Matter of Caldwell Investment Management Ltd.
	May 24, 2011	Notice from the Office of the Secretary: In the Matter of Caldwell Investment Management Ltd.
	May 24, 2011	Notice of Hearing: In the Matter of Caldwell Investment Management Ltd.
	May 24, 2011	Statement of Allegations: In the Matter of Caldwell Investment Management Ltd.
Caldwell Securities Limited Caldwell Securities Limited
	May 17, 2005	Notice from the Office of the Secretary: In the Matter of Buckingham Securities Corporation et al.
	May 16, 2005	Order: In the Matter of Buckingham Securities Corporation et al.
	July 20, 2001	Order: In the Matter of Buckingham Securities Corporation et al.
	July 6, 2001	Notice of Hearing: In the Matter of Buckingham Securities Corporation et al.
Callum, Andrew Callum, Andrew
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Calm Oceans L.P. Calm Oceans L.P.
	June 21, 2012	Notice from the Office of the Secretary: In the Matter of Peter Beck et al.
	June 21, 2012	Order: In the Matter of Peter Beck et al.
	June 20, 2012	Settlement Agreement: In the Matter of Peter Beck et al.
	June 20, 2012	Notice from the Office of the Secretary: In the Matter of Peter Beck et al.
	June 20, 2012	Amended Notice of Hearing: In the Matter of Peter Beck et al.
	June 20, 2012	Notice of Hearing: In the Matter of Peter Beck et al.
	June 20, 2012	Notice from the Office of the Secretary: In the Matter of Peter Beck et al.
	June 19, 2012	Amended Notice of Hearing: In the Matter of Peter Beck et al.
	June 19, 2012	Amended Statement of Allegations: In the Matter of Peter Beck et al.
Cambridge Resources Corporation Cambridge Resources Corporation
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.
Cambridge Shopping Centres Limited Cambridge Shopping Centres Limited
	February 19, 1999	Reasons for Decision: In the Matter of Ivanhoe III Inc. and Cambridge Shopping Centres Limited
Camdeton Trading Ltd. Camdeton Trading Ltd.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice From the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.
Camdeton Trading S.A. Camdeton Trading S.A.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice From the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.
Campbell, Andrew Campbell, Andrew
	January 26, 2005	Notice from the Office of the Secretary: In the Matter of Campbell, Andrew
	January 24, 2005	Order: In the Matter of Campbell, Andrew
	December 22, 2004	Notice from the Office of the Secretary: In the Matter of Campbell, Andrew
	December 21, 2004	Notice of Hearing: In the Matter of Campbell, Andrew
	December 21, 2004	Statement of Allegations: In the Matter of Campbell, Andrew
Campbell, David C Campbell, David C
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	December 11, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	December 10, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of Limelight Entertainment Inc. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	February 12, 2008	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 28, 2007	Notice from the Office of the Secretary: Limelight Entertainment Inc. et al.
	August 23, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 23, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 14, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 13, 2007	Oral Ruling and Reasons: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Settlement Agreement: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	May 17, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 11, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 26, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
	April 18, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 13, 2006	Temporary Order: In the Matter of Limelight Entertainment Inc. et al.
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
Campbell, Stephen Campbell, Stephen
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Stephen Campbell
	March 3, 2013	Order: In the Matter of Stephen Campbell
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Stephen Campbell
	March 26, 2013	Notice of Hearing: In the Matter of Stephen Campbell
	March 26, 2013	Statement of Allegations: In the Matter of Stephen Campbell
	March 25, 2013	Settlement Agreement: In the Matter of Stephen Campbell
Canaccord Capital Corporation Canaccord Capital Corporation
	May 17, 2005	Notice from the Office of the Secretary: In the Matter of Buckingham Securities Corporation et al.
	May 16, 2005	Order: In the Matter of Buckingham Securities Corporation et al.
	July 20, 2001	Order: In the Matter of Buckingham Securities Corporation et al.
	July 6, 2001	Notice of Hearing: In the Matter of Buckingham Securities Corporation et al.
Canada Pacific Consulting Inc. Canada Pacific Consulting Inc.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	June 7, 2013	Reasons and Decision: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	June 7, 2013	Order: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	April 12, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	April 12, 2013	Order: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 25, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 22, 2013	Notice of Hearing: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 21, 2013	Statement of Allegations: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
Canadian 88 Energy Corp. Canadian 88 Energy Corp.
	October 15, 1997	Order: In the Matter of Canadian 88 Energy Corp. et al.
	October 9, 1997	Settlement Agreement: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Notice of Hearing: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Statement of Allegations: In the Matter of Canadian 88 Energy Corp. et al.
	February 6, 1997	Notice of Hearing: In the Matter of Canadian 88 Energy Corp. and West Central Capital Corporation
	February 6, 1997	Statement of Allegations: In the Matter of Canadian 88 Energy Corp. and West Central Capital Corporation
Canadian Derivatives Clearing Corporation Canadian Derivatives Clearing Corporation
	September 15, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 15, 2011	Order: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice of Hearing: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Application: In the Matter of Canadian Derivatives Clearing Corporation et al.
Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce
	December 21, 2009	Notice from the Office of the Secretary: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 21, 2009	Order and Settlement Agreement: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Notice of Hearing: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Statement of Allegations: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Notice from the Office of the Secretary: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
Canadian Income Properties Real Estate Investment Trust Canadian Income Properties Real Estate Investment Trust
	November 24, 1999	Reasons for Decision: In the Matter of Royal Host Real Estate Investment Trust and Canadian Income Properties Real Estate Investment Trust
Canadian Private Audit Service Canadian Private Audit Service
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
Canavista Corporate Services Inc. Canavista Corporate Services Inc.
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.
Canavista Financial Center Inc. Canavista Financial Center Inc.
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.
Candido, Antonino Candido, Antonino
	April 14, 2000	Reasons: In the Matter of Antonino Candido
	April 14, 2000	Order: In the Matter of Antonino Candido
	April 12, 2000	Settlement Agreement: In the Matter of Antonino Candido
	April 20, 1999	Reasons for Decision: In the Matter of William Norman Maxwell et al.
CanPro Income Fund I, LP CanPro Income Fund I, LP
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 10, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 8, 2013	Order: In the Matter of Normand Gauthier et al.
	October 2, 2013	Settlement Agreement: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L.Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 2, 2013	Undertaking: In the matter of Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) Lp, and Canpro Income Fund I, Lp
	October 3, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 2, 2013	Notice of Hearing: In the Matter of Normand Gauthier et al.
	September 13, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 11, 2013	Order: In the Matter of Normand Gauthier et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2013	Order: In the Matter of Normand Gauthier et al.
	May 22, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	May 22, 2013	Order: In the Matter of Normand Gauthier et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 7, 2013	Order: In the Matter of Normand Gauthier et al.
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	December 18, 2012	Order: In the Matter of Normand Gauthier et al.
	October 4, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	October 3, 2012	Order: In the Matter of Normand Gauthier et al.
	September 6, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	September 5, 2012	Order: In the Matter of Normand Gauthier et al.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	August 15, 2012	Order: In the Matter of Normand Gauthier et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	June 28, 2012	Order: In the Matter of Normand Gauthier et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	April 27, 2012	Order: In the Matter of Normand Gauthier et al.
	April 24, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Normand Gauthier et al.
	March 27, 2012	Notice of Hearing: In the Matter of Normand Gauthier et al.
	March 27, 2012	Statement of Allegations: In the Matter of Normand Gauthier et al.
	September 28, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 27, 2011	Order: In the Matter of Normand Gauthier et al.
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 15, 2011	Order: In the Matter of Normand Gauthier et al.
	September 8, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	September 8, 2011	Order: In the Matter of Normand Gauthier et al.
	August 30, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 29, 2011	Order: In the Matter of Normand Gauthier et al.
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 17, 2011	Order: In the Matter of Normand Gauthier et al.
	August 16, 2011	Notice from the Office of the Secretary: In the Matter of Normand Gauthier at al.
	August 15, 2011	Notice of Hearing: In the Matter of Normand Gauthier et al.
Cantillas, Angelito Cantillas, Angelito
	May 29, 2003	Decision and Reasons for Decision: In the Matter of Angelito Cantillas and Norita Cantillas
Cantillas, Norita Cantillas, Norita
	May 29, 2003	Decision and Reasons for Decision: In the Matter of Angelito Cantillas and Norita Cantillas
Canyon Acquisitions International, LLC Canyon Acquisitions International, LLC
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
Canyon Acquisitions, LLC Canyon Acquisitions, LLC
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
Capista, Agostino Capista, Agostino
	January 9, 2004	Reasons for Decision: In the Matter of Teodosio Vincent Pangia et al.
	December 16, 2003	Order: In the Matter of Teodosio Vincent Pangia et al.
	December 4, 2003	Settlement Agreement: In the Matter of Teodosio Vincent Pangia et al.
	November 3, 2003	Amended Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 25, 2002	Decision: In the Matter of Teodosio Vincent Pangia et al.
	September 30, 2002	Amended Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
Capital First Venture Fund Inc. Capital First Venture Fund Inc.
	December 13, 2005	Notice from the Office of the Secretary: In the Matter of Triax Growth Fund Inc. et al.
	December 13, 2005	Reasons for Decision: In the Matter of Triax Growth Fund Inc. et al.
	December 5, 2005	Notice from the Office of the Secretary: In the Matter of Triax Growth Fund Inc. et al.
	November 23, 2005	Order: In the Matter of Triax Growth Fund Inc. et al.
Capital Investments of America Capital Investments of America
	September 30, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	September 29, 2010	Order: In the Matter of Franklin Danny White et al.
	September 29, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of Franklin Danny White et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	March 11, 2010	Order: In the Matter of Franklin Danny White et al.
	February 11, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 10, 2010	Reasons and Decision: In the Matter of Franklin Danny White et al.
	January 15, 2009	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	January 15, 2009	Order: In the Matter of Franklin Danny White et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	March 19, 2008	Order: In the Matter of Franklin Danny White et al.
	February 29, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 28, 2008	Order: In the Matter of Franklin Danny White et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 7, 2008	Notice of Hearing: In the Matter of Franklin Danny White et al.
	February 7, 2008	Statement of Allegations: In the Matter of Franklin Danny White et al.
