OSC | OSC Proceedings - Before the Commission

OSC Proceedings

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A
A Co. A Co.
	January 8, 2007	Reasons: In the Matter of X and A Co.
A, B, C, D, E, F, G and H A, B, C, D, E, F, G and H
	September 8, 2010	Notice from the Office of the Secretary: In the Matter of Mega-C Power Corporation et al.
	July 27, 2007	Notice from the Office of the Secretary: In the Matter of A, B, C, D, E, F, G and H
	July 26, 2007	Redacted Reasons & Decision: In the Matter of A, B, C, D, E, F, G and H
A.C. MacPherson & Co. Inc. A.C. MacPherson & Co. Inc.
	April 6, 2000	Order: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Settlement Agreement: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Statement of Allegations: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
Abitibibowater Inc. doing business as Resolute Forest Products Abitibibowater Inc. doing business as Resolute Forest Products
	April 11, 2012	Notice from the Office of the Secretary: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
	April 10, 2012	Reasons for Decision: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
	March 30, 2012	Decision: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
	March 26, 2012	Application: In the Matter of Abitibibowater Inc. doing business as Resolute Forest Products and In the Matter of Fibrek Inc.
Abramson, Herbert Abramson, Herbert
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Trapeze Asset Management Inc. et al.
	April 27, 2012	Order: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Notice of Hearing: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Statement of Allegations: In the Matter of Trapeze Asset Management Inc. et al.
	April 19, 2012	Settlement Agreement: In the Matter of Trapeze Asset Management Inc. et al.
Abramson, Randall Abramson, Randall
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Trapeze Asset Management Inc. et al.
	April 27, 2012	Order: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Notice of Hearing: In the Matter of Trapeze Asset Management Inc. et al.
	April 20, 2012	Statement of Allegations: In the Matter of Trapeze Asset Management Inc. et al.
	April 19, 2012	Settlement Agreement: In the Matter of Trapeze Asset Management Inc. et al.
Acclient Capital Management Inc. Acclient Capital Management Inc.
	March 12, 2004	Director's Decision: In the Matter of Accilent Capital Management Inc.
Acquiesce Investments Acquiesce Investments
	March 7, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	March 2, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	February 11, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	February 11, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	January 25, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	December 3, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	December 3, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	October 27, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	September 27, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	September 27, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	August 30, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	August 25, 2010	Order: In the Matter of Shaun Gerard McErlean et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	August 17, 2010	Notice of Hearing: In the Matter of Shaun Gerard McErlean et al.
	August 12, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
Adams, Herbert Adams, Herbert
	May 6, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	May 2, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 22, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 22, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 7, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	March 7, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 1, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	January 25, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 23, 2010	Order: In the Matter of Majestic Supply Co. Inc. et al.
	October 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Notice of Hearing: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Statement of Allegations: In the Matter of Majestic Supply Co. Inc. et al.
Adastra Minerals Adastra Minerals
	March 10, 2006	Notice from the Office of the Secretary: In the Matter of First Quantum Mineral and Adastra Minerals
	February 23, 2006	Application: In the Matter of First Quantum Mineral and Adastra Minerals
Advanced Growing Systems, Inc. Advanced Growing Systems, Inc.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.
Adzija, Robert Thomislav Adzija, Robert Thomislav
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.
Affinity Financial Group Inc. Affinity Financial Group Inc.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	October 12, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	October 12, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	September 22, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
	September 20, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Notice of Hearing: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Statement of Allegations: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Affinity Financial Group Inc., International Structured Products Inc., Affinity Restricted Securities Inc., Dionysus Investments Ltd.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
Affinity Restricted Securities Inc. Affinity Restricted Securities Inc.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	October 12, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	October 12, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	September 22, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
	September 20, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Notice of Hearing: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Statement of Allegations: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Affinity Financial Group Inc., International Structured Products Inc., Affinity Restricted Securities Inc., Dionysus Investments Ltd.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
AGF Funds Inc. AGF Funds Inc.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	July 22, 2009	Amendment to Settlement Approval Order: AGF Funds Inc.
	July 2, 2008	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	June 30, 2008	Amendment to Settlement Approval Order: In the Matter of AGF Funds Inc.
	June 30, 2005	Plans of Distribution: In the Matter of AGF Funds Inc.
	January 21, 2005	Order & Settlement Agreement: In the Matter of AGF Funds Inc.
	December 16, 2004	Oral Reasons and Decision: In the Matter of AGF Funds Inc. et al.
	December 16, 2004	Order: In the Matter of AGF Funds Inc.
	December 12, 2004	Notice of Hearing: In the Matter of AGF Funds Inc.
	December 12, 2004	Statement of Allegations: In the Matter of AGF Funds Inc.
	December 10, 2004	Settlement Agreement: In the Matter of AGF Funds Inc.
