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Comments Received Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution (comments due October 13, 2015)
Date Comment Letters
November 9, 2015 Brian Koscak and G. Ritchie (Private Capital Markets Association of Canada)
October 22, 2015 Dannielle H. MacDonald (Nicola Wealth Management)
October 20, 2015 Borden Ladner Gervais LLP
October 19, 2015 Alternative Investment Management Association
October 19, 2015 Stikeman Elliott LLP
October 16, 2015 Jodi Lackman & Maria Anagnostou (Fonds de Solidarite FTQ)
October 15, 2015 Canadian Foundation for Advancement of Investor Rights
October 13, 2015 Anthony Spadaro (Davies Ward Phillips & Vineberg LLP)
October 13, 2015 Eric Adelson (Invesco Canada Ltd.)
October 13, 2015 Craig Skauge (NEMA)
October 13, 2015 Mark Kennedy (Arrow Capital Management Inc.)
October 13, 2015 Susan Copland (Investment Industry Association of Canada)
October 13, 2015 Rodney N. Thomas (PDAC)
October 13, 2015 Kenneth Mulders (R. N. Croft Financial Group Inc.)
October 13, 2015 British Columbia Investment Management Corporation, et al.
October 13, 2015 Osler, Hoskin & Harcourt LLP
October 13, 2015 Katie Walmsley (PMAC)
October 7, 2015 Dannielle H. MacDonald (Nicola Wealth Management)
September 16, 2015 Jim Boyle (Boyle & Co. LLP)
Comments Received Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale Restrictions and Proposed Repeal (comments due February 25, 2015)
Date Comment Letters
March 11, 2015 Rodney N. Thomas (Prospectors & Developers Association of Canada)
February 26, 2015 Jason Mullins (Burstall Winger Zammit LLP)
February 25, 2015 Ian Davey (Scorpeo UK Ltd.)
February 25, 2015 Don Mosher (Venture Capital Market Association)
February 25, 2015 Osler, Hoskin & Harcourt LLP
February 25, 2015 Ungad Chadda & John McCoach (TMX Group Limited)
February 25, 2015 Daniel G. McElroy (DuMoulin Black LLP)
February 25, 2015 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
February 25, 2015 Gavin C. Dirom (Association for Mineral Exploration British Columbia)
February 25, 2015 Simon A. Romano (Stikeman Elliott LLP)
February 24, 2015 Cecilia Wong (The Canadian Advocacy Council for Canadian CFA Institute Societies)
February 24, 2015 Susan Copland (The Investment Industry Association of Canada)
February 12, 2015 Gordon Keep
Comments Received - Amendments (Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario) (includes amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and related consequential amendments) comments closed June 18, 2014
Date Comment Letters
October 27, 2014 Revised: Letters identical or substantively the same - group 6
October 27, 2014 Revised: Letters identical or substantively the same - group 2
October 27, 2014 Revised: Letters identical or substantively the same - group 3
October 27, 2014 Revised: Letters identical or substantively the same - group 5
October 27, 2014 Revised: Letters identical or substantively the same - group 4
October 27, 2014 Revised: Letters identical or substantively the same - group 8
October 27, 2014 Revised: Letters identical or substantively the same - group 7
October 27, 2014 Revised: Letters identical or substantively the same - group 1
August 23, 2014 Sheila A. Murray (CI Investments Inc.)
July 10, 2014 David Garrett
July 2, 2014 Craig Dobson
June 30, 2014 Brian Koscak, Geoffrey Ritchie, Frank Laferriere & Nadine Milne (Private Capital Markets Association of Canada)
June 25, 2014 Linda Rasmussen
June 25, 2014 Raphael Bouskila, Darren Fach, Jason Futko, Sandi Gilbert, Karen Hanna, Tim McKillican, Andrew Patricio, Carlos Pinto Lobo, Marcus New & Peter-Paul Van Hoeken (Equity Crowdfunding Alliance of Canada)
June 25, 2014 Anand Murthy (Statue RE Investments & Solutions)
June 24, 2014 Barry Nicholds
June 21, 2014 Ken Wong
June 20, 2014 Greg Lynch
June 20, 2014 Wayne Strandlund, Joel J. Rosenberg & Dawn Paniz (Fisgard Capital Corporation)
June 20, 2014 Ralf Hensel (The Investment Funds Institute of Canada)
June 18, 2014 Terry Buelow
June 18, 2014 Denis Jones (Actus Real Estate)
June 18, 2014 Sue-Ann Ma
June 18, 2014 Tyler McCabe (Pinnacle Wealth Brokers)
June 18, 2014 Richard W. Carleton, Robert Cook & Mark Faulkner (The Canadian Securities Exchange)
June 18, 2014 Tim McKillican (Open Avenue Inc.)
