Investors
Refilings and Errors List
Last Updated on February 13, 2012
| Issuer Name | Date of Refiling |
Description of Deficiency |
Press Release (in PDF) |
| MBAC Fertilizer Corp. | February 3, 2012 | The Company's January 13, 2012 technical report on the Araxá Phosphate/REO/Niobium project was refiled on February 3, 2012 to amend the inferred resource estimate. In addition, the September 22, 2011 technical report on the Santana Phosphate project was refiled on February 3, 2012 to include the projected cash flow table. | February 3, 2012 |
| Sino Vanadium Inc. | February 2, 2012 | Filed certain material contracts with respect to title to its Daquan property and exploration and drilling in relation thereto. These contracts should have been filed at an earlier date. | February 2, 2012 |
| PJX Resources Inc. | January 20, 2012 | Re-stated and re-filed September 30, 2011 interim financial statements to include comparative periods to the statement of changes in equity. | January 20, 2012 |
| Pearl River Holdings Limited | January 18, 2012 | Re-stated and re-filed September 30, 2011 interim financial statements to include comparative periods to the statement of changes in equity. | January 18, 2012 |
| Pacrim International Capital Inc. | January 18, 2012 | Revised and refiled its annual MD&A for the 15 months ended September 30, 2010 and its quarterly interim MD&As for the periods ended December 31, 2010, March 31, 2011, and June 30, 2011 to include additional financial information about a significant equity investee as required under Part 5.7 of NI 51-102 | January 18, 2012 |
| Changfeng Energy Inc. | January 17, 2012 | Filed material contracts previously required to be filed. | January 17, 2012 |
| Far City Mining Limited | January 6, 2012 | Issuer amended and refiled Statement of Executive Compensation for fiscal years 2009 and 2010. | January 6, 2012 |
| High River Gold Mines Ltd. | December 29, 2011 | The company refiled its Q2-2011 (June 30, 2011) MD&A to provide the tonnage and grade in the disclosure of mineral reserves and resources, which had originally been provided in total-ounce terms. In addition, the Company has filed updated certificates of the Chief Executive Officer and the Chief Financial Officer for the quarter ended June 30, 2011, as required under National Instrument 52-109 – Certification of Disclosure in Issuers’ Annual and Interim Filings. The Company has also re-filed on SEDAR a revised technical report on the Berezitovy project as the original technical report filed on March 17, 2011 and the sections entitled “Sampling Method and Approach”, “Sample Preparation, Analyses and Security” and “Data Verification” referred to a previous report, contrary to the provisions of National Instrument 43-101 – Standards of Disclosure for Mineral Projects (“NI 43-101”). |
December 29, 2011 |
| Propel Multi-Strategy Fund | December 22, 2011 | Revised and refiled the Management Reports of Fund Performance for the periods ending December 31, 2010 and June 30, 2011. | December 22, 2011 |
| Armada Data Corporation | December 14, 2011 | Re-stated and re-filed August 31, 2011 interim financial statements to include a statement of changes in equity for the three months ended August 31, 2011. | December 14, 2011 |
| Cenit Corporation | December 12, 2011 | Re-stated and re-filed August 31, 2011 interim financial statements to include a statement of changes in equity for the three months ended August 31, 2010. | December 12, 2011 |
| Waterford Apartments Limited | December 12, 2011 | Issuer refiled interim financial statements for the period ended July 31, 2011 to include a Statement of Changes in Equity. | December 12, 2011 |
| Boyuan Construction Group, Inc | December 8, 2011 | Filed material contracts previously required to be filed. | December 8, 2011 |
| Jite Technologies Inc. | December 2, 2011 | Filed material contracts previously required to be filed. | December 2, 2011 |
| Migao Corporation | December 2, 2011 | Filed material contract previously required to be filed. | December 2, 2011 |
| Verdant Financial Partners 1 Inc. | November 30, 2011 | Restated and refiled July 31, 2011 interim financial statements to include the opening statement of financial position as at the date of transition to IFRS | November 30, 2011 |
| iSign Media Solutions Inc. | November 30, 2011 | Re-stated and re-filed July 31, 2011 interim financial statements to include a statement of changes in equity for the three months ended July 31, 2010. | November 30, 2011 |
| Canuc Resources Corporation | November 29, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010. | November 29, 2011 |
| Phoenix Canada Oil Company Limited | November 29, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 and to include the 3 month statement of comprehensive income | November 29, 2011 |
| Greenock Resources Inc. | November 29, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 and to include IFRS reconciliation disclosure. | November 29, 2011 |
| Legend Gold Corp | November 18, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 | November 18, 2011 |
| Cuervo Resources Inc. | November 18, 2011 | Re-stated and re-filed September 30, 2011 second quarter interim financial statements to include a statement of changes in equity for the three months ended June 30, 2010 and six months period ended September 30, 2011 and to include the statement of financial position at the date of transition to IFRS, April 1, 2011. | November 18, 2011 |
| Inter-Rock Minerals Inc. | November 11, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 | November 11, 2011 |
| Canadian Oil Recovery & Remediation Enterprises Ltd. | November 9, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 | November 9, 2011 |