Capital Reserve Financial Group Capital Reserve Financial Group
	September 30, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	September 29, 2010	Order: In the Matter of Franklin Danny White et al.
	September 29, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of Franklin Danny White et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	March 11, 2010	Order: In the Matter of Franklin Danny White et al.
	February 11, 2010	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 10, 2010	Reasons and Decision: In the Matter of Franklin Danny White et al.
	January 15, 2009	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	January 15, 2009	Order: In the Matter of Franklin Danny White et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	March 19, 2008	Order: In the Matter of Franklin Danny White et al.
	February 29, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 28, 2008	Order: In the Matter of Franklin Danny White et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Franklin Danny White et al.
	February 7, 2008	Notice of Hearing: In the Matter of Franklin Danny White et al.
	February 7, 2008	Statement of Allegations: In the Matter of Franklin Danny White et al.
Cara Operations Limited Cara Operations Limited
	November 19, 2002	Reasons: In the Matter of Cara Operations Limited
Carley, Jonathan Carley, Jonathan
	December 10, 2003	Order: In the Matter of Jonathan Carley
	November 17, 2003	Settlement Agreement: In the Matter of Jonathan Carley
	November 17, 2003	Notice of Hearing: In the Matter of Jonathan Carley
	November 17, 2003	Statement of Allegations: In The Matter of Jonathan Carley
Carmichael, Harry J. Carmichael, Harry J.
	December 22, 2009	Notice from the Office of the Secretary: In the Matter of Roger D. Rowan et al.
	December 21, 2009	Order: In the Matter of Roger D. Rowan et al.
	December 21, 2009	Reasons and Decision on Sanctions and Costs: In the Matter of Roger D. Rowan et al.
	September 8, 2008	Notice from the Office of the Secretary: In the Matter of Roger D. Rowan et al.
	July 21, 2008	Notice from the Office of the Secretary: In the Matter of Roger D. Rowan et al.
	June 20, 2008	Notice from the Office of the Secretary: In the Matter of Roger D. Rowan et al.
	June 20, 2008	Reasons and Decision: In the Matter of Roger D. Rowan et al.
	July 30, 2007	Notice from the Office of the Secretary: In the Matter of Roger D. Rowan et al.
	June 6, 2007	Notice from the Office of the Secretary: Roger D. Rowan et al.
	June 6, 2007	Reasons: In the Matter of Eugene N. Melnyk et al.
	June 5, 2007	Amended Statement of Allegations: In the Matter of Watt Carmichael Inc. et al.
	May 18, 2007	Notice from the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	May 18, 2007	Order: In the Matter of Eugene N. Melnyk et al.
	May 18, 2007	Schedule A: In the Matter of Eugene N. Melnyk et al.
	May 18, 2007	Schedule B: In the Matter of Eugene N. Melnyk et al.
	May 18, 2007	Schedule C: In the Matter of Eugene N. Melnyk et al.
	May 17, 2007	Settlement Agreement: In the Matter of Eugene N. Melnyk et al.
	May 17, 2007	Other: In the Matter of Eugene N. Melnyk et al.
	May 17, 2007	Notice from the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	May 17, 2007	Notice of Hearing: In the Matter of Eugene N. Melnyk et al.
	May 16, 2007	Notice from the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	September 29, 2006	Notice From the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	September 29, 2006	Reasons: In the Matter of Eugene N. Melnyk et al.
	September 20, 2006	Notice From the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	September 20, 2006	Order: In the Matter of Eugene N. Melnyk et al.
	July 31, 2006	Notice from the Office of the Secretary: In the Matter of Eugene N. Melnyk et al.
	July 28, 2006	Notice of Hearing: In the Matter of Eugene N. Melnyk et al.
	July 28, 2006	Statement of Allegations: In the Matter of Eugene N. Melnyk et al.
Caruso, Marco Caruso, Marco
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
Casale, Graziana Casale, Graziana
	February 25, 2014	Notice from the Office of the Secretary: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	February 25, 2014	Order: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	January 15, 2014	Notice of Hearing: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	November 20, 2013	Application: In the Matter of Sterling Grace & Co. Ltd and Graziana Casale
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
	November 27, 2013	Reasons and Decision: In the Matter of Sterling Grace & Co. Ltd. and Graziana Casale
Cason, Ryan Cason, Ryan
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.
Cassels Brock & Blackwell - OSC v. Cassels Brock & Blackwell - OSC v.
	March 30, 2001	Appeal: In the Matter of Wilder v. Ontario Securities Commission
Cassels, Robert Cassels, Robert
	November 18, 2004	Notice of the Office of the Secretary: In the Matter of Robert Cassels
	November 17, 2004	Reasons for the Decision: In the Matter of Robert Cassels
	November 17, 2004	Order: In the Matter of Murray Hoult Pollitt and Pollitt & Co. Inc.
	November 11, 2004	Settlement Agreement: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of Hearing: In the Matter of Robert Cassels et al.
	August 30, 2004	Statement of Allegations: In the Matter of Robert Cassels et al.
	August 30, 2004	Notice of the Office of the Secretary: In the Matter of Robert Cassels et al.
Cassidy, Dianna Cassidy, Dianna
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 16, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 13, 2012	Order: In the Matter of Maitland Capital Ltd. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 15, 2012	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	February 8, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	November 4, 2011	Order: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 4, 2011	Reasons and Decision on Sanctions: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 1, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 19, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	July 7, 2011	Notice in the Matter of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	June 21, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Order: In the Matter of Maitland Capital Ltd. et al.
	September 12, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 29, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 26, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	April 19, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
Castaneda, Jose L. Castaneda, Jose L.
	April 4, 2008	Oral Ruling and Resons: In the Matter of Jose L. Castaneda
	March 27, 2008	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	March 27, 2008	Settlement Agreement: In the Matter of Jose Castaneda
	March 27, 2008	Order: In the Matter of Jose L. Castaneda
	March 27, 2008	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	March 27, 2008	Notice of Hearing: In the Matter of Jose L. Castaneda
	February 20, 2008	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	February 20, 2008	Order: In the Matter of Jose L. Castaneda
	January 16, 2008	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	January 16, 2008	Order: In the Matter of Jose L. Castaneda
	October 26, 2007	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	October 26, 2007	Order: In the Matter of Jose L. Castaneda
	September 6, 2007	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	September 6, 2007	Order: In the Matter of Jose L. Castaneda
	November 30, 2006	Notice From the Office of the Secretary: In the Matter of Jose L. Castaneda
	November 30, 2006	Order: In the Matter of Jose L. Castaneda
	July 27, 2006	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	July 26, 2006	Order: In the Matter of Jose L. Castaneda
	May 31, 2006	Notice from the Office of the Secretary: In the Matter of Jose L. Castaneda
	May 30, 2006	Order: In the Matter of Jose L. Castaneda
	April 17, 2006	Notice From the Office of the Secretary: In the Matter of Jose L. Castaneda
	April 13, 2006	Order: In the Matter of Jose L. Castaneda
	February 27, 2006	Notice From the Office of the Secretary: In the Matter of Jose L. Castaneda
	February 27, 2006	Order: In the Matter of Jose L. Castaneda
	January 11, 2006	Notice From the Office of the Secretary: In the Matter of Jose L. Castaneda
	January 11, 2006	Order: In the Matter of Jose L. Castaneda
	December 19, 2005	Amended Statement of Allegations: In the Matter of Jose Castaneda
	October 7, 2005	Notice from the Office of the Secretary: In The Matter of Jose L. Castaneda
	October 7, 2005	Order: In the Matter of Jose L. Castaneda
	June 28, 2005	Notice From the Office of the Secretary: In the Matter of Jose L. Castaneda
	June 20, 2005	Notice of Hearing: In the Matter of Jose L. Castaneda
	June 20, 2005	Statement of Allegations: In the Matter of Jose L. Castaneda
	June 7, 2000	Order: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Settlement Agreement: In the Matter of Koman Info-Link Inc. et al.
	September 22, 1998	Order: In the Matter of Koman Info-Link Inc. et al.
	September 10, 1998	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.
Cataldi, Vincent Cataldi, Vincent
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.
Cathcart, David Cathcart, David
	March 12, 2009	Oral Rulings and Reasons: In the Matter of David Cathcart
	February 27, 2009	Notice from the Office of the Secretary: In the Matter of David Cathcart
	February 27, 2009	Order: In the Matter of David Cathcart
	February 25, 2009	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	February 25, 2009	Settlement Agreement: In the Matter of David Cathcart
	February 20, 2009	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 24, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 24, 2008	Order: In the Matter of John Illidge et al.
	November 19, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 12, 2008	Order: In the Matter of John Illidge et al.
	November 7, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 6, 2008	Order: In the Matter of John Illidge et al.
	September 17, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	September 16, 2008	Order: In the Matter of John Illidge et al.
	May 16, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	May 15, 2008	Order: In the Matter of John Illidge et al.
	April 22, 2008	Order: In the Matter of John Illidge et al.
	August 5, 2005	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	August 5, 2005	Order: In the Matter of John Illidge et al.
	July 26, 2005	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	July 11, 2005	Notice of Hearing: In the Matter of John Illidge et al.
	July 11, 2005	Statement of Allegations: In the Matter of John Illidge et al.
Catone, Ron Catone, Ron
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 16, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 13, 2012	Order: In the Matter of Maitland Capital Ltd. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 15, 2012	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	February 8, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	November 4, 2011	Order: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 4, 2011	Reasons and Decision on Sanctions: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 1, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 19, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	July 7, 2011	Notice in the Matter of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	June 21, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Order: In the Matter of Maitland Capital Ltd. et al.
	September 12, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 29, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 26, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	April 19, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
Cavric, Ivan Cavric, Ivan
	December 6, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 5, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 7, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	November 7, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	October 17, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	September 25, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	September 24, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 6, 2011	Reasons and Decision on a Motion: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 2, 2011	Reasons and Decision: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Notice of Hearing: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 4, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 1, 2008	Order: In the Matter of MRS Sciences Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	February 26, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 28, 2007	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 12, 2007	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 30, 2007	Notice of Hearing: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 29, 2007	Statement of Allegations: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
Caza, Joseph Caza, Joseph
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 26, 2012	Order: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 26, 2012	Order: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 23, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji
	March 22, 2012	Settlement Agreement: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 22, 2012	Settlement Agreement: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 22, 2012	Notice of Hearing: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 22, 2012	Notice of Hearing: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 22, 2012	Statement of Allegations: In the Matter of Joseph Caza and Salim Kanji
CBK Enterprises Inc. CBK Enterprises Inc.