June 18, 2014 Shane Doran
June 18, 2014 Robert S. Murphy & Anthony Spadaro (Davies Ward Phillips & Vineberg LLP)
June 18, 2014 Drew Adams (Privest Wealth Management Inc.)
June 18, 2014 McCarthy Tétrault LLP
June 18, 2014 Stephen Freedman (Sloane Capital Corp.)
June 18, 2014 Kathryn Sukut
June 18, 2014 Fay Whittaker
June 18, 2014 Ryan Hoult (Exempt Experts Inc.)
June 18, 2014 Bala Bhagavat (Crowd Fund Office)
June 18, 2014 Doug Bentley (Bancorp Financial Services Inc.)
June 18, 2014 Aleem Virani & Jonathan Herman (KV Capital Inc.)
June 18, 2014 Daniel Pembleton (Accilent Capital Management Inc.)
June 18, 2014 Jim Murphy (Canadian Association of Accredited Mortgage Professionals)
June 18, 2014 Wendy Cameron
June 18, 2014 Kevan Cowan (TMX Group Limited)
June 18, 2014 Wai Leung Ma
June 18, 2014 Osler, Hoskin & Harcourt LLP
June 18, 2014 Mark S. Kent & Kenneth Parker (Portfolio Strategies Corporation)
June 18, 2014 Nick Cardinale, Martha Rafuse & Larry Neilsen (RBC)
June 18, 2014 Kim Wales (Wales Capital)
June 18, 2014 Frank Laferriere (Portland Investment Counsel)
June 18, 2014 Craig Asano (National Crowdfunding Association of Canada)
June 18, 2014 James Yong
June 18, 2014 Sean Blix
June 18, 2014 Joe Koziol
June 18, 2014 Erez Blumberger (AUM Law)
June 18, 2014 John Macleod & Valorie Macleod
June 18, 2014 Peter Miller (Interactive Ontario)
June 18, 2014 Katie Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
June 18, 2014 Ray Derges (Raintree Financial Solutions)
June 18, 2014 Sean Davy (The Securities Industry and Financial Markets Association)
June 18, 2014 Matthew Stewart
June 18, 2014 Dan Jacob (IDIA Events Inc.) & Alex Sharpe (IQ Office Inc.)
June 18, 2014 Matthew J. McGrath (Optimize Capital Markets)
June 18, 2014 Julia Jenkins
June 18, 2014 Devon Cranson (Cranson Capital Securities)
June 18, 2014 Laura Levine, Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Timothy McCormick, Darin R. Renton & Simon A. Romano (Stikeman Elliott LLP)
June 18, 2014 Julie Warll
June 18, 2014 Craig Williams (Okanagan Approval Corp. and Sierra Mortgage Fund Ltd.)
June 18, 2014 Peter F. Ehlers
June 18, 2014 Clayton Ostapowich
June 18, 2014 Nancy Bacon (Chase Alternatives)
June 18, 2014 Connie Craddock (Investor Advisory Panel)
June 18, 2014 Ontario Nonprofit Network
June 18, 2014 Jenny Sandiford
June 18, 2014 Art Reimer (Raintree Financial Solutions Inc.)
June 18, 2014 Linda J. Lewington
June 18, 2014 Merici Young (Compass360 Consulting Inc.)
June 18, 2014 William J. Speirs (Securities Transfer Association of Canada)
June 18, 2014 A. Neil Hutton (McLeod Law LLP)
June 18, 2014 Rodney N. Thomas (Prospectors & Developers Association of Canada)
June 18, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
June 18, 2014 Jason Brooks (Invico Capital Corporation)
June 18, 2014 Ilse Treurnicht (MaRS Discovery District)
June 18, 2014 James Lewington
June 18, 2014 Supratim Das
June 18, 2014 Craig Skauge & Cora Pettipas (National Exempt Market Association)
June 18, 2014 Luan Ha (Fundscraper Corp.)
June 18, 2014 David Berliner, Raphael Bouskila, Larry Markowitz & Russell Pullan (CoPower, Inc.)
June 18, 2014 Craig L. Bentham
June 18, 2014 Susan Copeland (Investment Industry Association of Canada)
June 18, 2014 Philip du Heaume (Raintree Financial Solutions)
June 18, 2014 R. Denys Calvin (Nexus Investment Management Inc.)