| Stroud Resources Ltd. | November 8, 2011 | Re-stated and re-filed June 30, 2011 interim financial statements to include a statement of changes in equity for the six months ended June 30, 2010 | November 8, 2011 |
| Houston Lake Mining Inc. | October 28, 2011 | Re-stated and re-filed June 30, 2011 first quarter interim financial statements to include a statement of changes in equity for the three months ended June 30, 2010 and to include a notice indicating that the interim financial report has not been reviewed by an auditor. | October 28, 2011 |
| Bontan Corporation Inc. | October 24, 2011 | Missing comparative statement of changes in equity | October 24, 2011 |
| Phonetime Inc. | October 17, 2011 | Refiled June 30, 2011 interim financial report to include (1) statements of changes in equity for the six months ended June 30, 2010 and June 30, 2011; (2) equity reconciliation as at June 30, 2010; and (3) comprehensive income reconciliations for the three months and six months ended June 30, 2010. | October 17, 2011 |
| MillenMin Ventures Inc. | September 28, 2011 | Re-stated and re-filed May 31, 2011 first quarter interim financial statements to include a statement of changes in equity for the three months ended May 31, 2010 | September 28, 2011 |
| Online Hearing Inc. | September 19, 2011 | Financial statements prepared using the wrong accounting policy framework. | September 19, 2011 |
| Academy Explorations Limited | September 16, 2011 | Financial statements prepared using the wrong accounting policy framework. | September 16, 2011 |
| Dynamic Fuel Systems Inc. | September 13, 2011 | Refiled June 30, 2011 interim financial report to include statements of changes in equity for the 6 months ended June 30, 2010 and June 30, 2011 | October 26, 2011 |
| Sherritt International Corporation | September 13, 2011 | Late filing of the material change report in respect of the June 14, 2011 news release. | N/A |
| Metalore Resources Inc. | August 29, 2011 | The Company filed its Management Information Circular dated August 9, 2011 to update its disclosure to comply with requirements of Form 51-102F6 Statement of Executive Compensation and National Instrument 58-101 Corporate Governance Disclosure. | August 29, 2011 |
| Darnley Bay Resources Limited | August 19, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include a statement of changes in equity for the three months ended March 31, 2010. | August 19, 2011 |
| Greater China Capital Corp | August 17, 2011 | Refiled May 31, 2011 interim financial report to (1) adopt International Financial Reporting Standards; and to include (2) disclosure that an auditor did not perform a review of the interim financial report; and (3) statements of changes in equity for the three months ended May 31, 2010 and May 31, 2011. | August 17, 2011 |
| Stans Energy Corp. | August 4, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include comprehensive income reconciliations for the three month period ended March 31, 2010 and the year ended December 31, 2010 in addition to net income reconciliations for those periods. | August 4, 2011 |
| Duran Ventures Inc. | July 29, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include reconciliations of comprehensive loss for the three month period ended March 31, 2010 and the year ended December 31, 2010 in addition to reconciliations of net loss for those periods. | July 29, 2011 |
| Compel Capital Inc. | July 29, 2011 | Refiled Q1 2011 interim financial report to include: (1) the correct statements of changes in equity for the period ended March 31, 2010 and March 31, 2011; (2) IAS 34 statement of compliance (3) notice of no auditor review. | July 29, 2011 |
| Danbel Industries Corporation | July 27, 2011 | Refiled Q1 2011 interim financial report to include: (1) the statements of changes in equity for the period ended March 31, 2010 and March 31, 2011; (2) opening statement of financial position at January 1, 2010 (3) statements of comprehensive income for the period ended March 31, 2010 and March 31, 2011. | July 27, 2011 |
| BluePoint Data, Inc. | July 26, 2011 | Re-filed interim IFRS financial statements to include statement of changes in equity. | November 3, 2011 |
| MedX Health Corp. | July 26, 2011 | Re-filed interim IFRS financial statements to include opening consolidated statement of financial position. | July 26, 2011 |
| Blue Vista Technologies Inc | July 26, 2011 | Refiled March 31, 2011 interim financial report to include (1) the opening statement of financial position as at January 1, 2010 on the face of the financial statements and (2) disclosure that an auditor did not perform a review of the interim financial report. | July 26, 2011 |
| ITOK Capital Corp | July 21, 2011 | Refiled March 31, 2011 interim financial report to include a statement of changes in equity for the three months ended March 31, 2010 and March 31, 2011. | July 21, 2011 |
| Landmark Global Financial Corporation | July 19, 2011 | Refiled Q1 2011 interim financial report to include the opening statement of financial position as at January 1, 2010 | July 20, 2011 |
| Pounder Venture Capital Corp. | July 19, 2011 | Refiled March 31, 2011 interim financial report to include a statement of changes in equity for the three months ended March 31, 2010 and March 31, 2011. | July 19, 2011 |
| NTG Clarity Networks Inc. | July 19, 2011 | Refiled March 31, 2011 interim financial report to include: (1) statements of changes in equity for the three month periods ended March 31, 2011 and 2010; (2) equity reconciliation as at March 31, 2010; and (3) comprehensive income reconciliations for the three months ended March 31, 2010 and year ended December 31, 2010. | July 19, 2011 |
| Xmet Inc. | July 18, 2011 | Refiled March 31, 2011 interim financial report to include a consolidated statement of changes in equity for the three month period ended March 31, 2010 and disclosure that an auditor did not perform a review of the interim financial report. | July 18, 2011 |