Agnico-Eagle Mines Limited Agnico-Eagle Mines Limited
	April 28, 2005	Notice from the Office of the Secretary: In the Matter of Agnico-Eagle Mines Limited
	April 28, 2005	Order: In the Matter of Agnico-Eagle Mines Limited
	April 26, 2005	Settlement Agreement: In the Matter of Agnico-Eagle Mines Limited
	April 22, 2005	Notice from the Office of the Secretary: In the Matter of Agnico-Eagle Mines Limited
	April 22, 2005	Notice of Hearing: In the Matter of Agnico-Eagle Mines Limited
	April 22, 2005	Statement of Allegations: In the Matter of Agnico-Eagle Mines Limited
Agora International Enterprises Corp. Agora International Enterprises Corp.
	November 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 12, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Settlement Agreement: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Amended Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.
	September 22, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	September 21, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	August 11, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	July 8, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	July 7, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.
Agoracom Investor Relations Corp. Agoracom Investor Relations Corp.
	November 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 12, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Settlement Agreement: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Amended Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.
	September 22, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	September 21, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	August 11, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	July 8, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	July 7, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.
Agrium Acquisition Inc. Agrium Acquisition Inc.
	December 19, 2005	Notice from the Office of the Secretary: In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Illegal Take-Over Bid Factum (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Royster Factum (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Watson (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Keyworth Affidavit (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Notice from the Office of the Secretary: In the Matter of Agrium Inc. et al.
	December 12, 2005	Response to Application (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 12, 2005	Application (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 9, 2005	Request for Hearing (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 8, 2005	Application (Torys LLP): In the Matter of Agrium Inc. et al.
Agrium Inc. Agrium Inc.
	December 19, 2005	Notice from the Office of the Secretary: In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Illegal Take-Over Bid Factum (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Royster Factum (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Watson (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Application - Keyworth Affidavit (Torys LLP): In the Matter of Agrium Inc. et al.
	December 15, 2005	Notice from the Office of the Secretary: In the Matter of Agrium Inc. et al.
	December 12, 2005	Response to Application (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 12, 2005	Application (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 9, 2005	Request for Hearing (Blake, Cassels & Graydon LLP): In the Matter of Agrium Inc. et al.
	December 8, 2005	Application (Torys LLP): In the Matter of Agrium Inc. et al.
Agueci, Eda Marie Agueci, Eda Marie
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	January 28, 2013	Order: In the Matter of Eda Marie Agueci et al.
	December 17, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 14, 2012	Reasons and Decision on Disclosure and Confidentiality Motions: In the Matter of Eda Marie Agueci et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 12, 2012	Order: In the Matter of Eda Marie Agueci et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 11, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2012	Order: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Order: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Statement of Allegations: In the Matter of Eda Marie Agueci et al.
Ahluwalia, Balbir Ahluwalia, Balbir
	April 4, 2013	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. and Balbir Ahluwalia
	April 3, 2013	Order: In the Matter of MBS Group (Canada) Ltd. and Balbir Ahluwalia
	April 3, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of MBS Group (Canada) Ltd. and Balbir Ahluwalia
	November 9, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	November 5, 2012	Decision: In the Matter of MBS Group (Canada) Ltd. et al.
	November 5, 2012	Agreed Statement of Facts and Respondents' Admissions: In the Matter of MBS Group (Canada) Ltd. et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	October 22, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. and Balbir Ahluwalia
	September 12, 2012	Amended Statement of Allegations: In the Matter of MBS Group (Canada) Ltd. and Balbir Ahluwalia
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	October 10, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	August 28, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	August 27, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	January 19, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	January 13, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	December 19, 2011	Notice of Correction: In the Matter of MBS Group (Canada) Ltd. et al
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	November 29, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd. et al.
	November 16, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	September 1, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd., et al
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	August 17, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd., et al
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	July 21, 2011	Order: In the Matter of MBS Group (Canada) Ltd. et al
	July 12, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	June 30, 2011	Notice of Hearing: In the Matter of MBS Group (Canada) Ltd. et al.
	June 30, 2011	Statement of Allegations: In the Matter of MBS Group (Canada) Ltd. et al.
Ahluwalia, Mohinder Ahluwalia, Mohinder
	January 7, 2013	Notice from the Office of the Secretary: In the Matter of Mohinder Ahluwalia
	January 4, 2013	Order: In the Matter of Mohinder Ahluwalia
	January 4, 2013	Reasons and Decision on Sanctions: In the Matter of Mohinder Ahluwalia
	November 9, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	November 5, 2012	Decision: In the Matter of MBS Group (Canada) Ltd. et al.
	November 5, 2012	Agreed Statement of Facts and Respondents' Admissions: In the Matter of MBS Group (Canada) Ltd. et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	October 12, 2012	Notice from the Office of the Secretary: In the Matter of Mohinder Ahluwalia
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	October 11, 2012	Notice of Hearing: In the Matter of Mohinder Ahluwalia
	October 10, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	September 21, 2012	Agreed Statement of Facts: In the Matter of Mohinder Ahluwalia
	September 21, 2012	Statement of Allegations: In the Matter of Mohinder Ahluwalia
	August 28, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	August 27, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	January 19, 2012	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	January 13, 2012	Order: In the Matter of MBS Group (Canada) Ltd. et al.
	December 19, 2011	Notice of Correction: In the Matter of MBS Group (Canada) Ltd. et al
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	November 29, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd. et al.