June 18, 2014 Neal Coulter (Devmore Developments Inc.)
June 18, 2014 Greg Pollock & David Juvet (Advocis)
June 18, 2014 Ian Pember (Alternative Investment Management Association)
June 18, 2014 E. Blahne Sukut
June 18, 2014 Kim Davis
June 17, 2014 Weldon Taylor & Heidi Taylor
June 17, 2014 Eric Hansen (Two Degrees)
June 17, 2014 Peter R. Johannes (SecureCare Capital Inc.)
June 17, 2014 Dale Degagne
June 17, 2014 Pierre Cyr
June 17, 2014 Tim Schultz (Congruence Consulting Inc.)
June 17, 2014 Marie Kopr
June 17, 2014 Gordon Stewart & Kathleen Stewart
June 17, 2014 Dean Koeller (Calvert Home Mortgage Investment Corporation)
June 17, 2014 Geoff LaFleur
June 17, 2014 Harwinder Kang & Chris Bekkers (Prime Funds)
June 17, 2014 Larry D. Whitehead (Rose Country Income Fund)
June 17, 2014 Andrew Springett
June 17, 2014 David Wingate (Raintree Financial Solutions)
June 17, 2014 Elliot Jacobs (RedWolf Capital)
June 17, 2014 Michael Wellwood
June 17, 2014 Wai Yee Lun (Sloane Capital Corp.)
June 17, 2014 Mark McKenna (Walton International Group Inc.)
June 17, 2014 Scott Morrison (i9 Capital Consulting Inc.)
June 17, 2014 Yvonne Becker (Sloane Capital Corp.)
June 17, 2014 Philip J. Doublet
June 17, 2014 John A. W. Kearley (M3 Securities Corporation)
June 17, 2014 Tracey Miron
June 17, 2014 Mark Samborski (Pinnacle Wealth Brokers)
June 17, 2014 Grayson Ambrose (A2A Capital Services Canada Inc.)
June 17, 2014 Chantal Leblanc
June 17, 2014 Marcin Drozdz
June 17, 2014 Larry P. Carter (MorFund Financial Inc.)
June 17, 2014 Paul Gaumont
June 17, 2014 Hal D. Gillrie (Gillrie Financial Strategies)
June 17, 2014 Kevin Wheeler (Clear Sky Capital Inc.)
June 17, 2014 Wes Reimer (Raintree Financial Solutions)
June 17, 2014 Miika Makela
June 17, 2014 Brent Larison (Omnus Investments Ltd)
June 17, 2014 Ada Litvinov (Canadian Advocacy Council)
June 17, 2014 Patricia Pollitt (Eagles Edge Captial Corporation)
June 17, 2014 Chris Pridham (Sinclair - Cockburn Financial Services Inc.)
June 17, 2014 Eric Hansen (Rockspring Capital Texas Real Estate Trust)
June 17, 2014 Glenn Pickard (A2A Capital Services Canada Inc.)
June 17, 2014 David Rothberg (Niagara Capital Partners Ltd.)
June 17, 2014 Benjamin Crocker
June 17, 2014 Joanne Stern
June 17, 2014 Teresa McLean
June 17, 2014 Allen Hewko
June 17, 2014 Michael S. Molnar (Sophos Capital Corp.)
June 17, 2014 Sean Nicoll
June 16, 2014 Erica Freeman
June 16, 2014 Doug Finlay (Interior Equities Corp.)
June 16, 2014 Bennett Jones LLP
June 16, 2014 Jerald Tekatch (M3 Securities Corporation)
June 16, 2014 Ross McKee, Pamela Hughes & Ralph Lindzon (Blakes, Cassels & Graydon LLP)
June 16, 2014 Chris Black
June 16, 2014 Riki Roy (Omnus Investments Ltd)
June 16, 2014 Mark A. Lawrence (North Crest Partners)
June 16, 2014 Glenda Buelow (PRIVEST Wealth Management Inc.)
June 16, 2014 Lloyd Michel
June 16, 2014 Christian Jud (Triview Capital Ltd.)
June 16, 2014 Bill Ketcheson (Raintree Financial Solutions)
June 16, 2014 Ryan Lake
June 16, 2014 Kyle Touet (M3 Securities Corporation)
June 16, 2014 Lorne Cutler (Ottawa Community Loan Fund)
June 16, 2014 Tasha Brouma
June 16, 2014 Kate Broste (Pinnacle Wealth Brokers)
June 16, 2014 Rebecca Phillips (Okanagan Approval Corp. and Sierra Mortgage Fund Ltd.)