| Win-Eldrich Mines Limited | July 15, 2011 | Refiled Q1 2011 interim financial report to include the statement of changes in equity for the period ended March 31, 2010. | July 15, 2011 |
| Interactive Capital Partners Corporation | July 15, 2011 | Refiled Q1 2011 interim financial report to include the opening statement of financial position as at January 1, 2010 | July 19, 2011 |
| ISG Capital Corporation | July 15, 2011 | Missing comparative statement of changes in equity | July 15, 2011 |
| DRM Ventures Inc. | July 15, 2011 | Refiled March 31, 2011 interim financial report to include (1) a statement of changes in equity for the three months ended March 31, 2010, (2) the opening statement of financial position as at January 1, 2010, (3) equity reconciliations for January 1, 2010 and March 31, 2010 and (4) disclosure that an auditor did not perform a review of the interim financial report. | July 15, 2011 |
| Bay Terrace Limited Partnership | July 14, 2011 | Refiled March 31, 2011 interim financial report to include (1) equity reconciliation for March 31, 2010 and (2) disclosure that an auditor did not perform a review of the interim financial report. | July 14, 2011 |
| Asian Television Network International Limited | July 14, 2011 | Refiled March 31, 2011 interim financial report to include a consolidated statement of changes in equity for the three month period ended March 31, 2010. | July 14, 2011 |
| Montero Mining and Exploration Ltd | July 14, 2011 | Missing comparative statement of changes in equity and IFRS transition reconciliations | July 14, 2011 |
| blutip Power Technologies Ltd. | July 14, 2011 | Refiled March 31, 2011 interim financial report to include a consolidated statement of changes in equity for the three month period ended March 31, 2010. | July 14, 2011 |
| China GoldCorp Ltd. | July 14, 2011 | Restated and refiled March 31, 2011 interim financial statements to include statement of changes in equity for the three month period ended March 31, 2010 and March 31, 2011. | July 14, 2011 |
| Currie Rose Resources Inc. | July 13, 2011 | Missing comparative statement of changes in equity and transition date statement of financial position | July 13, 2011 |
| Laurion Mineral Exploration Inc | July 12, 2011 | Refiled Q1 2011 interim financial report to include: (1) the opening statement of financial position as at January 1, 2010 (2) statements of comprehensive income as of March 31, 2011 and March 31, 2010. | July 12, 2011 |
| Dia Bras Exploration Inc. | July 12, 2011 | Refiled March 31, 2011 interim financial report to include equity reconciliations as at March 31, 2010 and December 31, 2010. | July 12, 2011 |
| Pearl River Holdings Limited | July 11, 2011 | Restated and refiled March 31, 2011 interim financial statements to include opening IFRS statement of financial position at January 1, 2010 | July 11, 2011 |
| Hamilton Thorne Ltd. | June 29, 2011 | Refiled March 31, 2011 interim financial report to include an equity reconciliation as at March 31, 2010 and a comprehensive income reconciliation for the three months ended March 31, 2010. | June 29, 2011 |
| OSE Corp. | June 28, 2011 | Refiled March 31, 2011 interim financial report to include a statement of changes in equity for the three month period ended March 31, 2010. | June 28, 2011 |
| Midlands Minerals Corporation | June 28, 2011 | Refiled March 31, 2011 interim financial report to include statements of changes in equity for the three month periods ended March 31, 2011 and 2010. | June 28, 2011 |
| Laramide Resources Ltd. | June 28, 2011 | Refiled March 31, 2011 interim financial report to include: (1) statement of changes in equity for the period ended March 31, 2010; and (2) comprehensive income reconciliations for the three months ended March 31, 2010 and for the year ended December 31, 2010. | June 28, 2011 |
| Minera Andes Inc. | June 27, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include a consolidated statement of changes in equity for the three month period ended March 31, 2010. | June 27, 2011 |
| Aston Hill Global Resource Fund | June 27, 2011 | Refiled interim June 30, 2010 MRFP and annual December 31, 2010 MRFP to describe the impact to the fund’s MER and past performance resulting from changes to the fund on its conversion from a closed-end fund to an open-end fund on or about July 5, 2010 | June 27, 2011 |
| Treasury Metals Inc. | June 24, 2011 | Refiled Q1 2011 Interim Financial Statements to include: i) a statement of equity for the three month period ended March 31, 2010 and ii) comprehensive income (loss) reconciliations for the three month and twelve month periods ended March 31, 2010 and December 31, 2010 | June 24, 2011 |
| Silver Shield Resources Corp. | June 24, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include consolidated statements of changes in equity for the three month periods ended March 31, 2011 and March 31, 2010. | June 24, 2011 |
| Realcap Holdings Limited | June 23, 2011 | Refiled its March 31, 2011 interim financial report to include (1) a statement a changes in equity for the three month period March 31, 2011 and 2010 and (2) disclosure that an auditor did not perform a review of the interim financial report. | June 23, 2011 |
| CryptoLogic Limited | June 17, 2011 | Refiled Q1 2011 interim financial report to include: (1) the statement of changes in equity for the period ended March 31, 2010 (2) the opening statement of financial position as at January 1, 2010 (3) a notice of no auditor review. | June 17, 2011 |
| Lundin Mining Corporation | June 16, 2011 | Missing comparative statement of changes in equity | June 16, 2011 |