	November 16, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	September 1, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd., et al
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	August 17, 2011	Temporary Order: In the Matter of MBS Group (Canada) Ltd., et al
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd., et al
	July 21, 2011	Order: In the Matter of MBS Group (Canada) Ltd. et al
	July 12, 2011	Notice from the Office of the Secretary: In the Matter of MBS Group (Canada) Ltd. et al.
	June 30, 2011	Notice of Hearing: In the Matter of MBS Group (Canada) Ltd. et al.
	June 30, 2011	Statement of Allegations: In the Matter of MBS Group (Canada) Ltd. et al.
AIC Limited AIC Limited
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	July 22, 2009	Amendment to Settlement Approval Order: AIC Limited
	July 2, 2008	Notice from the Office of the Secretary: In the Matter of AGF Funds Inc. et al.
	June 30, 2008	Amendment to Settlement Approval Order: In the Matter of AIC Limited
	June 30, 2005	Plans of Distribution: In the Matter of AIC Limited
	January 21, 2005	Order & Settlement Agreement: In the Matter of AIC Limited
	December 16, 2004	Oral Reasons for Decision: In the Matter of AIC Limited et al.
	December 16, 2004	Order: In the Matter of AIC Limited
	December 14, 2004	Settlement Agreement: In the Matter of AIC Limited
	December 14, 2004	Notice of Hearing: In the Matter of AIC Limited
	December 14, 2004	Statement of Allegations: In the Matter of AIC Limited
Aidelman, Brian W. Aidelman, Brian W.
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 15, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	August 30, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	July 21, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	June 10, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	April 13, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2010	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	September 3, 2009	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	September 3, 2009	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2009	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	March 3, 2009	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 14, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 14, 2008	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 5, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	November 4, 2008	Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 31, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 24, 2008	Notice from the Office of the Secretary: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 23, 2008	Notice of Hearing: In the Matter of Brilliante Brasilcan Resources Corp. et al.
	October 21, 2008	Temporary Order: In the Matter of Brilliante Brasilcan Resources Corp. et al.
Air Canada Air Canada
	August 10, 2001	Reasons: In the Matter of Air Canada
	July 27, 2001	Settlement Agreement: In the Matter of Air Canada
	July 25, 2001	Notice of Hearing: In the Matter of Air Canada
AiT Advanced Information Technologies Corporation AiT Advanced Information Technologies Corporation
	October 10, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	October 9, 2008	Oral Ruling and Reasons: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 17, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 17, 2008	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 10, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 10, 2008	Notice of Hearing: In the Matter of AiT Advanced Information Technologies Corporation et al.
	January 14, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	January 14, 2008	Reasons and Decision: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 24, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 24, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 23, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 16, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 12, 2007	Reasons and Decision: In the Matter of AiT Advanced Information Technologies Corporation et al.
	May 17, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	May 9, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 23, 2007	Settlement Agreement: In the Matter of AiT Advanced Information Technologies Corporation et al. - Bernard Jude Ashe
	February 19, 2007	Settlement Agreement: In the Matter of AiT Advanced Information Technologies Corporation et al. - AiT Advanced Information Technologies Corporation
	February 13, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 13, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 12, 2007	Notice of Hearing: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 12, 2007	Notice of Hearing: In the Matter of AiT Advanced Information Technologies Corporation
	February 8, 2007	Statement of Allegations: In the Matter of AiT Advanced Information Technologies Corporation et al.
Alberta Energy Corp. Alberta Energy Corp.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.
Alboini, Vic Alboini, Vic
	October 23, 2007	Notice from the Office of the Secretary: In the Matter of The TSX Inc. et al.
	October 23, 2007	Reasons and Decision: In the Matter of The TSX Inc. et al.
Alboini, Victor Philip Alboini, Victor Philip
	February 21, 2013	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	February 20, 2013	Order: In the Matter of Northern Securities Inc. et al.
	February 12, 2013	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	February 11, 2013	Notice of Hearing: In the Matter of Northern Securities Inc. et al.
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	December 17, 2012	Order: In the Matter of Northern Securities Inc. et al.
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
	November 19, 2012	Order: In the Matter of Northern Securities Inc. et al.
Alexis Capital Advisors Inc. Alexis Capital Advisors Inc.
	August 31, 1999	Order: In the Matter of Alexis Capital Advisors Inc.
	August 25, 1999	Notice of Hearing: In the Matter of Alexis Capital Advisors Inc.
	August 31, 1999	Settlement Agreement: In the Matter of Alexis Capital Advisors Inc.
	August 25, 1999	Statement of Allegations: In the Matter of Alexis Capital Advisors Inc.
Allarde, Naida Allarde, Naida
	January 9, 2013	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Simply Wealth Financial Group Inc. et al.
	July 30, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 21, 2012	Reasons and Decision: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 4, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 29, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 24, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 16, 2011	Amended Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Notice of Hearing: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
All-Canadian Management Inc. All-Canadian Management Inc.
	May 13, 2005	Opportunity to be Heard by the Director: In the Matter of All-Canadian Management Inc.