June 16, 2014 Jarvis Rein (Millenium III Capital Corporation & M3 Securities Corporation)
June 16, 2014 Dawn Hunter (M3 Securities Corporation)
June 16, 2014 Rich Odam
June 16, 2014 David Watts & Ivina Watts
June 16, 2014 Mathias Trinkwitz
June 15, 2014 Kevin Fisher
June 15, 2014 Peter Forrest
June 15, 2014 Susan L. Fraser
June 15, 2014 Christine Kopr
June 15, 2014 C. Stephen Smith
June 15, 2014 Ted Snider (Sloane Capital Corp.)
June 15, 2014 James Longstreet (Pinnacle Wealth Brokers)
June 15, 2014 Art Ross
June 14, 2014 H. N. Williams
June 14, 2014 Mike Everitt
June 14, 2014 Sue Ferreira
June 14, 2014 Stephen Tam
June 14, 2014 Patricia J. Husband
June 14, 2014 Casey Slingerland & Rosalie Slingerland
June 14, 2014 Colleen Springler
June 14, 2014 Noel Ritzema
June 14, 2014 Ronald Farquharson
June 14, 2014 David Wiitala (Raintree Financial Solutions)
June 14, 2014 Dale Degagne
June 13, 2014 Sherri Macdonald
June 13, 2014 Anjuh Shah
June 13, 2014 Bob Chorney (MAXX North America Services Ltd.)
June 13, 2014 Lisa Siddons
June 13, 2014 Ken Nicholson (M3 Securities Corporation)
June 13, 2014 Stan J. Boyko
June 13, 2014 Peter A. Zaltz (Blair Franklin Asset Management)
June 13, 2014 Marcy Nielsen
June 13, 2014 David Todd
June 13, 2014 Eik Lian Ho
June 13, 2014 Louise Green
June 13, 2014 Katerina Kuratkova
June 13, 2014 Don McDonald (Waverley Corporate Financial Services Ltd.)
June 12, 2014 Wayne Cathcart (Pinnacle Wealth Brokers)
June 12, 2014 Ajay Agrawal, Christian Catalini, Avi Goldfarb, Max Koven
June 12, 2014 Peggy Aikman
June 12, 2014 Davis Zhang (Pinnacle Wealth Brokers)
June 12, 2014 Samantha Gale (Mortgage Brokers Association of BC)
June 12, 2014 Peter Ian McArthur
June 12, 2014 Lucy Lee
June 11, 2014 Dietmar Bloedorn
June 11, 2014 So Ling Tam (Omnus Investments Ltd.)
June 11, 2014 Scotty Grub (Prestigious Properties Canada)
June 10, 2014 Margaret Nielsen
June 10, 2014 Charlene Eyles
June 10, 2014 Douglas Hicks (Hicks Insurance Brokers Ltd.)
June 10, 2014 Ilan Handelsman
June 10, 2014 Jay Modi (OmniArch Capital Corporation)
June 10, 2014 Rob Anderson (RNL Financial Ltd.)
June 10, 2014 Heather Bester & Dean Bester
June 10, 2014 Denise Odam (Sloane Capital Corp.)
June 10, 2014 Wilkey Chick
June 10, 2014 Tom Badry
June 10, 2014 Annelies van der Made
June 10, 2014 Michael Zabchuk (Pinnacle Wealth Brokers)
June 10, 2014 Gordon Bignell
June 10, 2014 Larry W. Craig (Pinnacle Wealth Brokers)
June 10, 2014 Owen Jackson (Raintree Financial Solutions)
June 10, 2014 Garry Nielsen
June 10, 2014 Arlene Bignell
June 10, 2014 Mavis Hermansen
June 10, 2014 Judy Schmidt
June 10, 2014 Cole Stewart
June 10, 2014 Todd Gillick (Pinnacle Wealth Brokers)
June 10, 2014 Geoff Sutherland & Judith Sutherland
June 9, 2014 Rozanne Reszel (Canadian Investor Protection Fund)
June 9, 2014 Myles Harding (Inline Reference Check)
June 9, 2014 Alexandra Hladyshevsky
June 9, 2014 Serguei Makarov
June 9, 2014 Greg Nelson (Beacon Consumer Holdings Inc.)
June 8, 2014 Tim Warnes
June 8, 2014 John Nghiem
June 8, 2014 Silas Dain (Pinnacle Wealth Brokers)
June 6, 2014 Robert J. Bothwell
June 6, 2014 Penny Macdonald (Financial Value Inc.)
