Securities Law & Instruments

Displaying comments for

Comments Received for Proposed Enforcement Initiatives - (comment period extended to January 16, 2012)
January 23, 2012 Nathalie Clark (Canadian Bankers Association) 277.90Kb
January 16, 2012 Anita I. Anand (Investor Advisory Panel) 123.47Kb
January 16, 2012 Kuno Tucker (Investment Technology Group) 184.01Kb
December 20, 2011 Nathalie Clark (Canadian Bankers Association) 228.38Kb
December 20, 2011 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights) 511.78Kb
December 20, 2011 Katie Walmsley and Scott Mahaffy (Portfolio Management Association of Canada) 171.49Kb
December 20, 2011 H. Garfield Emerson (Emerson Advisory) 99.70Kb
December 19, 2011 Susan Han (Miller Thomson LLP) 69.77Kb
December 16, 2011 Robert A. Balcom (George Weston Limited) 79.06Kb
December 15, 2011 Kent E. Thomson, James Doris and Luis Sarabia (Davies Ward Phillips & Vineberg LLP) 260.42Kb
December 15, 2011 Daniel E. Chornous (Canadian Coalition for Good Governance) 1257.57Kb
December 14, 2011 Michael Watson 76.74Kb
December 13, 2011 Randee B. Pavalow (Alpha Group) 213.96Kb
December 6, 2011 Douglas M. Worndl and A. Dimitri Lascaris (SISKINDS LLP) 568.99Kb
November 29, 2011 Wendy Berman (Heenan, Blaikie LLP), Nigel Campbell (Blake, Cassels & Graydon LLP), Jim Douglas (Borden Ladner Gervais LLP), Linda Fuerst (Lenczner, Slaght, Royce, Smith & Griffin), Andrew Gray (Torys LLP), Joseph Groia (Groia & Company), ... 244.77Kb
November 1, 2011 Ken Kivenko (Small Investor Protection Association) 277.62Kb
October 28, 2011 Stephanie A. McManus (Compliance Support Services) 114.92Kb