Allen, Joseph Edward Allen, Joseph Edward
	May 11, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	May 10, 2006	Decision on Sanctions and Reasons: In the Matter of Edward Joseph Allen et al.
	March 9, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 12, 2005	Decision and Reasons: In the Matter of Edward Joseph Allen et al.
	February 3, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	January 13, 2005	Order: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Order: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice of Hearing: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Statement of Allegations: In the Matter of Edward Joseph Allen et al.
Alles, Brad Alles, Brad
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Alliance Atlantis Communications Inc. Alliance Atlantis Communications Inc.
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Allie, Saudia Allie, Saudia
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
Altamira Management Limited Altamira Management Limited
	September 15, 1997	Order: In the Matter of Altamira Management Limited
	September 12, 1997	Settlement Agreement: In the Matter of Altamira Management Limited
	September 12, 1997	Notice of Hearing: In the Matter of Altamira Management Limited
	September 12, 1997	Statement of Allegations: In the Matter of Altamira Management Limited
Al-tar Energy Corp. Al-tar Energy Corp.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.
Amalgamated Income Limited Partnership Amalgamated Income Limited Partnership
	February 16, 2001	Decision: In the Matter of Amalgamated Income Limited Partnership and 479660 B.C. Ltd.
	February 16, 2001	Settlement Agreement: In the Matter of Amalgamated Income Limited Partnership and 479660 B.C. Ltd.
	April 26, 2000	Notice of Hearing: In the Matter of Amalgamated Income Limited Partnership and 479660 B.C. Ltd.
	April 26, 2000	Statement of Allegations: In the Matter of Amalgamated Income Limited Partnership and 479660 B.C. Ltd.
American Heritage Stock Transfer Inc. American Heritage Stock Transfer Inc.
	April 15, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	April 12, 2013	Order: In the Matter of Sandy Winick et al.
	March 12, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 7, 2013	Order: In the Matter of Sandy Winick et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 21, 2013	Order: In the Matter of Sandy Winick et al.
	December 20, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 19, 2012	Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Statement of Allegations: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Notice of Hearing: In the Matter of Sandy Winick et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 29, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	October 17, 2012	Order: In the Matter of Sandy Winick et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 23, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 23, 2012	Order: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 16, 2012	Order: In the Matter of Sandy Winick et al.
	February 16, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 27, 2012	Notice of Hearing: In the Matter of Sandy Winick et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sandy Winick et al.
	January 26, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 3, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 21, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 24, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 23, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 9, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 28, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 27, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 4, 2011	Notice of Hearing: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
American Heritage Stock Transfer, Inc. American Heritage Stock Transfer, Inc.
	April 15, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	April 12, 2013	Order: In the Matter of Sandy Winick et al.
	March 12, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 7, 2013	Order: In the Matter of Sandy Winick et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 21, 2013	Order: In the Matter of Sandy Winick et al.
	December 20, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 19, 2012	Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 7, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Statement of Allegations: In the Matter of Sandy Winick et al.
	November 2, 2012	Amended Notice of Hearing: In the Matter of Sandy Winick et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 29, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	October 17, 2012	Order: In the Matter of Sandy Winick et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 27, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	March 23, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	March 23, 2012	Order: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 16, 2012	Order: In the Matter of Sandy Winick et al.
	February 16, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Sandy Winick et al.
	January 27, 2012	Notice of Hearing: In the Matter of Sandy Winick et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sandy Winick et al.
	January 26, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 3, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 21, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 24, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 23, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 9, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 28, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 27, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 4, 2011	Notice of Hearing: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
Ameritrade Inc. Ameritrade Inc.
	June 19, 2001	Settlement Agreement: In the Matter of Ameritrade, Inc.
	June 18, 2001	Notice of Hearing: In the Matter of Datek Online Brokerage Services LLC et al.
	June 18, 2001	Statement of Allegations: In the Matter of Datek Online Brokerage Services LLC et al.
Ameron Oil and Gas Ltd. Ameron Oil and Gas Ltd.
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice of Withdrawal: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 22, 2012	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 21, 2012	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 14, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 29, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 21, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 5, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 5, 2011	Amended Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	August 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 4, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 18, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 8, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 20, 2010	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 15, 2010	Notice from the Office of the Secretary: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	October 13, 2010	Order: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	October 7, 2010	Notice from the Office of the Secretary: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	April 20, 2010	Order: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	April 8, 2010	Notice from the Office of the Secretary: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	April 6, 2010	Temporary Order: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
	April 8, 2010	Notice of Hearing: In the Matter Ameron Oil and Gas Ltd. and MX-IV, Ltd.
AMTE Services Inc. AMTE Services Inc.
	March 20, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	March 11, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	February 6, 2013	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	January 28, 2013	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 26, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 25, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.
	October 17, 2012	Notice from the Office of the Secretary: In the Matter of AMTE Services Inc. et al.
	October 16, 2012	Notice of Hearing: In the Matter of AMTE Services Inc. et al.
	October 15, 2012	Temporary Order: In the Matter of AMTE Services Inc. et al.