June 6, 2014 Les Oakes (Triview Capital Inc.)
June 6, 2014 Michael Kosmalski (Cowan Asset Management)
June 6, 2014 Robert Warnes & Yvonne Warnes
June 6, 2014 Lois Henderson & Scott Henderson
June 6, 2014 Michael D. Moore (Moore Holdings Ltd.)
June 6, 2014 Antonino Massa
June 6, 2014 Emmett P. Hossack
June 6, 2014 Shyam Ganesh (Omnus Investments Ltd)
June 6, 2014 Jacques Emond (Emond Harnden LLP)
June 6, 2014 Robin Jarman
June 5, 2014 Ivor Cooke & Jacinta Cooke
June 5, 2014 Steve Stewart
June 5, 2014 Scott Pollock (Pinnacle Wealth Brokers Inc.)
June 5, 2014 Cathryn Wellner
June 5, 2014 Darrold Hollett
June 5, 2014 Don Watt (TriView Capital Ltd.)
June 5, 2014 Marvin Nickel (TriView Capital Ltd.)
June 5, 2014 Savo Grubjesic
June 5, 2014 Brian Denton & Penny Denton
June 4, 2014 Rick Schmaltz
June 4, 2014 Richard Buckley
June 4, 2014 Everett J. Kearley (Millennium III Group of Companies)
June 4, 2014 Adam Derges (Raintree Financial Solutions)
June 4, 2014 Willy Marcotte (Pinnacle Wealth Brokers)
June 3, 2014 Claude Bureau
June 3, 2014 Xiao Xu
June 3, 2014 Pamela J. Stewart (Pinnacle Wealth Brokers)
June 3, 2014 John Waddington
June 3, 2014 Andrew Zuyderduyn (Pinnacle Wealth Brokers)
June 2, 2014 Michael Goodman
June 2, 2014 Darwin Gerber (Pinnacle Wealth Brokers)
June 1, 2014 George Foley (Raintree Financial Solutions)
May 31, 2014 Peter J. Wolfe
May 30, 2014 Wayne Strandlund
May 30, 2014 Mitch Levine & Maia Levine
May 30, 2014 Mike Smolnicki
May 30, 2014 Cliff Anderson & Arlene Anderson
May 30, 2014 David E. Hewson
May 30, 2014 Joan Phillips
May 30, 2014 Thomas P. Flesher
May 29, 2014 Emile La Rosa
May 29, 2014 Fred Gerein
May 28, 2014 J. Wishart
May 28, 2014 Eric Couture (Pinnacle Wealth Brokers)
May 28, 2014 Jill Couture
May 28, 2014 Laura Niers (Pinnacle Wealth Brokers)
May 28, 2014 Peter Kemball
May 28, 2014 Marie Potter
May 28, 2014 Yvonne Martin-Morrison (Raintree Financial Solutions)
May 27, 2014 Don Cameron (Financial Value Inc.)
May 27, 2014 Jill Payne
May 27, 2014 Chris Howells
May 27, 2014 Thomas W. Payne
May 27, 2014 Wendy Christensen
May 27, 2014 Stephen Powers
May 27, 2014 Don Cameron (Financial Value Inc.)
May 27, 2014 David Fagan
May 26, 2014 Chris Kask
May 26, 2014 Joanne Quigley
May 26, 2014 Cindy Liboiron
May 25, 2014 Joel J. Rosenberg
May 22, 2014 Darris Cameron (Financial Value Inc.)
May 22, 2014 Dinah Almond (Pinnacle Wealth Brokers)
May 22, 2014 Mark Pike
May 22, 2014 Larry Radomski (Raintree Financial Solutions)
May 22, 2014 Jim Jiwani (South Pointe Toyota)
May 22, 2014 Dale Koeller
May 21, 2014 Earl Thomas
May 21, 2014 Jeff Kaminski
May 21, 2014 Catherine Gabriel
May 21, 2014 Ed Dufault (Pinnacle Wealth Brokers)
May 21, 2014 Kim Mertick
May 21, 2014 Stuart McPhail
May 21, 2014 Mike Luo
May 21, 2014 Saleem Budhwani (Prestige Auto Group)
May 21, 2014 Henriette Cornett
May 20, 2014 Willard Wilton
May 20, 2014 Sheila Nielsen (Raintree Financial Solutions)
May 20, 2014 Dinah Almond (Pinnacle Wealth Brokers)
May 19, 2014 Freda Murfin
May 19, 2014 David F. Holm
May 19, 2014 Christopher Garand
May 19, 2014 Elaine Holm
May 19, 2014 Bill Louwerse
May 16, 2014 Tom Cuff
May 16, 2014 Dawn Johnson
May 16, 2014 D. James Okano (Pinnacle Wealth Brokers Inc.)