	December 2, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 29, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 29, 2013	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	May 6, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	May 2, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 22, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 22, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 7, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	March 7, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 1, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	January 25, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 23, 2010	Order: In the Matter of Majestic Supply Co. Inc. et al.
	October 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Notice of Hearing: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Statement of Allegations: In the Matter of Majestic Supply Co. Inc. et al.
CCI Capital Canada Limited CCI Capital Canada Limited
	October 5, 1999	Reasons for Decision: In the Matter of CCI Capital Canada Limited
	September 9, 1999	Order: In the Matter of CCI Capital Canada Limited
	September 8, 1999	Statement of Allegations: In The Matter of CCI Capital Canada Limited
CCI Financial, LLC CCI Financial, LLC
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.
Celly, Sahil Celly, Sahil
	June 4, 2004	Opportunity to be Heard: In the Matter of Sahil Celly
Certain Financial Sector Issuers Certain Financial Sector Issuers
	October 8, 2008	Notice from the Office of the Secretary: In the Matter of Certain Financial Sector Issuers
	October 8, 2008	Reasons for Decision: In the Matter of Certain Financial Sector Issuers
	October 3, 2008	Notice from the Office of the Secretary: In the Matter of Certain Financial Sector Issuers
	October 3, 2008	Order: In the Matter of Certain Financial Sector Issuers set forth on Schedule A attached (the Respondents)
	October 2, 2008	Notice from the Office of the Secretary: In the Matter of Certain Financial Sector Issuers
	October 2, 2008	Notice of Hearing: In the Matter of Certain Financial Sector Issuers
	September 22, 2008	Order: In the Matter of Certain Financial Sector Issuers
	September 19, 2008	Order: In the Matter of Certain Financial Sector Issuers
CGC Financial Services Inc. CGC Financial Services Inc.
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	May 5, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Alexander Cornwall et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	November 30, 2007	Reasons and Decision: In the Matter of John Alexander Cornwall et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	January 23, 2007	Motion to be Removed as Counsel: In the Matter of John Alexander Cornwall et al.
	January 18, 2007	Order: In the Matter of John Alexander Cornwall et al.
	August 18, 2004	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 27, 2003	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 26, 2003	Order: In the Matter of John Alexander Cornwall et al.
	November 18, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall and CGC Financial Services Inc.
	November 7, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall et al.
CGX Energy Inc. CGX Energy Inc.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of CGX Energy Inc.
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of CGX Energy Inc.
	March 13, 2013	Notice of Hearing: In the Matter of CGX Energy Inc.
	March 12, 2013	Application: In the Matter of CGX Energy Inc.
Chaddock, Douglas William Chaddock, Douglas William
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	November 27, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	November 27, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Energy Syndications Inc. et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	September 5, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 20, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	July 25, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 24, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	June 21, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	June 20, 2013	Reasons and Decision: In the Matter of Energy Syndications Inc. et al.
	June 20, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	May 8, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	May 8, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 8, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	April 5, 2013	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 3, 2013	Order: In the Matter of Energy Syndications Inc. et al.
	October 5, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	October 2, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	October 5, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	October 2, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	August 21, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	August 21, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	July 19, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 19, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	July 18, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	July 18, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 11, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	April 11, 2012	Order: In the Matter of Energy Syndications Inc. et al.
	April 2, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	March 30, 2012	Notice of Hearing: In the Matter of Energy Syndications Inc. et al.
	March 30, 2012	Statement of Allegations: In the Matter of Energy Syndications Inc. et al.
	March 8, 2012	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	March 8, 2012	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc., et al.
	June 22, 2011	Temporary Order: In the Matter of Energy Syndications Inc., et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
	April 7, 2011	Notice of Hearing: In the Matter of Energy Syndications Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of Energy Syndications Inc. et al.
Chamberland Street Investment Corporation Chamberland Street Investment Corporation
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.
Chambers, Charlotte Chambers, Charlotte
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.
Chambers, Desmond Chambers, Desmond
	March 1, 2013	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	February 28, 2013	Order: In the Matter of Empire Consulting Inc. and Desmond Chambers
	February 28, 2013	Reasons and Decision: In the Matter of Empire Consulting Inc. and Desmond Chambers
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	August 16, 2012	Reasons and Decision: In the Matter of Empire Consulting Inc. and Desmond Chambers
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	October 31, 2011	Amended Statement of Allegations: In the Matter of Empire Consulting Inc. and Desmond Chambers
	July 27, 2011	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	July 26, 2011	Order: In the Matter of Empire Consulting Inc. and Desmond Chambers
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	June 29, 2011	Order: In the Matter of Empire Consulting Inc. and Desmond Chambers
	May 26, 2011	Notice of Hearing: In the Matter of Empire Consulting Inc. and Desmond Chambers
	June 28, 2011	Notice from the Office of the Secretary: In the Matter of Empire Consulting Inc. and Desmond Chambers
	May 26, 2011	Statement of Allegations: In the Matter of Empire Consulting Inc. and Desmond Chambers
Chan, Allen Chan, Allen
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	April 1, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	February 26, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	February 4, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 31, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	December 5, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	December 2, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	November 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	November 21, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 10, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	September 16, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 10, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	August 27, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 19, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	May 15, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	May 13, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 17, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	January 17, 2013	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	November 1, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 26, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 26, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 12, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 12, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 10, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 10, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 28, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 18, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 14, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	July 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 12, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	July 12, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Statement of Allegations: In the Matter of Sino-Forest Corporation et al.
	April 9, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	April 9, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	January 24, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 23, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	January 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 13, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	September 15, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 15, 2011	Order: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice of Hearing: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Application: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 8, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 8, 2011	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	September 2, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 2, 2011	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Order: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Temporary Order: In the Matter of Sino-Forest Corporation et al.
Chan, Edward Chan, Edward
	June 21, 2000	Order: In the Matter of Robert Rice et al.
	June 7, 2000	Notice of Hearing: In the Matter of Robert Rice et al.
	June 7, 2000	Statement of Allegations: In The Matter of Robert Rice et al.
Chan, Leo Chan, Leo
	March 4, 2004	Notice from the Office of the Secretary: In the Matter of Diane Urquhart et al.
	March 4, 2004	Decision and Reasons: In the Matter of Diane Urquhart et al.
Chang, Jo-Anne Chang, Jo-Anne
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	April 12, 2005	Notice from the Office of the Secretary: In the Matter of Jo-Anne Chang and David Stone
	April 11, 2005	Order: In the Matter of Jo-Anne Chang ad David Stone
	April 9, 2005	Settlement Agreement: In the Matter of Jo-Anne Chang and David Stone
	April 8, 2005	Notice of Hearing: In the Matter of Jo-anne Chang and David Stone
	April 8, 2005	Notice from the Office of the Secretary: In the Matter of Jo-Anne Chang and David Stone
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.
Chapman, Harold M. Chapman, Harold M.
	March 17, 2004	Settlement Agreement: In the Matter of Harold M.Chapman
Chapters' - OSC Rules on Application to Cease-Trade Chapters' Shareholders Rights Plans Chapters' - OSC Rules on Application to Cease-Trade Chapters' Shareholders Rights Plans
	March 16, 2001	Reasons for Decision: In the Matter of Chapters Inc. and Trilogy Retail Enterprises L.P.
	March 16, 2001	Reasons for Decision: In the Matter of Chapters Inc. and Trilogy Retail Enterprises L.P.
	February 12, 2001	Reasons for Decision: In the Matter of Chapters Inc. and Trilogy Retail Enterprises L.P.
	January 21, 2001	Notice: In the Matter of Chapters Inc. and Trilogy Retail Enterprises LP
	January 11, 2001	Order: In the Matter of Chapters Inc. and Trilogy Retail Enterprises L.P.
Charko, Ronald Charko, Ronald
	February 28, 1997	Order: In the Matter of Ronald Charko
Chartcandle Inc. Chartcandle Inc.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.
Chartcandle Investments Corporation Chartcandle Investments Corporation
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.
Chau, Joe Henry (a.k.a. Henry Joe Chau, Shung Kai Chow and Henry Shung Kai Chow) Chau, Joe Henry (a.k.a. Henry Joe Chau, Shung Kai Chow and Henry Shung Kai Chow)
	March 22, 2012	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	March 22, 2012	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	March 22, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Maple Leaf Investment Fund Corp. et al.
	November 10, 2011	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	November 9, 2011	Reasons and Decision: In the Matter of Maple Leaf Investment Fund Corp. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	December 21, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	December 17, 2010	Settlement Agreement: In the Matter Maple Leaf Investment Fund Corp. et al. - Ravinder Tulsiani
	December 17, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	December 17, 2010	Notice of Hearing: In the Matter Maple Leaf Investment Fund Corp. et al.
	November 1, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	October 29, 2010	Amended Statement of Allegations: In the Matter of Maple Leaf Investment Fund Corp. et al.
	October 13, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	October 12, 2010	Reasons for Denying a Motion for an Electronic Hearing: In the Matter of Maple Leaf Investment Fund Corp. et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	August 13, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	August 12, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. and Joe Henry Chau
	April 21, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	April 21, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. and Joe Henry Chau
	February 26, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. and Joe Henry Chau
	February 26, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 25, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. and Joe Henry Chau
	February 25, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 17, 2010	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 16, 2010	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 12, 2010	Notice of Hearing: In the Matter of Maple Leaf Investment Fund Corp. et al.
	February 12, 2010	Statement of Allegations: In the Matter of Maple Leaf Investment Fund Corp. et al.
	November 11, 2009	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	November 10, 2009	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	May 15, 2009	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. et al.
	May 15, 2009	Order: In the Matter of Maple Leaf Investment Fund Corp. et al.
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Maple Leaf Investment Fund Corp. and Joe Henry Chau
	May 5, 2009	Temporary Order: In the Matter Maple Leaf Investment Fund Corp. and Joe Henry Chau
	May 5, 2009	Notice of Hearing: In the Matter Maple Leaf Investment Fund Corp. and Joe Henry Chau
Chelmsford/Dunnville Investment Corporation Chelmsford/Dunnville Investment Corporation
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.