| Northern Superior Resources Inc. | June 13, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include an equity reconciliation as at March 31, 2010 and a comprehensive income reconciliation for the year ended December 31, 2010. | June 13, 2011 |
| Andina Minerals Inc. | June 10, 2011 | Re-stated and re-filed March 31, 2011 first quarter interim financial statements to include an equity reconciliation as at March 31, 2010. | June 10, 2011 |
| Phonetime Inc. | June 10, 2011 | Refiled March 31, 2011 interim financial report to include an equity reconciliation as at March 31, 2010 and to correct the comprehensive income reconciliation for the three months ended March 31, 2010. | June 10, 2011 |
| HMH China Investments Limited | June 7, 2011 | Refiled Q1 2011 interim financial report to include: (1) the statement of changes in equity for the period ended March 31, 2010 (2) the opening statement of financial position as at January 1, 2010 (3) a notice of no auditor review. | June 7, 2011 |
| Longford Energy Inc. | May 31, 2011 | The Company filed additional and revised information in respect of executive compensation, to supplement the disclosures provided in the Company's Management Information Circular dated May 5, 2010 and to comply with requirements of Form 51-102F6. | May 31, 2011 |
| SeaMiles Limited | May 25, 2011 | Amended and re-filed financial statements for the years ended December 31, 2009 and December 31, 2010 and periods ended March 31, 2010, June 30, 2010 and September 30, 2010 to reduce the carrying value of the Company’s trademarks at December 31, 2009 due to further impairments that were noted when the Company was preparing its 2010 audited financial statements. | June 2, 2011 |
| Neo Material Technologies Inc. | May 24, 2011 | Filed revised Interim Financial Report for the period ended March 31, 2011 to include additional note disclosure and to correct typographical errors. Note 24 omitted the equity reconciliation column for the period ended March 31, 2010 required by IFRS 1. | May 24, 2011 |
| Trelawney Mining and Exploration Inc. | May 20, 2011 | The first interim financial statements (Q1-2011) filed under IFRS did not contain the following on the face of the financial statements: (a) a statement of changes in equity for the three month period ended March 31, 2010, as required under subsection 4.3(2)(b) of National Instrument 51-102 (“NI 51-102”) and under paragraph 20(c) of International Accounting Standard 34 Interim Financial Reporting (“IFRS”); and (b) include the opening statement of financial position as at the date of transition to IFRS (January 1, 2010), as required by subsection 4.3(2)(e) of NI 51-102, and therefore had to be refiled. | May 20, 2011 |
| Alexander Nubia International Inc. | May 9, 2011 | Refiled auditor's report to include emphasis of matter paragraph, as December 31, 2010 annual financial statements had a going concern note. | May 9, 2011 |
| Phoenix Canada Oil Company Limited | April 21, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 21, 2011 |
| Tintina Mines Limited | April 19, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 19, 2011 |
| Sonor Investments Limited | April 18, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 18, 2011 |
| Thermal Energy International Inc. | April 15, 2011 | Material errors in the annual May 31, 2010 Financial Statements | April 15, 2011 |
| Caribou Copper Resources Ltd. (formerly, YOW CAPITAL CORP.) | April 15, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | No news release issued |
| Largo Resources Ltd. | April 14, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 14, 2011 |
| Homeland Uranium Inc. | April 14, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 14, 2011 |
| Strongco Corporation | April 14, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 14, 2011 |
| Thundermin Resources Inc. | April 14, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 14, 2011 |
| LeoNovus Inc. (formerly Work Horse Capital & Strategic Acquisitions Ltd.) | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| BioSyent Inc. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Z-Gold Exploration Inc. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Avion Gold Corporation | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Castillian Resources Corp. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Gatorz Inc. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Hammond Manufacturing Company Limited | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Moss Lake Gold Mines Ltd. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Process Capital Corp. | April 13, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 13, 2011 |
| Fiber Optic Systems Technology, Inc. | April 12 and April 14, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 12, 2011 |
| Atlantis Systems Corp | April 12, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 12, 2011 |
| Currie Rose Resources Inc. | April 12, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 12, 2011 |
| Inter-Rock Minerals Inc. | April 12, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 12, 2011 |
| Spectral Diagnostics Inc. | April 11, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 11, 2011 |
| Venga Aerospace Systems Inc. | April 11, 2011 | The Company amended and refiled its interim financial statements for the period ended September 30, 2010 to disclose that an auditor did not perform of review of these financial statements. This was not disclosed in the originally filed financial statements. | April 11, 2011 |
| Rodinia Lithium Inc. | April 7, 2011 | The Company's March 3, 2011 material change report on the disclosure of a brine resource estimate on the Salar de Diablillos property was amended and refiled on April 7, 2011 to provide disclosure of the revised brine resource estimate. | April 7, 2011 |
| Aquarius Coatings Inc. | February 22, 2011 and March 31, 2011 |