May 16, 2014 Scott Kopperud (Pinnacle Wealth Brokers Inc.)
May 16, 2014 Frederick Bach
May 16, 2014 E. A. Smith
May 16, 2014 Harvey A. Cymbalisty (Pinnacle Wealth Brokers)
May 16, 2014 John Evans (Creating Millionaires Ltd.)
May 15, 2014 Agnes Corriveau
May 15, 2014 Violet Lauzon
May 14, 2014 Ron Lepine (TriView Capital Ltd.)
May 14, 2014 Darvin Zurfluh, Rick Unrau, Kathleen Black, William McNarland, Gary Doran & Llyod McDonald (Pinnacle Wealth Brokers Inc.)
May 13, 2014 Tanya Sotnikow (Sotnikow Physical Therapy)
May 13, 2014 Helen Hamilton
May 13, 2014 Curtis Potyondi (Prestige Capital)
May 12, 2014 Jack Comeau (Pinnacle Wealth Brokers)
May 12, 2014 Mark Pollitt (Eagle Edge Capital Corporation)
May 12, 2014 Phoebe Chan (Sloane Capital Corp.)
May 12, 2014 Jeff Toews (Drake Wellington)
May 12, 2014 Lucy Welke
May 10, 2014 Bradley Watson
May 9, 2014 Brad Couldwell
May 9, 2014 Ivo Damme
May 9, 2014 Monika Niedbalski (Sloane Capital Corp.)
May 9, 2014 Bill Janzen (Pinnacle Wealth Brokers)
May 9, 2014 Shirley Scott
May 8, 2014 Vincent Ginter
May 8, 2014 Farouk Haji
May 8, 2014 John Harvey
May 8, 2014 Richard Corriveau
May 8, 2014 Mike Lynes (Raintree Financial Solutions)
May 8, 2014 Michael Warnes (Pinnacle Wealth Brokers)
May 8, 2014 Sean McMann (Pinnacle Wealth Brokers)
May 8, 2014 Kent Harris (Twin View Financial Ltd)
May 8, 2014 Michael Vandenbergh
May 7, 2014 Michael Parker (Sloane Capital Corp.)
May 7, 2014 Brad MacBeth (MacBeth Mortgage Investment Corp.)
May 7, 2014 Gary Duke
May 6, 2014 Chris Davidovich
May 6, 2014 Kenneth D. Engler (Stable Mortgage Investment Corporation)
May 6, 2014 Greg Kurjata (Bestgrow Greenhouses Ltd.)
May 6, 2014 Mehran Ehsan (Energy Resources Corp.)
May 5, 2014 Richard Nichols (Captial Direct Lending Corp.)
May 5, 2014 Kimberly Boyko
May 5, 2014 Larry Mazepa
May 5, 2014 Sherilynn Ferguson-Mazepa
May 5, 2014 Leonard Mazepa
May 4, 2014 Mike O'Driscoll
May 2, 2014 Bernard A. Baker
May 2, 2014 Adam Labuik (Pinnacle Wealth Brokers)
May 1, 2014 Sean Wilson (Raintree Financial Solutions Inc.)
May 1, 2014 Russ Hafer (Raintree Financial Solutions Inc.)
May 1, 2014 Reg Knapp
April 30, 2014 Andrew Glen
April 30, 2014 Jerome Wallsten
April 29, 2014 David Kozak (Pinnacle Wealth Brokers)
April 29, 2014 Brian Sokalski (Pinnacle Wealth Brokers)
April 28, 2014 David Morisette (Pinnacle Wealth Brokers
April 28, 2014 Ruth Artindale
April 28, 2014 Thomas Beyer (Prestigious Properties Group)
April 27, 2014 Carrie Mulligan
April 25, 2014 Wesley Rand (Pinnalce Wealth Brokers)
April 25, 2014 Terri Woolgar
April 25, 2014 Yves Morin (Pinnacle Wealth Brokers)
April 25, 2014 Doug Jensen (Axcess Capital Advisors)
April 24, 2014 Wendy M. Jensen
April 24, 2014 Weston B. Fader (Atlas Wealth Financial)
April 24, 2014 Arthur William Westmacott
April 24, 2014 Federico Ramirez (Insight EMRA, Inc.)