Cheng, Man Kin (a.k.a. Francis Cheng) Cheng, Man Kin (a.k.a. Francis Cheng)
	February 10, 2014	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	February 7, 2014	Order: In the Matter of Paul Azeff et al.
	November 20, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	November 20, 2013	Order: In the Matter of Paul Azeff et al.
	July 30, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	July 29, 2013	Order: In the Matter of Paul Azeff et al.
	July 25, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	July 16, 2013	Order: In the Matter of Paul Azeff et al.
	July 12, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	July 11, 2013	Order: In the Matter of Paul Azeff et al.
	April 4, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 4, 2013	Order: In the Matter of Paul Azeff et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	January 16, 2013	Order: In the Matter of Paul Azeff et al.
	October 17, 2012	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	October 2, 2012	Order: In the Matter of Paul Azeff et al.
	May 31, 2012	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al. - Mitchell Finkelstein
	November 8, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	August 30, 2011	Order: In the Matter of Paul Azeff et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	June 1, 2011	Order: In the Matter of Paul Azeff et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 19, 2011	Order: In the Matter of Paul Azeff et al.
	April 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 18, 2011	Amended Amended Statement of Allegations: In the Matter of Paul Azeff et al.
	April 13, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 8, 2011	Confidentiality Order and Adjournment Order: In the Matter of Paul Azeff et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	February 18, 2011	Order: In the Matter of Paul Azeff et al.
	January 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	January 17, 2011	Order: In the Matter of Paul Azeff et al.
	November 11, 2010	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	November 11, 2010	Notice of Hearing: In the Matter of Paul Azeff et al.
	November 11, 2010	Amended Statement of Allegations: In the Matter of Paul Azeff et al.
	October 19, 2010	Notice from the Office of the Secretary: In the Matter of Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng)
	October 18, 2010	Order: In the Matter of Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng)
	September 22, 2010	Notice from the Office of the Secretary: In the Matter of Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng)
	September 22, 2010	Notice of Hearing: In the Matter of Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng)
	September 22, 2010	Statement of Allegations: In the Matter of Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng)
Cheong, John (a.k.a. Kim Meng Cheong) Cheong, John (a.k.a. Kim Meng Cheong)
	April 10, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Settlement Agreement: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 10, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 9, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 9, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	April 9, 2013	Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al. - Morgan Dragon Development Corp. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	March 25, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	February 28, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	February 19, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	January 14, 2013	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	January 11, 2013	Order: In the Matter of Morgan Dragon Development Corp. et al.
	September 24, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	September 20, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	August 15, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	June 4, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 25, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	April 19, 2012	Order: In the Matter of Morgan Dragon Development Corp. et al.
	April 2, 2012	Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
	March 26, 2012	Amended Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al.
	March 22, 2012	Notice of Hearing: In the Matter of Morgan Dragon Development Corp. et al.
	March 22, 2012	Statement of Allegations: In the Matter of Morgan Dragon Development Corp. et al.
Chesnowitz, Stephen Michael Chesnowitz, Stephen Michael
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	October 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	October 14, 2010	Reasons and Decision for the Hearing on the Merits: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	May 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	April 26, 2010	Settlement Agreement: In the Matter of Chartcandle Investments Corporation et al. - Charles Pauly
	April 9, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	April 8, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	March 22, 2010	Order: In the Matter of Chartcandle Investments Corporation et al.
	February 24, 2010	Notice from the Office of the Secretary: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Notice of Hearing: In the Matter of Chartcandle Investments Corporation et al.
	February 17, 2010	Statement of Allegations: In the Matter of Chartcandle Investments Corporation et al.
Chestnut Manor Inc. Chestnut Manor Inc.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.
Cheung, Andrew Cheung, Andrew
	May 16, 2005	Notice From the Office of the Secretary: In the Matter of Andrew Cheung
	May 10, 2005	Reasons: In the Matter of Andrew Cheung
	April 26, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Cheung
	April 26, 2005	Order: In the Matter of Andrew Cheung
	April 20, 2005	Settlement Agreement: In the Matter of Andrew Cheung
	March 16, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Cheung
	March 15, 2005	Notice of Hearing: In the Matter of Andrew Cheung
	March 15, 2005	Statement of Allegations: In the Matter of Andrew Cheung
Cheung, Hau Wai (a.k.a. Peter Cheung, Tony Cheung, Mike Davidson, or Peter Mcdonald) Cheung, Hau Wai (a.k.a. Peter Cheung, Tony Cheung, Mike Davidson, or Peter Mcdonald)
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	January 22, 2008	Order: In the Matter of Global Partners Capital et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 24, 2007	Order: In the Matter of Global Partners Capital et al.
	October 22, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 12, 2007	Notice of Hearing: In the Matter of Global Partners Capital et al.
	October 11, 2007	Notice from the Office of the Secretary: In The Matter Of Global Partners Capital et al.
	October 11, 2007	Temporary Order: In the Matter of Global Partners Capital et al.
Chhean, Choeun (a.k.a. Paulette C. Chhean) Chhean, Choeun (a.k.a. Paulette C. Chhean)
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	March 6, 2009	Reasons and Decision on Sanctions and Costs: In the Matter of Rodney International et al.
	February 13, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	February 11, 2009	Order: In the Matter of Rodney International et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	November 21, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	November 19, 2008	Reasons and Decision: In the Matter of Rodney International et al.
	October 27, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	October 27, 2008	Order: In the Matter of Rodney International et al.
	October 7, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	October 6, 2008	Notice of Withdrawal: In the Matter of Rodney International et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	September 5, 2008	Order: In the Matter of Rodney International et al.
	August 6, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	August 5, 2008	Order: In the Matter of Rodney International et al.
	June 20, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International
	June 17, 2008	Order: In the Matter of Rodney International et al.
	June 6, 2008	Notice from the Office of the Secretary: In the Matter of Rodney International et al.
	June 5, 2008	Notice of Hearing: In the Matter of Rodney International et al.
	June 5, 2008	Statement of Allegations: In the Matter of Rodney International et al.
	June 4, 2008	Temporary Order: In the Matter of Rodney International et al.
Chiasson, Roger Chiasson, Roger
	November 27, 2002	Order: In the Matter of Michael Goselin et al.
	November 25, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Roger Chiasson
	November 21, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 19, 2002	Order: In the Matter of Michael Goselin et al.
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Michael Goselin
	November 18, 2002	Order: In the Matter of Michael Goselin et al. - Irvine James Dyck
	November 18, 2002	Order: In the Matter of Michael Goselin et al.
	November 18, 2002	Notice of Hearing: In the Matter of Michael Goselin et al. - James Irvine Dyck
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 13, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Statement of Allegations: In the Matter of Michael Goselin et al.
Children's Education Funds Inc. Children's Education Funds Inc.
	April 8, 2014	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	April 7, 2014	Order: In the Matter of Children's Education Funds Inc.
	March 31, 2014	Settlement Agreement: In the Matter of Children's Education Funds Inc.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	March 31, 2014	Notice of Hearing: In the Matter of Children's Education Funds Inc.
	March 31, 2014	Statement of Allegations: In the Matter of Children's Education Funds Inc.
	November 27, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	November 26, 2013	Order: In the Matter of Children's Education Funds Inc.
	October 28, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	October 21, 2013	Order: In the Matter of Children's Education Funds Inc.
	September 20, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	September 20, 2013	Order: In the Matter of Children's Education Funds Inc.
	August 23, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	August 23, 2013	Order: In the Matter of Children's Education Funds Inc.
	July 19, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	July 19, 2013	Order: In the Matter of Children's Education Funds Inc.
	May 14, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	May 10, 2013	Order: In the Matter of Children's Education Funds Inc.
	March 7, 2013	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	February 28, 2013	Order: In the Matter of Children's Education Funds Inc.
	December 7, 2012	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	December 6, 2012	Order: In the Matter of Children's Education Funds Inc.
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	September 26, 2012	Order: In the Matter of Children's Education Funds Inc.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
	September 20, 2012	Notice of Hearing: In the Matter of Children's Education Funds Inc.
	September 14, 2012	Temporary Order: In the Matter of Children's Education Funds Inc.
Chisholm, Roderick Chisholm, Roderick
	June 23, 2000	Order: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Notice of Hearing: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Statement of Allegations: In the Matter of Hubert J. Mockler et al.
	June 8, 2000	Temporary Order: In the Matter of Hubert J. Mockler et al.
Chomica, Jan Chomica, Jan
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Reasons and Decision: In the Matter of Global Consulting and Financial Services et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 4, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Reasons for Sanctions: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 13, 2013	Amended Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 4, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 3, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	August 7, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	August 6, 2013	Order: In the Matter of Global Consulting et al.
	July 23, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al.
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting et al. - Lorne Banks
	July 17, 2013	Order: In the Matter of Global Consulting et al. - Lorne Banks
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 10, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 4, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al. - Lorne Banks
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 22, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 17, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
Chomica, Michael Chomica, Michael
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Reasons and Decision: In the Matter of Global Consulting and Financial Services et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 4, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Reasons for Sanctions: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 13, 2013	Amended Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 4, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 3, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	August 7, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	August 6, 2013	Order: In the Matter of Global Consulting et al.
	July 23, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al.
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting et al. - Lorne Banks
	July 17, 2013	Order: In the Matter of Global Consulting et al. - Lorne Banks
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 10, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 4, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al. - Lorne Banks
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 22, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 17, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
Chornoboy, Douglas Michael Chornoboy, Douglas Michael
	March 6, 2014	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	March 4, 2014	Order: In the Matter of Northern Securities Inc. et al.
	January 31, 2014	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	January 27, 2014	Order: In the Matter of Northern Securities Inc. et al.
	December 20, 2013	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	December 19, 2013	Reasons and Decision: In the Matter of Northern Securities Inc. et al.
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	February 20, 2013	Order: In the Matter of Northern Securities Inc. et al.
	February 12, 2013	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	February 11, 2013	Notice of Hearing: In the Matter of Northern Securities Inc. et al.
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	December 17, 2012	Order: In the Matter of Northern Securities Inc. et al.