Missing 51-102F6 Exec Comp form and several MD&A deficiencies | March 31, 2011 |
| Greenock Resources Inc. | March 18, 2011 | The issuer had not disclosed a dispute regarding the ownership of its main mineral development project. We therefore required that it file a press release and material change report disclosing the dispute, together with amended and restated September 30, 2010 interim financial statements and MD&A, and related NI 52-109 certificates. | March 18, 2011 |
| Aberdeen International Inc. | (1) March 18, 2011 (2) October 15, 2010 |
(1) Filed supplemental executive compensation disclosure to supplement, correct and clarify disclosure contained in the Company's information circular dated May 18, 2010 that was prepared in connection with the annual meeting of shareholders held on June 17, 2010; and (2) Filed a report of voting results for the annual meeting of shareholders held on June 17, 2010. |
March 18, 2011 |
| Avion Gold Corporation | March 14, 2011 | Filed supplemental executive compensation disclosure to supplement, correct and clarify disclosure contained in the Company's information circular dated May 3, 2010 that was prepared in connection with the annual meeting of shareholders held on June 8, 2010. | March 14, 2011 |
| TransGaming Inc. | March 10, 2011 | Revised and enhanced the content of Executive Compensation disclosure, Form 51-102F6 for the year ended May 31, 2010. | March 10, 2011 |
| Ur-Energy Inc. | February 25, 2011 | Technical report filed in 2008 related to the Lost Creek Project does not comply with National Instrument 43-101 Standards of Disclosure for Mineral Projects. | February 25, 2011 |
| OPEL Solar International Inc. | December 20, 2010 and February 3, 17, and 24, 2011 |
Amended and re-filed September 30, 2010 interim financial statements and MD&As and related revised CEO and CFO certificates to include segment and additional required disclosures; filed material change reports and material contracts previously required to be filed. | February 24, 2011 |
| Crowflight Minerals Inc. | August 16, 2010, January 13 and 18, 2011 and February 15, 2011 |
(1) Filed two material change reports on August 16, 2010 and these should have been filed at an earlier date; (2) filed supplemental executive compensation disclosure on January 13, 2011 to supplement, correct and clarify disclosure contained in the Company's information circular dated April 8, 2010 that was prepared in connection with the annual meeting of shareholders held on May 18, 2010; and (3) filed a material contract for its Bucko Lake Mine on February 15, 2011 and this should have been filed at an earlier date. | January 18, 2011 |
| Talison Lithium Inc. | February 8, 2011 | Amended and restated financial statements, MD&A and certifications for period ended September 30, 2010 to reflect the adoption of an accounting policy and to provide enhanced disclosures in the MD&A. | February 8, 2011 |
| Mint Technology Corp. | February 1, 2011 | The Company refiled its 2010 interim financial statements, MD&A and CEO and CFO certificates to properly account for the acquisition of a business and to include disclosure with respect to certain commitments. | February 1, 2011 |
| Star Navigation Systems Group Ltd. | January 31, 2011 | Amended and re-filed June 30, 2010 annual and September 30, 2010 interim financial statements and MD&As and related revised CEO and CFO certificates; filed material change reports previously required to be filed; and filed supplemental disclosure on executive compensation. | January 31, 2011 |
| Greenock Resources Inc. | January 10, 2011 | Revised and refiled annual MD&A for the year ended December 31, 2009 to comply with the requirements of Form 51-102F1 and to be consistent with the NI 52-109 certificates which were also refiled. | January 10, 2011 |
| Centric Health Corporation (formerly Alegro Health Corp.) | November 25, 2010 and January 7, 2011 | Filed material change reports on November 25, 2010 and change of auditor documents on January 7, 2011 that should have been filed earlier. | November 25, 2010 |
| Critical Outcome Technologies Inc. | December 23, 2010 | Amended and refiled the Statement of Executive Compensation for the year ended April 30, 2010 to comply with the requirements of Form 51-102F6. | December 23, 2010 |
| MI Developments | December 22, 2010 | Failure to file a business acquisition report (BAR) for the significant acquisition of transferred assets from Magna Entertainment Corp. as required by NI 51-102. | December 22, 2010 |
| RAP Acquisition Corp. | December 22, 2010 | Restated and refiled June 30, 2010 and September 30, 2010 interim financial statements and related MD&As to present the financial results on a consolidated basis. | December 22, 2010 |
| BSM Technologies Inc. | December 14, 2010 | Filed supplemental disclosure on Executive Compensation which expands on disclosure contained in the management information circular prepared in connection with annual and special meeting held on March 25, 2010. | December 14, 2010 |
| Renforth Resources Inc. | December 10, 2010 | The Company filed a material change report on December 10, 2010 that should have been filed earlier. | December 10, 2010 |
| Catch the Wind Ltd. | September 30, 2010 and November 30, 2010 | Filing of material contracts previously required to be filed. | December 1, 2010 |
| Critical Outcome Technologies | November 19 | Amended and refiled CEO and CFO certificates for the year ended April 30, 2010 to comply with the requirements of NI 52-109 (the issuer failed to refile the certificates when it refiled its annual MD&A) | November 19, 2010 |
| Mint Technology Corp. | November 19, December 2 and 3 (to correct errors in November 19 filings) | Reasons for refiling: Amended and refiled CEO and CFO certificates for the year ended August 31, 2009 and the interim periods ended November 30, 2009, February 28, 2010 and May 31, 2010 to comply with the requirements of NI 52-109 | November 19, 2010 |