Anderson, Brian Anderson, Brian
	November 12, 2004	Order: In the Matter of Anderson, Brian
	November 1, 2004	Notice of the Office of the Secretary: In the Matter of Brian Anderson
	November 1, 2004	Order: In the Matter of Brian Anderson
	November 1, 2004	Settlement Agreement - Schedule "A": In the Matter of Brian Anderson et al.
	November 1, 2004	Settlement Agreement - Schedule "A": In the Matter of Brian Anderson et al.
	August 23, 2004	Notice from the Office of the Secretary: In the Matter of Brian Anderson et al.
	August 23, 2004	Order: In the Matter of Brian Anderson et al.
	July 12, 2004	Notice from the Office of the Secretary: In the Matter of Brian Anderson et al.
	July 7, 2004	Decision and Reasons: In the Matter of Brian Anderson et al.
	October 25, 2003	Order: In the Matter of Brian Anderson et al.
	September 18, 2003	Order: In the Matter of Brian Anderson et al.
	June 11, 2003	Notice of Hearing: In the Matter of Brian Anderson et al.
	June 11, 2003	Statement of Allegations: In the Matter of Brian Anderson et al.
	June 5, 2003	Temporary Order: In the Matter of Brian Anderson et al.
Anderson, Clinton Anderson, Clinton
	July 15, 2009	Notice from the Office of the Secretary: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	July 14, 2009	Reasons and Decision: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	December 2, 2008	Notice from the Office of the Secretary: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	November 28, 2008	Reasons and Decision: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
Anderson, Ernest Anderson, Ernest
	November 2, 2009	Oral Ruling and Reasons: In the Matter of Ernest Anderson et al.
	October 5, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	October 2, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	October 2, 2009	Order: In the Matter of Ernest Anderson et al.
	September 25, 2009	Settlement Agreement: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 28, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 22, 2009	Notice from the Office of the Secretary: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice of Hearing: In the Matter of Ernest Anderson et al.
	September 21, 2009	Statement of Allegations: In the Matter of Ernest Anderson et al.
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	September 21, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	August 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	July 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	July 8, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	May 5, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	March 19, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 11, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 10, 2009	Order: In the Matter of Berkshire Capital Limited et al.
	February 9, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Notice of Hearing: In the Matter of Berkshire Capital Limited et al.
	February 6, 2009	Statement of Allegations: In the Matter of Berkshire Capital Limited et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of Berkshire Capital Limited et al.
	January 27, 2009	Temporary Order: In the Matter of Berkshire Capital Limited et al.
Anderson, James Anderson, James
	June 22, 2004	Order: In the Matter of James Anderson
	June 16, 2004	Notice from the Office of the Secretary: In the Matter of James Anderson
	June 16, 2004	Settlement Agreement: In the Matter of James Anderson
	June 15, 2004	Notice of Hearing: In the Matter of James Anderson
	June 15, 2004	Statement of Allegations: In the Matter of James Anderson
Anderson, Jack Anderson, Jack
	November 28, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	November 28, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	September 16, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	September 16, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	July 23, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	July 18, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 14, 2008	Order: In the Matter of Goldpoint Resources Corporation et al.
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of Goldpoint Resources Corporation et al.
	May 1, 2008	Notice of Hearing: In the Matter of Goldpoint Resources Corporation et al.
	April 30, 2008	Temporary Order: In the Matter of Goldpoint Resources Corporation et al.
Andrew, John Andrew, John
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.
Andrews, John Andrews, John
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.
Andrus, David G. C. Andrus, David G. C.
	July 23, 1998	Decision and Reasons: In the Matter of David G.C. Andrus
	March 5, 1998	Notice of Hearing: In the Matter of David G.C. Andrus
	March 5, 1998	Statement of Allegations: In the Matter of David G.C. Andrus
Andrus, Elizabeth Gail Andrus, Elizabeth Gail
	April 30, 1999	Order: In the Matter of Elizabeth Gail Andrus
Anhalt, Emilia Princess von Anhalt, Emilia Princess von
	March 18, 2003	Reasons: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	November 19, 2002	Order: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	April 1, 2002	Notice of Hearing: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	April 1, 2002	Statement of Allegations: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
Anhalt, Jurgen Prinz von Anhalt, Jurgen Prinz von
	March 18, 2003	Reasons: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	November 19, 2002	Order: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	April 1, 2002	Notice of Hearing: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
	April 1, 2002	Statement of Allegations: In the Matter of Lydia Diamond Explorations of Canada Ltd. et al.
Anonymous #1 & #2 Anonymous #1 & #2
	March 4, 2004	Notice from the Office of the Secretary: In the Matter of Diane Urquhart et al.
	March 4, 2004	Decision and Reasons: In the Matter of Diane Urquhart et al.
Antes, Harry W. Antes, Harry W.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Notice of Hearing: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.
Anthony, Bruce Anthony, Bruce
	June 22, 2000	Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Temporary Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Notice of Hearing: In the Matter of Bruce Anthony et al.
	June 8, 2000	Statement of Allegations: In the Matter of Bruce Anthony et al.
Anzelmo, Michael Peter Anzelmo, Michael Peter
	August 17, 2006	Notice from the Office of the Secretary: In the Matter of Microsourceonline Inc. et al.