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	November 19, 2012	Order: In the Matter of Northern Securities Inc. et al.
CI Financial Corp. CI Financial Corp.
	October 25, 2011	Notice from the Office of the Secretary: In the Matter of CI Financial Corp.
	October 25, 2011	Reasons for Decision: In the Matter of CI Financial Corp.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of CI Financial Corp.
	May 26, 2011	Order: In the Matter of CI Financial Corp.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of CI Financial Corp.
	May 11, 2011	Notice of Hearing: In the Matter of CI Financial Corp.
	May 9, 2011	Request for Hearing and Review: In the Matter of CI Financial Corp.
CI Mutual Funds Inc. (CI Investments Inc.) CI Mutual Funds Inc. (CI Investments Inc.)
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	July 22, 2009	Amendment to Settlement Approval: In the Matter of CI Investments Inc.
	July 2, 2008	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	June 30, 2008	Amendment to Settlement Approval Order: In the Matter of CI Investments Inc.
	June 30, 2005	Plan of Distribution: In the Matter of CI Investments Inc.
	January 21, 2005	Order: In the Matter of CI Mutual Funds Inc.
	December 16, 2004	Oral Reasons for Decision: In the Matter of AIC Limited et al.
	December 16, 2004	Order: In the Matter of CI Mutual Funds Inc.
	December 12, 2004	Notice of Hearing: In the Matter of CI Mutual Funds Inc.
	December 12, 2004	Statement of Allegations: In the Matter of CI Mutual Funds Inc.
	December 10, 2004	Settlement Agreement: In the Matter of CI Mutual Funds Inc.
Ciavarella, Michael Ciavarella, Michael
	March 6, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 4, 2013	Order: In the Matter of Firestar Capital Management Corp. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	February 21, 2013	Notice of Withdrawal: In the Matter of Firestar Capital Management Corp. et al.
	February 21, 2013	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 17, 2013	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 22, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 18, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	August 15, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 22, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 20, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 29, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	February 2, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 9, 2011	Order: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	December 7, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 7, 2011	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	December 6, 2011	Settlement Agreement: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	November 23, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 3, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	September 1, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	July 27, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 31, 2011	Order: In the Matter of Firestar Capital Management Corp. et al.
	May 31, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 17, 2011	Order: In the Matter of Firestar Capital Management Corp. et al. - Michael Ciavarella
	May 17, 2011	Settlement Agreement: In the Matter of Firestar Capital Management Corp. et al. - Michael Ciavarella
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 16, 2011	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al.
	May 4, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	April 26, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 8, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 12, 2010	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. ...
	January 11, 2010	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 1, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 1, 2008	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 2, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 2, 2008	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 31, 2008	Order: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2007	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2007	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2006	Notice From the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	July 31, 2006	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	July 31, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 5, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al
	November 21, 2005	Temporary Order: In the Matter of Firstar Capital Management Corp. et al.
	July 4, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 29, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	February 3, 2005	Notice from the Office of the Secretary: In The Matter of Firestar Capital Management Corp. et al.
	February 2, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 21, 2004	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al.
	December 21, 2004	Statement of Allegations: In the Matter of Firestar Capital Management Corp. et al.
	December 17, 2004	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 10, 2004	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 10, 2004	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al.
CIBC World Markets Inc. CIBC World Markets Inc.
	December 21, 2009	Notice from the Office of the Secretary: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 21, 2009	Order and Settlement Agreement: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Notice from the Office of the Secretary: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Statement of Allegations: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	December 18, 2009	Notice of Hearing: In the Matter of Canadian Imperial Bank of Commerce and CIBC World Markets Inc.
	October 31, 2007	Notice from the Office of the Secretary: In the Matter of CIBC World Markets Inc.
	August 21, 2007	Order: In the Matter of CIBC World Markets Inc.
	October 1, 2005	Schedule A - AssetRisk Report: In the Matter of CIBC World Markets Inc.
	February 27, 2003	Order: In the Matter of CIBC World Markets Inc.
	February 12, 2003	Settlement Agreement: In the Matter of CIBC World Markets Inc.
	January 27, 2003	Notice of Hearing: In the Matter of CIBC World Markets Inc.
	January 27, 2003	Statement of Allegations: In the Matter of CIBC World Markets Inc.
Ciccone Group Ciccone Group
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	February 1, 2012	Order: In the Matter of Ciccone Group et al.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	November 1, 2011	Order: In the Matter of Ciccone Group et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	September 29, 2011	Order: In the Matter of Ciccone Group et al.
	August 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	August 10, 2011	Order: In the Matter of Ciccone Group et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 10, 2011	Order: In the Matter of Ciccone Group et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	January 25, 2011	Order: In the Matter of Ciccone Group et al.
	October 22, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	October 21, 2010	Order: In the Matter of Ciccone Group et al.
	May 5, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2010	Order: In the Matter of Ciccone Group et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	April 22, 2010	Notice of Hearing: In the Matter of Ciccone Group et al.
	April 21, 2010	Temporary Order: In the Matter of Ciccone Group et al.
Ciccone, Vince Ciccone, Vince
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	November 1, 2011	Order: In the Matter of Ciccone Group et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	September 29, 2011	Order: In the Matter of Ciccone Group et al.
	August 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	August 10, 2011	Order: In the Matter of Ciccone Group et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 10, 2011	Order: In the Matter of Ciccone Group et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	January 25, 2011	Order: In the Matter of Ciccone Group et al.
	October 22, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	October 21, 2010	Order: In the Matter of Ciccone Group et al.
	May 5, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2010	Order: In the Matter of Ciccone Group et al.
	April 23, 2010	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	April 22, 2010	Notice of Hearing: In the Matter of Ciccone Group et al.
	April 21, 2010	Temporary Order: In the Matter of Ciccone Group et al.
Ciccone, Vincent Ciccone, Vincent
	December 18, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 17, 2013	Reasons and Decision: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 17, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	July 2, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	July 2, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 19, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 18, 2013	Reasons and Decision: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	June 18, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 18, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 17, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 3, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	April 2, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	January 4, 2013	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	January 4, 2013	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 19, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 4, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	December 3, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 13, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 8, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	November 1, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 31, 2012	Reasons for Decision on Disclosure: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 19, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	October 1, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 28, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 28, 2012	Notice of Correction: Order - In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 20, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 20, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 13, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 10, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 7, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 7, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 7, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 6, 2012	Settlement Agreement: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 6, 2012	Settlement Agreement: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 5, 2012	Order: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	September 6, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	September 5, 2012	Notice of Hearing: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) - Vincent Ciccone
	May 4, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	May 3, 2012	Order: In the Matter of Ciccone Group et al.
	May 3, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	May 3, 2012	Amended Notice of Hearing: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	May 2, 2012	Amended Statement of Allegations: In the Matter of Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)
	March 9, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Medra Corp.
	March 7, 2012	Order: In the Matter of Vincent Ciccone and Medra Corp.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Medra Corp.
	February 1, 2012	Order: In the Matter of Ciccone Group et al.
	February 1, 2012	Order: In the Matter of Vincent Ciccone and Medra Corp.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Medra Corp.
	December 16, 2011	Order: In the Matter of Vincent Ciccone and Medra Corp.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Medra Corp.
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Ciccone Group et al.
	November 1, 2011	Order: In the Matter of Vincent Ciccone and Medra Corp.
	November 1, 2011	Order: In the Matter of Ciccone Group et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Vincent Ciccone and Medra Corp.
	October 3, 2011	Notice of Hearing: In the Matter of Vincent Ciccone and Medra Corp.
	September 30, 2011	Statement of Allegations: In the Matter of Vincent Ciccone and Medra Corp.
Citadel Income Fund Citadel Income Fund
	August 4, 2011	Notice from the Office of the Secretary: In the Matter of Citadel Income Fund and Energy Income Fund
	August 4, 2011	Order: In the Matter of Citadel Income Fund and Energy Income Fund
	July 8, 2011	Notice from the Office of the Secretary: In the Matter of Citadel Income Fund and Energy Income Fund
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of Citadel Income Fund and Energy Income Fund
	May 31, 2011	Request for a hearing and review of the decision of the Director: In the Matter of Citadel Income Fund and Energy Income Fund
Clansman 98 Investments Inc. Clansman 98 Investments Inc.
	December 17, 2002	Order: In the Matter of Edwards Securities Inc. et al.
	December 11, 2002	Order: In the Matter of Edwards Securities Inc. et al.
	December 11, 2002	Order: In the Matter of Edwards Securities Inc. et al.
	December 11, 2002	Order: In the Matter of Edwards Securities Inc. et al.
	August 9, 2002	Notice of Hearing: In the Matter of Edwards Securities Inc. et al.
	August 9, 2002	Statement of Allegations: In the Matter of Edwards Securities Inc. et al.
Claredon Apartments (1963) Ltd. Claredon Apartments (1963) Ltd.
	February 5, 1997	Order: In the Matter of Clarendon Apartments (1963) Limited
Clifford, Richard Clifford, Richard
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.
Cliffs Natural Resources Inc. Cliffs Natural Resources Inc.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Cliffs Resources Inc. and Spider Resources Inc.
	July 2, 2010	Order: In the Matter of Cliffs Resources Inc. and Spider Resources Inc.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Cliffs Resources Inc. and Spider Resources Inc.
	June 29, 2010	Notice of Hearing: In the Matter of Cliffs Resources Inc. and Spider Resources Inc.
	June 22, 2010	Application: In the Matter of Cliffs Resources Inc. and Spider Resources Inc.
CNF Candy Corp. CNF Candy Corp.
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Order: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Notice of Withdrawal: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Temporary Order: In the Matter of TBS New Media Ltd., et al.
	September 23, 2011	Settlement Agreement: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice of Hearing: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 22, 2011	Further Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	August 22, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	August 17, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	March 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	February 9, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	February 8, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	September 14, 2010	Order: In the Matter of TBS New Media Inc. et al.
	September 10, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	September 9, 2010	Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	September 3, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Notice of Hearing: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Statement of Allegations: In the Matter of TBS New Media Inc. et al.
	July 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 12, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 5, 2010	Notice of Hearing: In the Matter of TBS New Media Ltd. et al.
	June 29, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
CNF Food Corp. CNF Food Corp.