| MagIndustries Corp. | November 19, 2010 | The Company's August 10, 2010 technical report on the Makola Exploration License was amended and refiled on November 19, 2010 to correct certain deficiencies with requirements in Form 43-101F1. | November 19, 2010 |
| Crocodile Gold Inc. | November 18, 2010 | Filed additional and revised information in respect of executive compensation, to supplement the disclosures provided in the Company's Management Information Circular dated April 9, 2010 and to comply with requirements of Form 51-102F6. The supplement has been filed as part of the Company's short form prospectus dated November 15, 2010, In addition, filed material contracts previously required to be filed. | November 18, 2010 |
| Northstar Aerospace Inc. | November 9, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on May 26, 2010 in accordance with section 11.3 of NI 51-102. | November 9, 2010 |
| First Nickel Inc. | November 5, 2010 | Deficient technical report, 1 (k) | November 5, 2010 |
| Silver Shield Resources Corp. | October 29, 2010 | Refiled interim financial statements for the six months ended June 30, 2010 to include the results for the three month period ending June 30, 2010 and comparative results for the corresponding period in the prior financial year in the consolidated statement of cash flows. | October 29, 2010 |
| Boyuan Construction Group Inc. | October 22, 2010 | Refiled annual MD&A and certificates for year ended June 30, 2010 to comply with the requirements of NI 51-102. | October 22, 2010 |
| BioExx Specialty Proteins Ltd. | October 22, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on June 17, 2010 in accordance with section 11.3 of NI 51-102. | October 21, 2010 |
| VG Gold Corp. | October 15, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on June 17, 2010 in accordance with section 11.3 of NI 51-102. | October 15, 2010 |
| Second Cup Income Fund | October 15, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on June 2, 2010 in accordance with section 11.3 of NI 51-102. | October 15, 2010 |
| Orezone Gold Corporation | October 15, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on May 27, 2010 in accordance with section 11.3 of NI 51-102. | October 15, 2010 |
| Call Genie Inc. | October 14, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on June 18, 2010 in accordance with section 11.3 of NI 51-102. | October 15, 2010 |
| Bennett Environmental Inc. | October 14, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on June 29, 2010 in accordance with section 11.3 of NI 51-102. | October 14, 2010 |
| Carpathian Gold Inc. | October 14, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on May 13, 2010 in accordance with section 11.3 of NI 51-102. | October 15, 2010 |
| Fortune Minerals Limited | October 13, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on May 18, 2010 in accordance with section 11.3 of NI 51-102. | October 13, 2010 |
| ClubLink Enterprises Limited | October 13, 2010 | Issuer filed a report of voting results that should have been filed promptly following a meeting of securityholders at which a matter was submitted to a vote on May 20, 2010 in accordance with section 11.3 of NI 51-102. | October 13, 2010 |
| Altius Minerals Corporation | October 7, 2010 | Refiled annual MD&A and certificates for year ended April 30, 2010 to comply with the requirements of NI 52-109. | October 7, 2010 |
| Pure Energy Visions Corporation | October 7, 2010 | Filing of material contracts previously required to be filed. | October 8, 2010 |
| Adherex Technologies Inc. | October 4, 2010 | Filing of material contracts previously required to be filed. | October 4, 2010 |
| Nortel Networks Limited | September 30, 2010 | Refiled the annual certificates for the period ended December 31, 2009 and interim periods ended March 31, 2010 and June 30, 2010 to conform with National Instrument 52-109. | September 30, 2010 |
| AirBoss of America Corp. | September 30, 2010 | Amended and refiled CEO and CFO certificates for the interim periods ended March 31, 2010 and June 30, 2010 to comply with the requirements of NI 52-109. | September 30, 2010 |
| Triangle Multi-Services Corporation | September 16, 2010 | Amended and refiled CEO and CFO certificates for the year ended September 30, 2009 and the interim period ended June 30, 2010 to comply with the requirements of NI 52-109 | September 16, 2010 |
| Yangaroo Inc. | September 15, 2010 | Amended and refiled CEO certificates for the year ended December 31, 2009 and interim period June 30, 2010 to comply with the requirements of NI 52-109. | September 15, 2010 |
| RMN - 2 Small Business Development Corporation | September 10, 2010 | Amended and refiled CEO and CFO certificates for the year ended March 31, 2010 to comply with the requirements of NI 52-109. | September 10, 2010 |
| RMN - 1 Small Business Development Corporation | September 10, 2010 | Amended and refiled CEO and CFO certificates for the year ended March 31, 2010 to comply with the requirements of NI 52-109. | September 10, 2010 |
| Wi-LAN Inc. | September 8, 2010 | Amended and refiled the MD&A and certificates for the fourteen month period ended December 31, 2009 to amend disclosure regarding the effectiveness of internal control over financial reporting. | September 8, 2010 |
| Semcan Inc. (formerly Semco Technologies Inc.) | August 27, 2010 and August 30, 2010 | To correct certain financial information provided in filed MD&A (December 31, 2009 total assets, working capital, gross margins and earnings information relating to certain periods in 2008 and 2007) which was inconsistent with corresponding financial statements. | August 27, 2010 |