	July 26, 2006	Notice of Hearing: In the Matter of Microsourceonline Inc. et al.
	July 26, 2006	Statement of Allegations: In the Matter of Microsourceonline Inc. et al.
Apna Care Inc. Apna Care Inc.
	April 16, 2002	Order and Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	April 16, 2002	Reasons: In the Matter of Sohan Singh Koonar et al.
	April 9, 2002	Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Notice of Hearing: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Statement of Allegations: In the Matter of Sohan Singh Koonar et al.
Apna Health Corporation Apna Health Corporation
	April 16, 2002	Order and Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	April 16, 2002	Reasons: In the Matter of Sohan Singh Koonar et al.
	April 9, 2002	Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Notice of Hearing: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Statement of Allegations: In the Matter of Sohan Singh Koonar et al.
Arconti, Alexander Flavio Arconti, Alexander Flavio
	October 1, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	September 28, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	July 5, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	July 5, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 19, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 10, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	March 29, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	February 28, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	February 27, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	January 16, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	January 16, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	December 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 28, 2011	Notice of Hearing: In the Matter of North American Financial Group Inc. et al.
	December 28, 2011	Statement of Allegations: In the Matter of North American Financial Group Inc. et al.
	December 16, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 16, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	November 2, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 2, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	September 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	July 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	March 25, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	March 25, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	February 28, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	January 6, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	January 6, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	December 2, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 2, 2010	Order: In the Matter of North American Financial Group Inc. et al.
	November 23, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 23, 2010	Order: In the Matter of North American Financial Group Inc. et al.
	November 12, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 10, 2010	Notice of Hearing: In the Matter of North American Financial Group Inc. et al.
	November 10, 2010	Temporary Order: In the Matter of North American Financial Group Inc. et al.
Arconti, Luigino Arconti, Luigino
	October 1, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	September 28, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	July 5, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	July 5, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 19, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 10, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	March 29, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	February 28, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	February 27, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	January 16, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	January 16, 2012	Order: In the Matter of North American Financial Group Inc. et al.
	December 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 28, 2011	Notice of Hearing: In the Matter of North American Financial Group Inc. et al.
	December 28, 2011	Statement of Allegations: In the Matter of North American Financial Group Inc. et al.
	December 16, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 16, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	November 2, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 2, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	September 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	September 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	July 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	April 29, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	March 25, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	March 25, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	February 28, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	January 6, 2011	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	January 6, 2011	Order: In the Matter of North American Financial Group Inc. et al.
	December 2, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	December 2, 2010	Order: In the Matter of North American Financial Group Inc. et al.
	November 23, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 23, 2010	Order: In the Matter of North American Financial Group Inc. et al.
	November 12, 2010	Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
	November 10, 2010	Notice of Hearing: In the Matter of North American Financial Group Inc. et al.
	November 10, 2010	Temporary Order: In the Matter of North American Financial Group Inc. et al.
Argus Corporation Limited - Certain Directors, Officers and Insiders Argus Corporation Limited - Certain Directors, Officers and Insiders
	April 13, 2005	Application Record: In the Matter of Certain Directors, Officers and Insiders of Hollinger Inc.
	March 8, 2005	Order: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	June 3, 2004	Notice from the Office of the Secretary: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	June 3, 2004	Order: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	May 26, 2004	Notice from the Office of the Secretary: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	May 25, 2004	Temporary Order: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	May 25, 2004	Notice of Hearing: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
	May 25, 2004	Statement of Allegations: In the Matter of Argus Corporation Limited et al. - Certain Directors, Officers and Insiders
Arlington Securities Inc. Arlington Securities Inc.
	June 25, 2002	Order and Settlement Agreement: In the Matter of Arlington Securities Inc. and Samuel Arthur Brian Milne
	June 25, 2002	Reasons for Decision: In the Matter of Arlington Securities Inc. and Samuel Arthur Brian Milne
	October 11, 2001	Notice of Hearing: In the Matter of Arlington Securities Inc. and Samuel Arthur Brian Milne
Armadillo Energy Inc. Armadillo Energy Inc.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.
Armadillo Energy LLC Armadillo Energy LLC
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
Armadillo Energy, Inc. Armadillo Energy, Inc.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
Arthur, Vincent Arthur, Vincent
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Ashanti Corporate Services Inc. Ashanti Corporate Services Inc.
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Marlon Gary Hibbert et al.
	August 1, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 4, 2012	Reasons and Decision: In the Matter of Marlon Gary Hibbert et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
Ashe, Bernard Jude Ashe, Bernard Jude
	October 10, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	October 9, 2008	Oral Ruling and Reasons: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 17, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 17, 2008	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 10, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	September 10, 2008	Notice of Hearing: In the Matter of AiT Advanced Information Technologies Corporation et al.
	January 14, 2008	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	January 14, 2008	Reasons and Decision: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 24, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 24, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	August 23, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 16, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	July 12, 2007	Reasons and Decision: In the Matter of AiT Advanced Information Technologies Corporation et al.