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Order: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 27, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Notice of Withdrawal: In the Matter of TBS New Media Ltd., et al.
	September 27, 2011	Temporary Order: In the Matter of TBS New Media Ltd., et al.
	September 23, 2011	Settlement Agreement: In the Matter of TBS New Media Ltd., et al. - Ari Jonathan Firestone, TBS New Media Ltd., TBS New Media PLC, CNF Food Corp. and CNF Candy Corp.
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice of Hearing: In the Matter of TBS New Media Ltd., et al. - TBS New Media Ltd., TBS New Media PLC, CNF Food Corp., CNF Candy Corp., and Ari Jonathan Firestone
	September 23, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	September 22, 2011	Further Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	August 22, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd., et al.
	August 17, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	May 20, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	March 11, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	February 9, 2011	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	February 8, 2011	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	December 6, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 25, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	October 22, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	September 14, 2010	Order: In the Matter of TBS New Media Inc. et al.
	September 10, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
	September 9, 2010	Amended Statement of Allegations: In the Matter of TBS New Media Ltd. et al.
	September 3, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Notice of Hearing: In the Matter of TBS New Media Inc. et al.
	September 3, 2010	Statement of Allegations: In the Matter of TBS New Media Inc. et al.
	July 15, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 12, 2010	Order: In the Matter of TBS New Media Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of TBS New Media Ltd. et al.
	July 5, 2010	Notice of Hearing: In the Matter of TBS New Media Ltd. et al.
	June 29, 2010	Temporary Order: In the Matter of TBS New Media Ltd. et al.
Cockburn, Wayne D. Cockburn, Wayne D.
	June 22, 2000	Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Temporary Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Notice of Hearing: In the Matter of Bruce Anthony et al.
	June 8, 2000	Statement of Allegations: In the Matter of Bruce Anthony et al.
Cody, Michael Cody, Michael
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	December 21, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	September 16, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	September 14, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	August 23, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Notice of Hearing: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Statement of Allegations: In the Matter of Locate Technologies Inc. et al.
Cohen, Bruce Cohen, Bruce
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.
Colbert, Phillip Colbert, Phillip
	March 27, 2014	Temporary Order: In the Matter of AMTE Services Inc. et al.
	March 27, 2014	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	September 24, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	September 23, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	July 19, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	July 19, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	May 27, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	May 27, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	March 11, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	February 6, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	January 28, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 26, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 25, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 17, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 16, 2012	Notice of Hearing: In the Matter of AMTE Services Inc. et al.
	October 15, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.
Colby Cooper Capital Inc. Colby Cooper Capital Inc.
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc.
	April 18, 2013	Settlement Agreement: In the Matter of Colby Cooper Capital Inc. et al.
	April 18, 2013	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc. et al.
	March 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 22, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	December 19, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	October 15, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	October 12, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	August 16, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	June 26, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 23, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Statement of Allegations: In the Matter of Colby Cooper Capital Inc. et al.
Colby Cooper Inc. Colby Cooper Inc.
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 24, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc.
	April 18, 2013	Settlement Agreement: In the Matter of Colby Cooper Capital Inc. et al.
	April 18, 2013	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al. - Colby Cooper Capital Inc. et al.
	March 22, 2013	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 22, 2013	Order: In the Matter of Colby Cooper Capital Inc. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	December 19, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	October 15, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	October 12, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	August 16, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	June 28, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	June 26, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	April 23, 2012	Order: In the Matter of Colby Cooper Capital Inc. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Notice of Hearing: In the Matter of Colby Cooper Capital Inc. et al.
	March 27, 2012	Statement of Allegations: In the Matter of Colby Cooper Capital Inc. et al.
Coleman, Matthew Noah Coleman, Matthew Noah
	April 19, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 18, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al. - Walton, Dane Alan
	April 17, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	April 3, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 3, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 2, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 26, 2007	Amended Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 22, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 16, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 7, 2007	Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Order: In The Matter of Robert Patrick Zuk et al.
	November 1, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice of Withdrawal: In The Matter of Robert Patrick Zuk et al.
	September 27, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	September 25, 2006	Amended Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	December 14, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 3, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 2, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	March 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
Collenette, Penny Collenette, Penny
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Collins, John Frederick Collins, John Frederick
	December 23, 2013	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	December 20, 2013	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	December 20, 2013	Reasons and Decision: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	May 21, 2013	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	May 17, 2013	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	May 17, 2013	Reasons and Decision: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	January 25, 2013	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	January 24, 2013	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	December 4, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	December 3, 2012	Amended Statement of Allegations: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	November 28, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	September 27, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	August 24, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	August 22, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	August 10, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	August 9, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	May 28, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	May 28, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	April 4, 2012	Order: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	March 6, 2012	Notice of Hearing: In the Matter of Moncasa Capital Corporation and John Frederick Collins
	March 6, 2012	Statement of Allegations: In the Matter of Moncasa Capital Corporation and John Frederick Collins
Colonna, John Colonna, John
	November 22, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 21, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	November 21, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Richvale Resource Corp. et al.
	June 13, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	June 8, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	May 10, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 26, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 25, 2012	Reasons and Decision: In the Matter of Richvale Resource Corp. et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 26, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 19, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 19, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 13, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	October 12, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	September 13, 2011	Amended Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	May 10, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	February 28, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	December 3, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	December 2, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
Compta, Joseph Compta, Joseph
	March 14, 2014	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	March 12, 2014	Order: In the Matter of Bradon Technologies Ltd. et al.
	December 12, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	December 9, 2013	Order: In the Matter of Bradon Technologies Ltd. et al.
	November 1, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	October 29, 2013	Order: In the Matter of Bradon Technologies Ltd. et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
	October 3, 2013	Notice of Hearing: In the Matter of Bradon Technologies Ltd. et al.
	October 3, 2013	Statement of Allegations: In the Matter of Bradon Technologies Ltd. et al.
Compushare Transfer Corporation Compushare Transfer Corporation
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 9, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	June 11, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 11, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 15, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 15, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Temporary Order: In the Matter of Irwin Boock et al.
	May 8, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 8, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 5, 2008	Temporary Order: In the Matter of Irwin Boock et al.
Conforzi, David Conforzi, David
	November 21, 1997	Order: In the Matter of David Conforzi
Consolidated Properties Ltd. Consolidated Properties Ltd.
	April 14, 2000	Reasons: In the Matter of Antonino Candido
Conville, Steven Geroge Conville, Steven Geroge
	April 12, 2013	Notice from the Office of the Secretary: In the Matter of Steven George Conville
	April 12, 2013	Order: In the Matter of Steven George Conville
	April 5, 2013	Cross Application for a Hearing and Review: In the Matter of Steven George Conville
	March 10, 2013	Application Request for Review: In the Matter of Steven George Conville
Conway, Heather Conway, Heather
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Cook, Chris Cook, Chris
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.
Cook, Kathryn A. Cook, Kathryn A.
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	May 5, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Alexander Cornwall et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	November 30, 2007	Reasons and Decision: In the Matter of John Alexander Cornwall et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	January 23, 2007	Motion to be Removed as Counsel: In the Matter of John Alexander Cornwall et al.
	January 18, 2007	Order: In the Matter of John Alexander Cornwall et al.
	August 18, 2004	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 27, 2003	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 26, 2003	Order: In the Matter of John Alexander Cornwall et al.
	November 7, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall et al.
Cooper, H. Howard Cooper, H. Howard
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.
Copal Resort Development Group, LLC Copal Resort Development Group, LLC
	April 1, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 28, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 25, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - HEIR Home Equity Investment Rewards Inc. et al.
	March 22, 2013	Settlement Agreement: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Canyon Acquisitions, LLC et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 27, 2013	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 25, 2013	Order: In the Matter of Heir Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 19, 2013	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al. - Eric Deschamps
	February 14, 2013	Settlement Agreement: In the Matter of Heir Home Equity Investment Rewards Inc. - Eric Deschamps
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 24, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	October 5, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	September 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 4, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	July 3, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 19, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 14, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	March 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 14, 2012	Amended Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
Copeland, Claire Copeland, Claire
	June 21, 2000	Order: In the Matter of Rick Vansant et al.
	June 7, 2000	Notice of Hearing: In the Matter of Rick Vansant et al.
	June 7, 2000	Statement of Allegations: In the Matter of Rick Vansant et al.
Coppo, Alberto Coppo, Alberto
	June 22, 2000	Order: In the Matter of Alberto Coppo et al.
	June 8, 2000	Temporary Order: In the Matter of Alberto Coppo et al.
	June 8, 2000	Notice of Hearing: In the Matter of Alberto Coppo et al.
	June 8, 2000	Statement of Allegations: In the Matter of Alberto Coppo et al.
Cork, Kendall Cork, Kendall
	February 5, 2009	Notice from the Office of the Secretary: In the Matter of Research in Motion Limited et al.
	February 5, 2009	Order: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Notice from the Office of the Secretary: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Notice of Hearing: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Statement of Allegations: In the Matter of Research in Motion Limited et al.
	January 27, 2009	Settlement Agreement: In the Matter of Research in Motion Limited et al.
Cornblum, Gil I. Cornblum, Gil I.
	October 30, 2009	Notice from the Office of the Secretary: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 30, 2009	Notice of Withdrawal: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 27, 2009	Notice from the Office of the Secretary: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 26, 2009	Order: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 25, 2009	Settlement Agreement: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum - Grmovsek, Stanko Joseph
	October 23, 2009	Notice of Hearing: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
	October 23, 2009	Statement of Allegations: In the Matter of Stanko Joseph Grmovsek and Gil I. Cornblum
Cornish, Geoffrey Cornish, Geoffrey
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	December 23, 2011	Reasons for Decision on Sanctions and Cost: In the Matter of Coventree Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	November 8, 2011	Order: In the Matter of Coventree Inc. et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	September 28, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	September 28, 2011	Reasons for Decision: In the Matter of Coventree Inc. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	April 23, 2010	Order: In the Matter of Coventree Inc. et al.
	April 22, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	April 22, 2010	Order: In the Matter of Coventree Inc. et al.
	January 15, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	January 14, 2010	Order: In the Matter of Coventree Inc. et al.
	December 7, 2009	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	December 7, 2009	Statement of Allegations: In the Matter of Coventree Inc. et al.
