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Comments Received CSA Notice and Request for Comment Relating to Designated Rating Organizations (comment period closed October 4, 2017)
Date Comment Letters
October 4, 2017 The Canadian Advocacy Council for Canadian CFA Institute Societies
October 4, 2017 Douglas E. Turnball (DBRS Limited)
October 4, 2017 Hilary Parkes (Moody's Canada Inc.)
October 4, 2017 Frank Staudohar (S&P Global Ratings Canada)
Comments Received for Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery (comment period closed September 16, 2015)
Date Comment Letters
September 18, 2015 Ralf Hensel (IFIC)
September 16, 2015 Greg Pollock (Advocis)
September 16, 2015 Warren Collier (BlackRock)
September 16, 2015 Julianna Anh (Invesco)
September 16, 2015 Naomi Saloman (IIAC)
September 16, 2015 Canadian Foundation for Advancement of Investor Rights
September 16, 2015 Patricia Dunwoody (Canadian ETF Association)
September 16, 2015 Mark Neill (RBC Global Asset Management Inc.)
September 16, 2015 Alex Perel (TD Securities, Inc.)
September 16, 2015 Rick Annaert (Manulife Securities)
September 16, 2015 Osler, Hoskin & Harcourt LLP
September 16, 2015 Katie Walmsley (PMAC)
September 16, 2015 Anthony A. Boright (InvestorCOM.com)
September 16, 2015 W. Sian Burgess & Robert I. Sklar (Fidelity Investments Canada ULC.)
September 14, 2015 David Feather and Samir Khan (Russell Investments Canada Limited)
September 14, 2015 Donna Bristow (Broadridge Financial Solutions, Inc.)
August 6, 2015 Investor Advisory Panel
August 2, 2015 Ken Kivenko (Kenmar Associates)
June 29, 2015 Ken Kivenko (Small Investor Protection Association)
July 2, 2015 Larry Elford
Comments Received (comments due August 20, 2014)
Date Comment Letters
August 20, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
August 20, 2014 Joan E. Dunne & Gordon Beal (Chartered Professional Accountants of Canada)
August 20, 2014 Jody MacKenzie (MNP LLP)
August 20, 2014 Ron Hozjan (Tamarack Valley)
August 19, 2014 A. Dimitri Lascaris & Anthony O'Brien (Siskinds LLP)
August 19, 2014 Daniel E. Chornous (Canadian Coalition for Good Governance)
August 18, 2014 Michael Keenan (Pension Investment Association of Canada)
August 11, 2014 Zafar Khan (TSX Venture Exchange Inc.)
August 8, 2014 Gowling Lafleur Henderson LLP
August 7, 2014 Cecilia Wong (Canadian Advocacy Council)
August 5, 2014 Gordon Keep (Fiore Management & Advisory Corp.)
June 27, 2014 David Taylor (Arian Silver Corporation)
May 28, 2014 Stephen P. Quin (Midas Gold Corporation)
Comments Received (comment period due January 15, 2014)
Date Comment Letters
January 15, 2014 Jeremy Jagt (Grant Thornton LLP) & Giles Henley (Raymond Chabot Grant Thornton LLP)
January 15, 2014 Ernst & Young LLP
January 15, 2014 Frank Vettess (Deloitte LLP)
January 15, 2014 Osler, Hoskin & Harcourt LLP
January 13, 2014 H. Garfield Emerson (Emerson Advisory)
January 13, 2014 John Gordon (KPMG LLP)
January 13, 2014 Daniel McMahon (CPA-Quebec) - Français
January 13, 2014 Daniel McMahon (CPA-Quebec) - English
January 8, 2014 PricewaterhouseCoopers LLP
October 17, 2013 Tom Smith
Comments Received for Notice of Proposed Pre-Marketing Amendments to Prospectus Rules (comment period closed February 23, 2012)
Date Comment Letters
February 29, 2012 Robert S. Murphy and David T. Wilson (Davies Ward Phillips Vineberg LLP)
February 24, 2012 Daniel E. Chornous (RBC Global Asset Management Inc.)
February 23, 2012 A. Dimitri Lascaris and Anthony O'Brien (SISKINDS)
February 23, 2012 Peter J. Miller (BMO Capital Markets)
February 23, 2012 Borden Ladner Gervais LLP
February 23, 2012 Susan Copland (Investment Industry Association of Canada)
February 23, 2012 Sheel Parekh (CIBC World Markets Inc.)