	May 17, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	May 9, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Order: In the Matter of Bernard Jude Ashe
	February 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 26, 2007	Order: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 23, 2007	Notice from the Office of the Secretary: In the Matter of Bernard Jude Ashe
	February 23, 2007	Notice of Hearing: In the Matter of Bernard Jude Ashe
	February 23, 2007	Settlement Agreement: In the Matter of AiT Advanced Information Technologies Corporation et al. - Bernard Jude Ashe
	February 19, 2007	Settlement Agreement: In the Matter of AiT Advanced Information Technologies Corporation et al. - AiT Advanced Information Technologies Corporation
	February 13, 2007	Notice from the Office of the Secretary: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 12, 2007	Notice of Hearing: In the Matter of AiT Advanced Information Technologies Corporation et al.
	February 8, 2007	Statement of Allegations: In the Matter of AiT Advanced Information Technologies Corporation et al.
Asia Pacific Energy, Inc. Asia Pacific Energy, Inc.
	September 22, 2011	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 21, 2011	Order: In the Matter of Global Partners Capital et al.
	September 21, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Global Partners Capital et al.
	December 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	December 16, 2010	Order: In the Matter of Global Partners Capital et al.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 18, 2010	Order: In the Matter of Global Partners Capital et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 5, 2010	Order: In the Matter of Global Partners Capital et al.
	October 18, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	August 31, 2010	Reasons and Decision: In the Matter of Global Partners Capital et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	November 27, 2008	Order: In the Matter of Global Partners Capital et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	October 1, 2008	Order: In the Matter of Global Partners Capital et al.
	September 23, 2008	Notice from the Office of the Secretary: In the Matter of Global Partners Capital et al.
	September 11, 2008	Notice of Hearing: In the Matter of Global Partners Capital et al.
	September 11, 2008	Statement of Allegations: In the Matter of Global Partners Capital et al.
Asia Telecom Ltd. Asia Telecom Ltd.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.
ASL Direct Inc. ASL Direct Inc.
	November 10, 2009	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	November 6, 2009	Order: In the Matter of Adrian Samuel Leemhuis et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	September 29, 2009	Order: In the Matter of Adrian Samuel Leemhuis et al.
	June 4, 2009	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	June 3, 2009	Variation of Temporary Order: In the Matter of Adrian Samuel Leemhuis et al.
	June 3, 2009	Order: In the Matter of Adrian Samuel Leemhuis et al.
	March 5, 2009	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	March 3, 2009	Order: In the Matter of Adrian Samuel Leemhuis et al.
	December 1, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	December 1, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	October 24, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	October 24, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	July 9, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	July 9, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	June 16, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	June 16, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	May 26, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	May 16, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	May 16, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	May 8, 2008	Statement of Allegations: In the Matter of Adrian Samuel Leemhuis et al.
	May 7, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	May 6, 2008	Order: In the Matter of Adrian Samuel Leemhuis et al.
	May 5, 2008	Notice from the Office of the Secretary: In the Matter of Adrian Samuel Leemhuis et al.
	May 2, 2008	Amended Notice of Hearing: In the Matter of Adrian Samuel Leemhuis et al.
	May 1, 2008	Temporary Order: In the Matter of ASL Direct Inc.
Asquith, Bruce Asquith, Bruce
	March 4, 2004	Notice from the Office of the Secretary: In the Matter of Diane Urquhart et al.
	March 4, 2004	Decision and Reasons: In the Matter of Diane Urquhart et al.
Assante Financial Management Ltd. Assante Financial Management Ltd.
	November 24, 2003	Settlement Agreement: In the Matter of Assante Financial Management Ltd.
Atcan Investments (1998) Inc. Atcan Investments (1998) Inc.
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
ATI Technologies Inc. ATI Technologies Inc.
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.
Atkinson, Peter Y. Atkinson, Peter Y.
	November 15, 2012	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al. - F. David Radler
	November 15, 2012	Notice of Withdrawal: In the Matter of Hollinger Inc. et al. - F. David Radler
	October 7, 2009	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	October 7, 2009	Order: In the Matter of Hollinger Inc. et al.
	July 9, 2009	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	July 9, 2009	Order: In the Matter of Hollinger Inc. et al.
	May 20, 2009	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	May 20, 2009	Order: In the Matter of Hollinger Inc. et al.
	February 12, 2009	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	February 12, 2009	Order: In the Matter of Hollinger Inc. et al.
	September 25, 2008	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	September 25, 2008	Order: In the Matter of Hollinger Inc. et al.
	March 27, 2008	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	March 27, 2008	Order: In the Matter of Hollinger Inc. et al.
	January 7, 2008	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	January 7, 2008	Order: In the Matter of Hollinger Inc. et al.
	December 10, 2007	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	December 10, 2007	Order: In the Matter of Hollinger Inc. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	September 11, 2007	Order: In the Matter of Hollinger Inc. et al.
	April 5, 2007	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	April 4, 2007	Order: In the Matter of Hollinger Inc. et al.
	April 4, 2006	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	March 30, 2006	Order and Undertakings: In the Matter of Hollinger Inc. et al.
	January 24, 2006	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	January 24, 2006	Reasons and Order: In the Matter of Hollinger Inc. et al.