| Hosted Data Transaction Solutions Inc. | August 27, 2010 | Amended and refiled business acquisition report relating to the acquisition of Posera Inc. to amend the pro forma financial statements. | August 27, 2010 |
| DXStorm.Com Inc. | August 26, 2010 | Retrospectively restating the annual financial statements and MD&A for fiscal 2009 to adjust for a change in the amount of goodwill impairment. | August 26, 2010 |
| Public Storage Canadian Properties | August 24, 2010 | Amended and refiled the certificates for interim periods March 31, 2010 and June 30, 2010 to comply with the requirements of NI 52-109 | August 24, 2010 |
| Mood Media Corporation (formerly Fluid Music Canada, Inc.) | August 12, 2010 | Amended and refiled the certificates for the year ended December 31, 2009 to comply with the requirements of NI 52-109. | August 12, 2010 |
| Explorator Resources Inc. | August 6, 2010 | Restated and refiled its interim financial statements for the interim period ended September 30, 2009 to add disclosure for a prior period error. Also revised and refiled its MD&A and certificate for these periods and for the interim period ended September 30, 2009. | August 6, 2010 |
| Yangaroo Inc. | July 23 and 28, 2010 | Amended and refiled MD&A and certificates for the year ended December 31, 2009 to provide more comprehensive disclosure. In addition, the Company did not file information on its executive compensation disclosure, as required in Item 11.6 of NI 51-102. The Statement of Executive Compensation (Form 51-102F6) has now been filed for the year ending December 31, 2009. | July 23, 2010 |
| Avnel Gold Mining Limited | July 26, 2010 | Amended and refiled the MD&A and certificates for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of internal control over financial reporting. | July 26, 2010 |
| Olympus Pacific Minerals Inc. | July 14, 2010 | Restated and refiled its interim financial statements for the interim period ended June 30, 2009 to add disclosure for a prior period error. In addition, the Company amended and refiled its MD&A for the periods ended June 30, 2009, December 31, 2009 and March 31, 2010 and related certificates to comply with NI 52-109 requirements. | July 15, 2010 |
| Social Housing Canadian Equity Fund | July 9, 2010 | Amended and refiled the MRFP for the year ended December 31, 2009 to amend discussion of the fund's performance relative to the indices. | July 9, 2010 |
| The Consumers' Waterheater Income Fund | July 5, 2010 | Amended and refiled CEO and CFO certificates for the period ended December 31, 2009 to comply with NI 52-109 requirements | Cover letter and refiled certificates |
| Northstar Healthcare Inc. | July 2, 2010 | Amended and refiled the certificates for the year ended December 31, 2009 to comply with the requirements of NI 52-109 | Amended and refiled certificates |
| Treasury Metals Inc. | June 30, 2010 | Amended and refiled the MD&A and certificates for the year ended December 31, 2009 and March 31, 2010 to comply with the requirements of NI 52-109. | July 2, 2010 |
| Asian Television Network International Limited | June 30, 2010 | Amended and refiled the certificates for the year ended December 31, 2009 to comply with the requirements of NI 52-109. | Amended and refiled certificates |
| Jaguar Financial Corporation | June 29, 2010 | Amended and refiled the certificates for the year ended December 31, 2009 to comply with the requirements of NI 52-109. | June 29, 2010 |
| Volta Resources Inc. | June 21, 2010 | The Company filed an amended AIF for the year ended December 31, 2009 on June 14, 2010 and did not file certificates to certify the refiled document. The Company filed the required annual certificates on June 21, 2010. | June 21, 2010 |
| Active Growth Capital Inc. | June 18, 2010 | Refiled CEO and CFO annual certificates for the financial year ended December 31, 2009 to comply with the requirements of NI 52-109. | June 18, 2010 |
| Cyberplex Inc. | June 18, 2010 | Amended and refiled CEO and CFO certificates for the period ended December 31, 2009 to comply with NI 52-109 requirements | June 18, 2010 |
| Alliance Financing Group Inc. | June 16, 2010 | Restated and refilled its interim financial statements for the quarters ended September 30, 2009 and December 31, 2009 to reflect the write-off of all goodwill. Also revised and refilled its MD&A for these periods and for the year ended March 31, 2009 and first quarter ended June 30, 2009 to provide more comprehensive disclosure. | July 8, 2010 |
| First National Financial Income Fund | June 15, 2010 | Amended and refiled the MD&A and certificates for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of internal control over financial reporting. | June 15, 2010 |
| InterRent Real Estate Investment Trust | June 11, 2010 | Amended and refiled the MD&A and certificates for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of internal control over financial reporting. | June 11, 2010 |
| Family Memorials Inc. | June 8, 2010 | The Company restated and refiled executive compensation disclosure under Form 51-102F6. The Company had filed executive compensation disclosure for the period ended December 31, 2008 rather than December 31, 2009 in its management information circular filed on February 18, 2010. The restated executive compensation disclosure for the December 31, 2009 year end has been filed in the Company's short form prospectus dated June 4, 2010. | June 8, 2010 |
| Process Capital Corp. | June 9, 2010 | Amended and refiled financial statements and MD&A to restate 2008 for asset impairment writedowns. | June 9, 2010 |
| Arise Technologies Corporation | June 4, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. | June 4, 2010 |
| Wesdome Gold Mines Limited | June 1, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. | June 1, 2010 |