April 24, 2014 Darrell Osadchuk (D2 Management Inc.)
April 23, 2014 Stephen W. Preston
April 23, 2014 Martyn Crowder
April 23, 2014 Michael L. Edward (Pinnacle Wealth Brokers)
April 20, 2014 Maria Lizak (Pinnacle Wealth Broker)
April 16, 2014 Curtis Scoville (Scoville Financial Planning, Pinnacle Wealth Brokers & HUB Financial)
April 16, 2014 Kevin Kinnear
April 16, 2014 Curtis Haigh (Pinnacle Wealth Brokers)
April 15, 2014 Tyrone Cotie (Financial Executives International Canada)
April 15, 2014 Debbie Vantooren
April 14, 2014 Zaherali Maherali & Purvin Maherali
April 10, 2014 Zack Siezmagraff (Everest Development Group)
April 4, 2014 Stan Buell & Ken Kivenko (Small Investor Protection Association)
April 3, 2014 Neil Murphy (Portfolio Audit)
April 2, 2014 Denis R. Lemieux (LAUNCHRAMP Capital Corp.)
March 26, 2014 Ken Kivenko (Kenmar Associates)
Comments Received - Amendments (Accredited Investor and Minimum Amount Prospectus Exemptions) (comments due May 28, 2014)
Date Comment Letters
June 18, 2014 A. Dimitri Lascaris & Anthony O'Brien (Siskinds LLP)
June 10, 2014 Brian Koscak & Geoffrey Ritchie (Private Capital Markets Association of Canada)
June 8, 2014 Greg Pollock & Harley Lockhart (Advocis)
May 31, 2014 Keith Reed & Sarah Cunningham (Reed Pope Law Corporation)
May 28, 2014 Sean Davy (The Securities Industry and Financial Markets Association)
May 28, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
May 28, 2014 Nick Cardinale, Kevin Bresler, Martha Rafuse & Larry Neilsen (RBC)
May 28, 2014 Kevan Cowan (TMX Group Limited)
May 28, 2014 Ross Gallinger (Prospectors & Developers Association of Canada)
May 28, 2014 Osler, Hoskin & Harcourt LLP
May 28, 2014 Susan Copland (Investment Industry Association of Canada)
May 28, 2014 Katie Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
May 28, 2014 Craig Skauge & Cora Pettipas (National Exempt Market Association)
May 28, 2014 Charlotte Bell & Lata Casciano (Fasken Martineau DuMoulin LLP)
May 28, 2014 A. Dimitri Lascaris & Anthony O'Brien (Siskinds LLP)
May 28, 2014 Laura Levine (Stikeman Elliott LLP)
May 28, 2014 Ian Pember (The Alternative Investment Management Association)
May 28, 2014 Malick Maachi (Accredit Inc.)
May 28, 2014 Anthony Spadaro (Davies Ward Phillips & Vineberg LLP)
May 27, 2014 Ross McKee & Pamela Hughes (Blake, Cassels & Graydon LLP)
May 27, 2014 Mark McKenna (Walton Group International Group Inc.)
May 27, 2014 Kenneth A. Cawkell (Cawkell Brodie LLP)
May 26, 2014 Michael Komalski (Cowan Asset Management)
May 21, 2014 Tom Houston (Dentons Canada LLP)
May 9, 2014 G. Frank Stronach
May 8, 2014 Ada Litvinov (Canadian Advocacy Council for Canadian CFA Institute Societies)
April 9, 2014 Brian E. Lipskie (Rae & Lipskie Investment Counsel Inc.)
April 2, 2014 Darrin Hopkins
March 17, 2014 Gordon Keep (Fiore Management & Advisory Corp.)
Comments Received - Amendments (Short Term Debt Prospectus Exemption and Amendments Linked to Securitized Products Proposed Rules) (comments due April 23, 2014)
Date Comment Letters
April 23, 2014 Candace MacLean (Canadian Tire Corporation)
April 23, 2014 Jay Smales & Jason Le (TD Securities)
April 23, 2014 Stephen Smith (First National Financial LP)
April 23, 2014 Mary Keogh (DBRS)
April 23, 2014 Terry Ritchie (BMO Capital Markets)
April 23, 2014 Andrew Maciel & Julia Moynihan (Canadian Imperial Bank of Commerce)
April 23, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
April 23, 2014 Timothy McCormick (Stikeman Elliott LLP)
April 23, 2014 Doug Noe (Scotia Capital Inc.)