	November 16, 2005	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	May 12, 2005	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	May 10, 2005	Order: In the Matter of Hollinger Inc. et al.
	March 18, 2005	Notice from the Office of the Secretary: In the Matter of Hollinger Inc. et al.
	March 18, 2005	Notice of Hearing: In the Matter of Hollinger Inc. et al.
	March 18, 2005	Statement of Allegations: In the Matter of Hollinger Inc. et al.
Atlas Cold Storage Income Trust Atlas Cold Storage Income Trust
	October 13, 2006	Notice from the Office of the Secretary: In the Matter of Atlas Cold Storage Income Trust
	October 10, 2006	Notice from the Office of the Secretary: In the Matter of Atlas Cold Storage Income Trust
	October 10, 2006	Notice of Withdrawal: In the Matter of Atlas Cold Storage Income Trust
	October 6, 2006	Notice from the Office of the Secretary: In the Matter of Atlas Cold Storage Income Trust
	October 6, 2006	Amended Notice of Hearing: In the Matter of Atlas Cold Storage Income Trust
	October 5, 2006	Application: In the Matter of Atlas Cold Storage Income Trust
	October 5, 2006	Notice from the Office of the Secretary: In the Matter of Atlas Cold Storage Income Trust
	October 5, 2006	Notice of Hearing: In the Matter of Atlas Cold Storage Income Trust
	October 5, 2006	Application - Response: In the Matter of Atlas Cold Storage Income Trust
	September 28, 2006	Application: In the Matter of Atlas Cold Storage Income Trust
Aurora Escrow Services, LLC Aurora Escrow Services, LLC
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.
Axcess Automation LLC Axcess Automation LLC
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Order: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Axcess Automation LLC et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Order: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Reasons and Decision: In the Matter of Axcess Automation LLC et al.
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 25, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Statement of Allegations: In the Matter of Axcess Automation LLC et al.
	August 10, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - David Rutledge et al.
	August 4, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - Ronald Mainse
	April 15, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	October 15, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 14, 2009	Order: In the Matter of Axcess Automation LLC et al.
	October 6, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 2, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
	April 30, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 29, 2009	Order: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	April 15, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
Axcess Fund Management, LLC Axcess Fund Management, LLC
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Order: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Axcess Automation LLC et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Order: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Reasons and Decision: In the Matter of Axcess Automation LLC et al.
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 25, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Statement of Allegations: In the Matter of Axcess Automation LLC et al.
	August 10, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - David Rutledge et al.
	August 4, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - Ronald Mainse
	April 15, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	October 15, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 14, 2009	Order: In the Matter of Axcess Automation LLC et al.
	October 6, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 2, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
	April 30, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 29, 2009	Order: In the Matter of Axcess Automation LLC et al.
Axcess Fund, L.P. Axcess Fund, L.P.
	March 13, 2013	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Order: In the Matter of Axcess Automation LLC et al.
	March 12, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Axcess Automation LLC et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Order: In the Matter of Axcess Automation LLC et al.
	September 27, 2012	Reasons and Decision: In the Matter of Axcess Automation LLC et al.
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 25, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Statement of Allegations: In the Matter of Axcess Automation LLC et al.
	August 10, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - David Rutledge et al.
	August 4, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - Ronald Mainse
	April 15, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	October 15, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 14, 2009	Order: In the Matter of Axcess Automation LLC et al.
	October 6, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 2, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
	April 30, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 29, 2009	Order: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	April 15, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
Axcess Fund, LCC Axcess Fund, LCC
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	April 15, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
Ayoub, Camille Ayoub, Camille
	February 28, 2003	Settlement Agreement: In the Matter of The Farini Companies Inc. et al. - Angelo Panza and Camille Ayoub
Ayres, Larry Allen Ayres, Larry Allen
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.
Azeff, Paul Azeff, Paul
	April 4, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 4, 2013	Order: In the Matter of Paul Azeff et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	January 16, 2013	Order: In the Matter of Paul Azeff et al.
	October 17, 2012	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	October 2, 2012	Order: In the Matter of Paul Azeff et al.
	May 31, 2012	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al. - Mitchell Finkelstein
	May 31, 2012	Reasons for Decision: In the Matter of Paul Azeff et al. - Mitchell Finkelstein
	November 8, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	August 30, 2011	Order: In the Matter of Paul Azeff et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	June 1, 2011	Order: In the Matter of Paul Azeff et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 19, 2011	Order: In the Matter of Paul Azeff et al.
	April 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 18, 2011	Amended Amended Statement of Allegations: In the Matter of Paul Azeff et al.
	April 13, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	April 8, 2011	Confidentiality Order and Adjournment Order: In the Matter of Paul Azeff et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	February 18, 2011	Order: In the Matter of Paul Azeff et al.
	January 18, 2011	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	January 17, 2011	Order: In the Matter of Paul Azeff et al.
	November 11, 2010	Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
	November 11, 2010	Notice of Hearing: In the Matter of Paul Azeff et al.
	November 11, 2010	Amended Statement of Allegations: In the Matter of Paul Azeff et al.

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