	December 7, 2009	Notice of Hearing: In the Matter of Coventree Inc. et al.
Cornwall, John Alexander Cornwall, John Alexander
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	May 5, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Alexander Cornwall et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	November 30, 2007	Reasons and Decision: In the Matter of John Alexander Cornwall et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	January 23, 2007	Motion to be Removed as Counsel: In the Matter of John Alexander Cornwall et al.
	January 18, 2007	Order: In the Matter of John Alexander Cornwall et al.
	August 18, 2004	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 27, 2003	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 26, 2003	Order: In the Matter of John Alexander Cornwall et al.
	November 18, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall and CGC Financial Services Inc.
	November 7, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall et al.
Corrigan, Kieran Corrigan, Kieran
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Costello, Brian K. Costello, Brian K.
	April 29, 2003	Decision on Sanctions and Reasons: In the Matter of Brian K. Costello
	April 29, 2003	Order: In the Matter of Brian K. Costello
	February 18, 2003	Decision on the Merits and Reasons: In the Matter of Brian K. Costello
	January 10, 2002	Notice of Hearing: In the Matter of Brian K. Costello
	January 10, 2002	Statement of Allegations: In the Matter of Brian K. Costello
Cotton, Caroline Frayssignes Cotton, Caroline Frayssignes
	December 6, 2012	Notice from the Office of the Secretary: In the Matter of Caroline Frayssignes Cotton
	December 6, 2012	Notice of Withdrawal: In the Matter of Caroline Frayssignes Cotton
	December 6, 2012	Avis de Retrait : Dans l'affaire de Caroline Frayssignes Cotton
	November 2, 2012	Notice from the Office of the Secretary: In the Matter of Caroline Frayssignes Cotton
	November 2, 2012	Order: In the Matter of Caroline Frayssignes Cotton
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of Caroline Frayssignes Cotton
	October 9, 2012	Notice of Hearing: In the Matter of Caroline Frayssignes Cotton
	September 28, 2012	Statement of Allegations: In the Matter of Caroline Frayssignes Cotton
	September 28, 2012	Exposé des Allégations: Dans l'affaire de Caroline Frayssignes Cotton
Coughlan, Terence D. Coughlan, Terence D.
	April 19, 2000	Reasons for Decision: In the Matter of Terence D. Coughlan
Coventree Inc. Coventree Inc.
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	December 23, 2011	Reasons for Decision on Sanctions and Cost: In the Matter of Coventree Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	November 8, 2011	Order: In the Matter of Coventree Inc. et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	September 28, 2011	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	September 28, 2011	Reasons for Decision: In the Matter of Coventree Inc. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	April 23, 2010	Order: In the Matter of Coventree Inc. et al.
	April 22, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	April 22, 2010	Order: In the Matter of Coventree Inc. et al.
	January 15, 2010	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	January 14, 2010	Order: In the Matter of Coventree Inc. et al.
	December 7, 2009	Notice from the Office of the Secretary: In the Matter of Coventree Inc. et al.
	December 7, 2009	Statement of Allegations: In the Matter of Coventree Inc. et al.
	December 7, 2009	Notice of Hearing: In the Matter of Coventree Inc. et al.
Cowpland, Michael Cowpland, Michael
	December 12, 2003	Reasons: In the Matter of M.C.J.C. Holdings Inc. and Michael Cowpland
	February 20, 2002	Oral Reasons for Decision: In the Matter of M.C.J.C. Holdings Inc. and Michael Cowpland
	February 6, 2002	Notice of Hearing: In the matter of M.C.J.C. Holdings Inc. and Michael Cowpland
	October 28, 1999	Order: In the Matter of M.C.J.C. Holdings Inc. and Michael Cowpland
	October 14, 1999	Notice of Hearing: In the Matter of M.C.J.C. Holdings and Michael Cowpland
	October 14, 1999	Temporary Order: In the Matter of M.C.J.C. Holdings Inc. and Michael Cowpland
	October 14, 1999	Statement of Allegations: In the Matter of M.C.J.C. Holdings Inc. and Michael Cowpland
Cranston, Robert Cranston, Robert
	February 14, 2014	Notice from the Office of the Secretary: In The Matter of Global Privacy Management Trust and Robert Cranston
	February 14, 2014	Notice of Withdrawal: In The Matter of Global Privacy Management Trust and Robert Cranston
	December 12, 2000	Notice of Hearing: In the Matter of Global Privacy Management Trust and Robert Cranston
	December 12, 2000	Statement of Allegations: In The Matter of Global Privacy Management Trust and Robert Cranston
Create-a-Fund Inc. Create-a-Fund Inc.
	August 1, 2002	Reasons: Ronald L. Etherington et al.
	February 27, 2002	Notice of Hearing: Ronald L. Etherington et al.
	February 27, 2002	Statement of Allegations: Ronald L. Etherington et al.
Credifinance Securities Limited Credifinance Securities Limited
	February 10, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	February 9, 2011	Endorsement: In the Matter of Georges Benarroch et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	January 24, 2011	Order: In the Matter of Georges Benarroch et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	December 15, 2010	Reasons and Decision: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice of Hearing: In the Matter of Georges Benarroch et al.
	May 12, 2010	Application: In the Matter of Georges Benarroch et al.
Credit Suisse First Boston Canada Inc. Credit Suisse First Boston Canada Inc.
	February 11, 2005	Decision and Reasons: In the Matter of Credit Suisse First Boston Canada Inc.
	June 25, 2004	Notice from the Office of the Secretary: In the Matter of Credit Suisse First Boston Canada Inc.
	June 24, 2004	Decision and Reasons: In the Matter of Credit Suisse First Boston Canada Inc.
Croesus Emerging Markets Resource Fund LLC Croesus Emerging Markets Resource Fund LLC
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.
Crombie, Brian H. Crombie, Brian H.
	May 5, 2011	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	May 5, 2011	Order: In the Matter of Biovail Corporation et al.
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	November 2, 2010	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	October 1, 2010	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	September 30, 2010	Reasons and Decision: In the Matter of Biovail Corporation et al.
	October 29, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	August 20, 2009	Confidentiality Order: In the Matter of Biovail Corporation et al. - GSK
	August 20, 2009	Confidentiality Order: In the Matter of Biovail Corporation et al. - Biovail
	June 30, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	June 10, 2009	Order: In the Matter of Biovail Corporation et al.
	June 4, 2009	Order: In the Matter of Biovail Corporation et al.
	March 4, 2009	Order: In the Matter of Biovail Corporation et al.
	February 25, 2009	Oral Rulings and Reasons: In the Matter of Biovail Corporation et al. - Crombie, Brian H.
	February 17, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	February 17, 2009	Order: In the Matter of Biovail Corporation et al.
	February 12, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	February 12, 2009	Order: In the Matter of Biovail Corporation et al.
	February 11, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation
	February 10, 2009	Oral Ruling and Reasons: In the Matter of Biovail Corporation et al. - Miszuk, John R. and Howling, Kenneth G.
	February 5, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	February 5, 2009	Order: In the Matter of Biovail Corporation et al.
	January 30, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	January 27, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al. - Kenneth G. Howling
	January 27, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al. - John R. Miszuk
	January 27, 2009	Order: In the Matter of Biovail Corporation et al. - Kenneth G. Howling
	January 27, 2009	Order: In the Matter of Biovail Corporation et al. - John R. Miszuk
	January 26, 2009	Settlement Agreement: In the Matter of Biovail Corporation et al. - Kenneth G. Howling
	January 26, 2009	Settlement Agreement: In the Matter of Biovail Corporation et al. - John R. Miszuk
	January 26, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al. - Kenneth G. Howling
	January 26, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al. - John R. Miszuk
	January 9, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	January 9, 2009	Order: In the Matter of Biovail Corporation et al.
	January 8, 2009	Settlement Agreement: In the Matter of Biovail Corporation et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	July 11, 2008	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	July 11, 2008	Reasons and Decision: In the Matter of Biovail et al.
	April 16, 2008	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	April 15, 2008	Order: In the Matter of Biovail Corporation et al.
	March 24, 2008	Notice from the Office of the Secretary: In the Matter of Biovail Corporation et al.
	March 24, 2008	Notice of Hearing: In the Matter of Biovail Corporation et al.
	March 24, 2008	Statement of Allegations: In the Matter of Biovail Corporation et al.
Crombie, Peter S. Crombie, Peter S.
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.
Cross, Douglas Cross, Douglas
	December 19, 2002	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	October 7, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Douglas Cross
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	September 26, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
Crowe, Ronald David Crowe, Ronald David
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	November 17, 2010	Order: In the Matter of XI Biofuels Inc. et al.
	November 17, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of XI Biofuels Inc. et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Xi Biofuels Inc. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Xi Biofuels Inc. et al.
	March 31, 2010	Reasons and Decision: In the Matter of Xi Biofuels Inc. et al.
	January 2, 2009	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	December 30, 2008	Amended Statement of Allegations: In the Matter of XI Biofuels Inc. et al.
	October 23, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	October 22, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	October 20, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	October 16, 2008	Notice of Hearing: In the Matter of XI Biofuels Inc. et al.
	October 16, 2008	Statement of Allegations: In the Matter of XI Biofuels Inc. et al.
	September 19, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	September 19, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	June 13, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	June 12, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	May 23, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	May 22, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	May 7, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	May 5, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	March 26, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	March 25, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	December 7, 2007	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	December 7, 2007	Order: In the Matter of XI Biofuels Inc. et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	November 22, 2007	Temporary Order: In the Matter of XI Biofuels Inc. et al.
	November 22, 2007	Notice of Hearing: In the Matter of XI Biofuels Inc. et al.
Crown Capital Management Corporation Crown Capital Management Corporation
	November 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	November 26, 2013	Reasons and Decision: In the Matter of Global Consulting and Financial Services et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 4, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Reasons for Sanctions: In the Matter of Global Consulting and Financial Services et al.
	October 2, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 1, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 13, 2013	Amended Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	September 6, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	September 4, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	September 3, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	August 7, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	August 6, 2013	Order: In the Matter of Global Consulting et al.
	July 23, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al.
