News & Events


OSC News Releases


This section of the website contains news releases from the OSC on regulatory and enforcement matters, investor protection initiatives, and the OSC’s operations.
December 5, 2014OSC News Release: OSC offers additional educational seminars for Ontario registrants
November 27, 2014OSC News Release: OSC publishes existing security holder prospectus exemption
November 26, 2014OSC News Release: Ontario Securities Commission (OSC) to make greater strides in investor protection
November 25, 2014Ontario Securities Commission and the Competition Bureau Sign Memorandum of Understanding
November 25, 2014OSC News Release: Venard “Lenny” Gaudet charged Quasi-Criminally with Unregistered Trading and Illegal Distribution
November 24, 2014OSC News Release: Shaida Bandali charged Quasi-Criminally with Unregistered Trading
November 17, 2014Ontario Ministry of the Attorney General Notice: Civil Forfeiture Proceeding In The Matter of Goldpoint Resources Corporation
November 13, 2014OSC News Release: OSC In The Community Hosts ‘Protect Your Money’ In Whitby
November 13, 2014OSC News Release: OSC Approves Settlement Agreement with TD Waterhouse Private Investment Counsel Inc., TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 10, 2014OTC Derivatives Regulators Group: Report of the OTC Derivatives Regulators Group(ODRG) to G20 Leaders on Cross-Border Implementation Issues
October 29, 2014OSC News Release: OSC Reminds Derivatives Dealers and Counterparties to Obtain a Legal Entity Identifier
October 27, 2014OSC News Release: OSC Releases ‘Topical Guide’ to Assist Registrants
October 27, 2014OSC News Release: Omokhodion Oshingbeme Charged Criminally
October 8, 2014OSC News Release: Keith Summers Sentenced to Three Years In Jail
September 30, 2014OSC News Release: OSC Approves Settlement Agreement with Ernst and Young
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