April 23, 2014 Richard Johns (Latin America and Canada Committee of the Structured Finance Industry Group)
April 23, 2014 Donald S. Carter (Moody's Investors Service)
April 23, 2014 Michelle Alexander (Investment Industry Association of Canada)
April 22, 2014 Nur Khan (RBC Capital Markets)
March 14, 2014 Ada Litvinov (Canadian Advocacy Council for Canadian CFA Institute Societies)
Comments Received (comment period closed July 24, 2013)
Date Comment Letters
July 25, 2013 Osler, Hoskin & Harcourt LLP
July 24, 2013 Darren Baccus (Alberta Investment Management Corps.), Marie Giguère (Caisse de Dépôt et Placement du Québec), Eric Wetlauger (CPPIB), Blair Cowper-Smith (OMERS Administration Corp.), Melissa Kennedy (OTPPB) & Marc Lacourcière (PSPIB)
July 24, 2013 Kenneth G. Ottenbreit (Stikeman Elliott LLP)
July 23, 2013 Patricia Olasker (Davies Ward Phillips & Vineburg LLP) & Pamela Hughes (Blake, Cassels & Graydon)
Comments Received (comment period closed August 31, 2011)
Date Comment Letters
June 30, 2011 Real Bellemare (Desjardins)
June 28, 2011 Nur Khan & Peter Hawkrigg (RBC Capital Markets) eMail
Comments Received (comment period closed June 6, 2008)
Date Comment Letters
June 6, 2008 Robert S. Murphy (Davies Ward Phillips & Vineberg LLP)
June 2, 2008 Osler, Hoskin & Harcourt LLP
May 30, 2008 Andrew Grossman & Ramandeep K. Grewal (Stikeman Elliott)
May 30, 2008 John M. Tiberio (Morbank Financial Inc.)
May 29, 2008 Michael Wright
May 29, 2008 Rebecca Cowdery & Andrew Harrison (Borden Ladner Gervais)
May 28, 2008 Bryan Hocking (The Association of Canadian Pension Management)
May 28, 2008 Frank Zinatelli (Canadian Life and Health Insurance Association Inc.)
May 28, 2008 Fraser Milner Casgrain LLP
May 27, 2008 Susan Belcher (CareVest Capital Inc.)
May 21, 2008 Sandeep Dhawan & Ewen McMillan (European Investment Bank)
May 12, 2008 Christine Dube (Ogilvy Renault LLP)
Comments Received (comment period closed April 8, 2005)
Date Comment Letters
April 8, 2005 Mark Webb (Canadian Institute of Mortgage Brokers and Lenders)
April 7, 2005 Frank Laurie (Vector Financial Services Limited)
April 7, 2005 Wes Roitman (Romspen Investment Corporation)
April 6, 2005 Ivan Stone (Foremost Financial Corporation)
April 6, 2005 Paul Bath (IMBA)
April 5, 2005 Tim Bankier (DE Capital Partners Inc.)
March 30, 2005 Eli Dadouch (Firm Capital Corporation)
March 30, 2005 Mal Eccles (IMBA)
March 24, 2005 Stephen Bigsby (ACPM)
March 21, 2005 Bill Nickel (McDougall Gauley)
March 21, 2005 Securities and Capital Markets Group (Borden Ladner Gervais)
March 18, 2005 Osler, Hoskin & Harcourt
March 17, 2005 D. Bruce McLeod (Canadian Listed Company Association)
March 17, 2005 James McGovern (AIMA)
March 17, 2005 John W. Murray (IFIC)
March 17, 2005 Mark Bell (TD Asset Management)
March 17, 2005 Richard M. Tattersall (Heathbridge Capital Management Ltd.)
March 17, 2005 Robert S. Murphy (Davies Ward Phillips & Vineberg)
March 17, 2005 Shaine Pollock (RBC Financial Group)
March 16, 2005 Andrew Parkinson (Van Arbor Asset Management Ltd.)
March 16, 2005 Dermot P. Muir (OSIFA)
March 16, 2005 Michael J. Bennett (Blaney McMurtry)
March 16, 2005 Ogilvy Renault
March 16, 2005 TSX Group
March 9, 2005 Rajiv Silgardo (Barclays Global Investors)
March 8, 2005 David Matlow (Goodmans)
March 8, 2005 Jeffrey F. Olin (Desjardin Securities)
March 7, 2005 Rowland Kelly (Credit Union Central)
December 20, 2004 Simon Romano (Stikeman Elliott)