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting et al. - Lorne Banks
	July 17, 2013	Order: In the Matter of Global Consulting et al. - Lorne Banks
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 10, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	July 4, 2013	Settlement Agreement: In the Matter of Global Consulting and Financial Services et al. - Lorne Banks
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 22, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 22, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 17, 2013	Order: In the Matter of Global Consulting and Financial Services et al.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
	March 27, 2013	Statement of Allegations: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.
Crown Capital Partners Ltd. Crown Capital Partners Ltd.
	December 18, 2012	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	December 17, 2012	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	December 17, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	January 26, 2011	Notice of Withdrawal: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	November 4, 2010	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	November 3, 2010	Amended Amended Statement of Allegations: In the Matter of Merax Resource Management Ltd., carrying on business as Crown Capital Partners et al.
	June 3, 2010	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	May 20, 2010	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	July 15, 2008	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	July 14, 2008	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	January 8, 2008	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	December 12, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	October 17, 2007	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	October 17, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	May 4, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	May 2, 2007	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	April 30, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	April 16, 2007	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	April 16, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	February 27, 2007	Order: In the Matter of Merax Resource Management Ltd. carrying on business as Crown Capital Partners et al.
	December 7, 2006	Amended Statement of Allegations: In the Matter of Merax Resource Management Ltd., carrying on business as Crown Capital Partners et al.
	November 30, 2006	Notice From the Office of the Secretary: In the Matter of Crown Capital Partners Ltd. et al.
	November 29, 2006	Notice of Hearing: In the Matter of Crown Capital Partners Ltd. et al.
	November 21, 2006	Statement of Allegations: In the Matter of Crown Capital Partners Ltd. et al.
Crown Hill Capital Corporation Crown Hill Capital Corporation
	February 4, 2014	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	January 31, 2014	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	December 13, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	December 12, 2013	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 16, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 16, 2013	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 26, 2013	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 23, 2013	Reasons and Decision: In the matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	October 13, 2011	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 9, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	August 8, 2011	Order: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 8, 2011	Notice from the Office of the Secretary: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 7, 2011	Notice of Hearing: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
	July 7, 2011	Statement of Allegations: In the Matter of Crown Hill Capital Corporation and Wayne Lawrence Pushka
Crump, J. Donald Crump, J. Donald
	March 21, 1999	Statement of Allegations: In the Matter of Maple Leaf Sports & Entertainment Ltd. et al.
	March 29, 1999	Order: In the Matter of Maple Leaf Sports & Entertainment Ltd. et al.
Crystallex International Corporation Crystallex International Corporation
	April 20, 1999	Reasons for Decision: In the Matter of Crystallex International Corporation
	March 30, 1999	Decision: In the Matter of Crystallex International Corporation
Cubacan Exploration Inc. Cubacan Exploration Inc.
	February 9, 2000	Notice of Hearing: In the Matter of MacDonald Oil Exploration Ltd. et al.
	February 9, 2000	Statement of Allegations: In the Matter of Macdonald Oil Exploration Ltd. et al.
Culp, John David Culp, John David
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	January 14, 2011	Order: In the Matter of Paladin Capital Markets Inc. et al.
	January 13, 2011	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	January 13, 2011	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	January 12, 2011	Settlement Agreement: In the Matter of Paladin Capital Markets Inc. et al.
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	December 13, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	November 26, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 5, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 5, 2010	Order and Settlement Agreement: In the Matter of Paladin Capital Markets Inc. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	August 3, 2010	Notice of Withdrawal: In the Matter of Paladin Capital Markets Inc. et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	July 19, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 15, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 10, 2010	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
	June 9, 2010	Statement of Allegations: In the Matter of Paladin Capital Markets Inc. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	March 23, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	March 22, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	February 4, 2010	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	February 2, 2010	Order: In the Matter of Paladin Capital Markets Inc. et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	November 30, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	September 29, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	July 10, 2009	Reasons for Decision: In the Matter of Paladin Capital Markets Inc. et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 17, 2009	Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 5, 2009	Notice from the Office of the Secretary: In the Matter of Paladin Capital Markets Inc. et al.
	June 2, 2009	Temporary Order: In the Matter of Paladin Capital Markets Inc. et al.
	June 4, 2009	Notice of Hearing: In the Matter of Paladin Capital Markets Inc. et al.
Cunningham, Joesph Cunningham, Joesph
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.
Cunti, Peter Cunti, Peter
	August 18, 1998	Order: In the Matter of Frank Mersch and Peter Cunti
	August 12, 1998	Settlement Agreement: In the Matter of Frank Mersch and Peter Cunti
	June 6, 1998	Order: In the Matter of Frank Mersch and Peter Cunti
	May 7, 1998	Notice of Hearing: In the Matter of Frank Mersch and Peter Cunti
	May 7, 1998	Statement of Allegations: In the Matter of Frank Mersch and Peter Cunti
Curalli, Vito Curalli, Vito
	August 17, 2006	Notice from the Office of the Secretary: In the Matter of Microsourceonline Inc. et al.
	July 26, 2006	Notice of Hearing: In the Matter of Microsourceonline Inc. et al.
	July 26, 2006	Statement of Allegations: In the Matter of Microsourceonline Inc. et al.
Curia, Joseph Curia, Joseph
	September 27, 2000	Decision and Reasons for Decision: In the Matter of Joseph Curia
Curley, Paul Curley, Paul
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.
Currah, Andrew Currah, Andrew
	November 21, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 17, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 11, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 4, 2005	Order: In the Matter of Andrew Currah et al.
	November 3, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	November 1, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 27, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 20, 2005	Amended Statement of Allegations: In the Matter of Andrew Currah et al.
	October 6, 2005	Notice from the Office of the Secretary: In The Matter of Andrew Currah et al.
	September 22, 2005	Order: In the Matter of Andrew Currah et al.
	August 2, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 29, 2005	Decision and Reasons: In the Matter of Andrew Currah et al.
	February 11, 2005	Order: In the Matter of Andrew Currah et al.
	February 14, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 20, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 17, 2004	Order: In the Matter of Andrew Currah et al.
	August 3, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 23, 2004	Notice of Hearing: In the Matter of Andrew Currah et al.
	July 23, 2004	Statement of Allegations: In The Matter of Andrew Currah et al.
Currah, Penny Currah, Penny
	November 21, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 17, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 11, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 4, 2005	Order: In the Matter of Andrew Currah et al.
	November 3, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	November 1, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 27, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 20, 2005	Amended Statement of Allegations: In the Matter of Andrew Currah et al.
	October 6, 2005	Notice from the Office of the Secretary: In The Matter of Andrew Currah et al.
	September 22, 2005	Order: In the Matter of Andrew Currah et al.
	August 2, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 29, 2005	Decision and Reasons: In the Matter of Andrew Currah et al.
	February 11, 2005	Order: In the Matter of Andrew Currah et al.
	February 14, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 20, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 17, 2004	Order: In the Matter of Andrew Currah et al.
	August 3, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 23, 2004	Notice of Hearing: In the Matter of Andrew Currah et al.
	July 23, 2004	Statement of Allegations: In The Matter of Andrew Currah et al.
Curry, Angela Curry, Angela
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Curry, Gregory J. Curry, Gregory J.
	December 31, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	December 30, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Sandy Winick et al. - Sandy Winick and Gregory J. Curry
	December 30, 2013	Order: In the Matter of Sandy Winick et al.
	August 8, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	August 7, 2013	Order: In the Matter of Sandy Winick et al.
	August 7, 2013	Reasons and Decision: In the Matter of Sandy Winick et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	May 16, 2013	Order: In the Matter of Sandy Winick et al.
	April 15, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	April 12, 2013	Order: In the Matter of Sandy Winick et al.
	March 12, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 7, 2013	Order: In the Matter of Sandy Winick et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 21, 2013	Order: In the Matter of Sandy Winick et al.
	December 20, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 19, 2012	Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Statement of Allegations: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Notice of Hearing: In the Matter of Sandy Winick et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	October 17, 2012	Order: In the Matter of Sandy Winick et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 23, 2012	Order: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	February 16, 2012	Order: In the Matter of Sandy Winick et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 27, 2012	Notice of Hearing: In the Matter of Sandy Winick et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sandy Winick et al.
Curry, Kolt Curry, Kolt
	December 31, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	December 30, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Sandy Winick et al. - Sandy Winick and Gregory J. Curry
	December 30, 2013	Order: In the Matter of Sandy Winick et al.
	December 23, 2013	Notice from the Office of the Secretary: In the Matter of Kolt Curry et al.
	December 20, 2013	Order: In the Matter of Kolt Curry et al.
	December 20, 2013	Reasons and Decision: In the Matter of Kolt Curry et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Kolt Curry et al.
	September 26, 2013	Notice of Hearing with Respect to Sanctions: In the Matter of Kolt Curry et al.
	September 13, 2013	Notice from the Office of the Secretary: In the Matter of Kolt Curry et al.
	September 12, 2013	Order: In the Matter of Kolt Curry et al.
	August 26, 2013	Notice from the Office of the Secretary: In the Matter of Kolt Curry et al.
	August 26, 2013	Order: In the Matter of Kolt Curry et al.
	August 8, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	August 7, 2013	Order: In the Matter of Sandy Winick et al.
	August 7, 2013	Reasons and Decision: In the Matter of Sandy Winick et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	May 16, 2013	Order: In the Matter of Sandy Winick et al.
	April 15, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	April 12, 2013	Order: In the Matter of Sandy Winick et al.
	March 12, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 7, 2013	Order: In the Matter of Sandy Winick et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 21, 2013	Order: In the Matter of Sandy Winick et al.
	December 20, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 19, 2012	Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Statement of Allegations: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Notice of Hearing: In the Matter of Sandy Winick et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 29, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	October 17, 2012	Order: In the Matter of Sandy Winick et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 23, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 23, 2012	Order: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 16, 2012	Order: In the Matter of Sandy Winick et al.
	February 16, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 27, 2012	Notice of Hearing: In the Matter of Sandy Winick et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sandy Winick et al.
	January 26, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 3, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 21, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 24, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 23, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 9, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 28, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 27, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 4, 2011	Notice of Hearing: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
CW Shareholdings Inc. CW Shareholdings Inc.
	May 5, 1998	Reasons for Decision: In the Matter of CW Shareholdings Inc. et al.
	April 23, 1998	Reasons for Decision: In the Matter of CW Shareholdings Inc. et al.