February 23, 2012 Sophie Lussier (Caisse de dépôt et placement du Québec)
February 23, 2012 Osler, Hoskin & Harcourt LLP
February 23, 2012 Burnet, Duckworth & Palmer LLP
February 23, 2012 Norton Rose Canada LLP
February 22, 2012 Chad Accursi and Greg Hogan (Cassels Brock & Blackwell LLP)
February 21, 2012 Norman Jackson (Canada Pension Plan Investment Board)
February 17, 2012 Arlene O'Neil (Ontario Bar Association)
January 24, 2012 Gordon Keep (Fiore Financial Corporation)
December 1, 2011 Ken Kivenko (Kenmar Associates)
Comments Received for Scholarship Plan Prospectus Form Changes to Proposed Amendments to NI 41-101 General Prospectus Requirements (comment period closed January 24, 2012)
Date Comment Letters
January 24, 2012 Peter Lewis (C.S.T. Consultants Inc.)
January 24, 2012 Peter Lewis and James Deeks (RESP Dealers Association of Canada)
January 24, 2012 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
January 24, 2012 Lynn M. McGrade and Rebecca A. Cowdery (Borden Ladner Gervais LLP)
January 17, 2012 Ken Kivenko (Kenmar Associates)
January 16, 2012 Keith Summers (The Canadian Advocacy Council for Canadian CFA Institute Societies)
Comments Received for General Prospectus Requirements and Proposed Consequential Amendments (comment period closed October 14, 2011)
Date Comment Letters
October 20, 2011 Andrew Waltho (Australian Institute of Geoscientists)
October 20, 2011 Osler, Hoskin & Harcourt LLP
October 19, 2011 Deborah A. McCombe (CRIRSCO)
October 19, 2011 Edward PW Swindell, Professor Nielen vander Merwe and Dr Johan Krynauw (SAMREC and SAMVAL)
October 18, 2011 Peter McCarthy (AMC Consultants Pty Ltd)
October 16, 2011 Edmundo Tulcanaza (Chilean Commission for the Qualification of Competences in Mineral Prospects, Mineral Resources, and Mineral Reserves)
October 15, 2011 Peter Stoker (Australasian Joint Ore Reserves Committee)
October 15, 2011 EurGeol Ruth Allington (European Federation of Geologists)
October 15, 2011 David L. Kanagy (Society for Mining, Metallurgy & Exploration)
October 14, 2011 Mary Keogh (DBRS)
October 14, 2011 Greg Kulla
October 14, 2011 Ignacy A. Lipiec
October 14, 2011 Trevor Thomas (Hunter Dickinson Inc.)
October 14, 2011 Michael Catchpole (The Australasian Institute of Mining and Metallurgy)
October 14, 2011 Dr. Stephen Henley (Resources Computing International Ltd.)
October 14, 2011 Mindy B. Gilbert (Davies Ward Phillips & Vineburg LLP)
October 14, 2011 Dr Stephen Henley (Pan-European Reserves & Resources Reporting Committee)
October 14, 2011 Greg Gosson (AMEC)
October 14, 2011 Paul C. Banks (Canadian Institute of Mining, Metallurgy and Petroleum)
October 14, 2011 Nathalie Clarke (Canadian Bankers Association)
October 13, 2011 Jeff Wilson (Tetra Tech Wardrop) eMail
October 13, 2011 Greg Finn (Geoscientists Canada)
October 12, 2011 Brian Abraham (Fraser Milner Casgrain LLP)
October 11, 2011 A. S. Marton (Cairns Mining Australia Pty Ltd)
October 11, 2011 Graham H. Scott (Vector Corporate Finance Lawyers) eMail
October 10, 2011 Ralph R. Sacrison (Sacrison Egineering)
September 21, 2011 Patrick Barry (Tiger International Resources Inc.)
Comments Received (comment period closed June 22, 2010)
Date Comment Letters
July 7, 2010 Ilana Singer (Canadian Foundation for Advancement of Investor Rights)
June 30, 2010 Frank Gataveckas (Global Educational Trust Foundation)
June 22, 2010 Bert Waslander (Economic Consultant)
June 22, 2010 Allison Haid Caughey (Children's Education Funds Inc.)
June 22, 2010 Peter Lewis (C.S.T. Consultants Inc.)
June 22, 2010 John Whaley (Independent Financial Brokers)
June 22, 2010 May Wong (The Omega Foundation)
June 21, 2010 Isabelle Grenier (Gestion Universitas)
June 22, 2010 Paul Renaud & James Deeks (RESP Dealers Association of Canada)
June 21, 2010 Paul Renaud (USC Education Savings Plans Inc.)
June 21, 2010 Peter Nares (Social and Enterprise Development Innovations (SEDI))
May 19, 2010 Luc Labelle (La Chambre de la Securite Financiere)
April 4, 2010 Ken Kivenko (Kenmar Associates)
Comments Received (comment period closed March 31, 2007)
Date Comment Letters
May 22, 2007 Mark R. Hemingway (CIBC Mellon Trust Company)
May 22, 2007 William J. Speirs (The Securities Transfer Association of Canada)
April 26, 2007 Stuart Swartz (Computershare Trust Company of Canada)
April 16, 2007 Daniel Iggers (Canadian Bankers Association)
April 11, 2007 John B. McWilliams (Nexen)
April 6, 2007 Joanne De Laurentiis (IFIC)
April 6, 2007 Simon A. Romano (Stikeman Elliott LLP)
April 5, 2007 Borden Ladner Gervais LLP
April 5, 2007 Osler, Hoskin & Harcourt LLP
April 5, 2007 Rik Parkhill (TSX Group)
April 4, 2007 Robert S. Murphy (Davies Ward Phillips & Vineberg LLP)
April 4, 2007 W. Sian Burgess (IGM Financial)
April 3, 2007 Christopher Bent (Fidelity Investments)
April 3, 2007 Hugh L. Hooker (Petro-Canada)
April 3, 2007 Ogilvy Renault LLP
April 2, 2007 Melinda Park (Borden Ladner Gervais LLP)
April 1, 2007 Jay Sujir (Anfield Sujir Kennedy & Durno)
March 31, 2007 McCarthy Tetrault LLP
March 31, 2007 Reena S. Lalji and Frank Lippa (Royal Bank of Canada)
March 30, 2007 A. Guy Belanger (MD Funds Management Ltd.)
March 30, 2007 Brian A. McLachlan (Yoho Resources)
March 30, 2007 Brian W. Livingston (Imperial Oil)
March 30, 2007 Bruce E. Pydee (Spectra Energy Income Fund)
March 30, 2007 Brunet, Duckworth & Palmer LLP
March 30, 2007 David Carey (ARC Energy Trust)
March 30, 2007 Denise Ramage (Cinch Energy Corp.)
March 30, 2007 Donald A. Archibald (Cyries Energy Inc.)
March 30, 2007 Geoffrey G. Whitlam (Research Capital)
March 30, 2007 Grant Billing (Superior Plus)
March 30, 2007 Jill W. McFarlane (Irwin, White & Jennings)
March 30, 2007 Keith A. MacPhail (Bonavista Energy Trust)
March 30, 2007 Kevin E. Johnson (MacLeod Dixon LLP)
March 30, 2007 M. Jacqueline Sheppard (Talisman Energy)
March 30, 2007 Michael S. Zuber (Triton Energy Corp.)
March 30, 2007 Nancy L. Smith (ARC Financial Corp.)
March 30, 2007 Ryan Farquhar (VenGrowth)
March 30, 2007 Securities Law Subcommittee
March 30, 2007 Stephen C. Nikiforuk (Kereco Energy Ltd.)
March 30, 2007 Todd Takeyasu (Penn West Energy Trust)
March 29, 2007 Gordon C. Fowler and Alan G. Van Weelden (KPMG)
March 29, 2007 John S. Chambers and M. Scott Bratt (First Energy Capital)
March 29, 2007 Nick Fader (Bennett Jones LLP)
March 29, 2007 Peter Lewis (RESP Dealers Association of Canada)
March 29, 2007 Robert C. White (Tradex)
March 29, 2007 Robert J. Richardson (CIBC World Markets, Inc.)
March 28, 2007 Bill Braithwaite (Private Investor)
March 28, 2007 Blake, Cassels & Graydon LLP
March 28, 2007 Heidi Johnston (Phillips, Hager & North)
March 28, 2007 Joseph N. Holowisky (Freehold Royalty Trust)
March 28, 2007 Susan Copland (IIAC)
March 28, 2007 Timothy Pinnington (TD Asset Management)
March 27, 2007 David M. Vetters (Tristone Capital)
March 27, 2007 Van Dafoe (ARC Resources Ltd.)
March 19, 2007 Michael Faralla (TD Securities Inc.)
March 19, 2007 Peter M. Brown (Canaccord Capital)
March 13, 2007 Mark Franko (Heenan Blaikie LLP)