| CryptoLogic Limited | June 1, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures. | None |
| Hammond Power Solutions Inc. | May 31, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures. | May 31, 2010 |
| McVicar Industries Inc. | May 21, 2010 | Refiled CEO and CFO certificates for the period ended December 31, 2009 to comply with NI 52-109 requirements. | May 21, 2010 |
| Silver Bear Resources Inc. | May 20, 2010 | Amended and refiled the MD&A and certificates for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. | May 20, 2010 |
| Eastmain Resources Inc. | May 20, 2010 | Amended and refiled January 31, 2010 interim MD&A to comply with the requirements of NI 43-101. Amended and refiled October 31, 2009 annual MD&A and related CEO and CFO certificates to include disclosure relating to certifying officers' conclusions about the effectiveness of ICFR (NI 52-109). | May 20, 2010 |
| Homeland Energy Group Ltd. | May 19, 2010 | Financial Statements for the interim periods ended March 31, June 30 and September 30, 2008 and 2009 and for the year ended December 31, 2008 did not consolidate two variable interest entities. | May 28, 2010 |
| Canadian Scholarship Trust Family Savings Plan | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Canadian Scholarship Trust Group Savings Plan 2001 | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Canadian Scholarship Trust Group Savings Plan | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Canadian Scholarship Trust Individual Savings Plan | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Canadian Scholarship Trust Plan II | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Canadian Scholarship Trust Founders' Plan | May 19, 2010 | The issuer was put in default for failing to comply with CD requirements relating to calculation of the plan's returns in the October 2009 annual management report of fund performance. | None |
| Phonetime Inc. | May 17, 2010 | Amended and restated the annual and interim financial statements and MD&A for each of the reporting periods ended December 31, 2007 to September 30, 2009 to reflect an understatement of intangible assets and future income tax liabilities and an overstatement of goodwill in connection with its acquisition of Symphony Holdings, Inc. | May 17, 2010 |
| Aquila Resources Inc. | May 14, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of internal control over financial reporting. | May 14, 2010 |
| Allied Properties Real Estate Investment Trust | May 11, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. | May 11, 2010 |
| Wajax Income Fund | May 7, 2010 | Amended and refiled the MD&A for the year ended December 31, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. | May 7, 2010 |
| Firan Technology Group Corporation | May 5, 2010 | Refiled CEO and CFO certificates for the year ended November 30, 2009 to comply with the requirements of NI 52-109. | May 4, 2010 |
| Armada Data Corporation | April 26, 2010 | Refiled CEO and CFO certificates for the year ended May 31, 2009 and the interim periods ended August 31, 2009 and November 30, 2009 to comply with the requirements of NI 52-109. | April 26, 2010 |
| Largo Resources Ltd. | April 26, 2010 | Filed supplement executive compensation disclosure to comply with the requirements of Form 51-102F6. | April 27, 2010 |
| Spider Resources Inc. | April 23, 2010 | The executive compensation disclosure within the Information Circular dated May 8, 2009 did not comply with Form 51-102F6 Statement of Executive Compensation as it did not disclose the number and value of option-based awards granted to named executive officers and directors. Form 51-102F6 has been amended and refiled to include option-based awards. | April 26, 2010 |
| Covalon Technologies Ltd. | January 22 and April 22, 2010 | Filed a material contract which should have been previously filed in accordance with 12.2 of NI 51-102. Refiled CEO and CFO certificates for the year ended September 30, 2008 to comply with the requirements of NI 52-109. | Contract and Certificates |
| Sierra Minerals Inc. (SEDAR issuer no. 00003703) | March 15, 2010 | Failure to file technical report required under NI 43-101 (Policy 51-601, deficiency 1-k) | April 19, 2010 |
| YM BioSciences Inc. | March 5, 12 and 30, 2010 | Filed a material contract (license agreement) and voting results from its annual meeting of shareholders held on November 18, 2009. Both documents should have been filed at an earlier date in accordance with 11.3 and 12.2 of NI 51-102. | March 30, 2010 |
| Carber Capital Corp. | March 19, 2010 | Financial Statements for the year ended December 31, 2009 did not disclose details about the Company's loans payable and related party balances | March 19, 2010 |
| Educators Mortgage and Income Fund | March11, 2010 | The June 30, 2009 interim management report of fund performance was amended and restated to include additional disclosure regarding certain mortgages in the fund's portfolio which did not meet certain restrictions imposed by National Policy Statement No. 29. | March 11, 2010 |
| Pethealth Inc. | March 10, 2010 | The Business Acquisition Report (BAR) dated March 31, 2008 was not filed within the filing deadline prescribed under section 8.2 of NI 51-102 and the additional disclosures required under sections 6.1(4) and 6.2(2)(a) of NI 52-107 have not been included in the financial statements and auditors report. The Issuer has not amended and re-filed the BAR as its consolidated financial statements for the year ended December 31, 2009 filed on March 10, 2010 consolidate the financial position and the results of operations of the acquired entity. | May 13, 2010 |
| Stans Energy Corp. | March 8, 2010 | Filed two material contracts with Viol Energy and these contracts should have been filed at an earlier date to comply with Part 12.2 of NI 51-102. | March 8, 2010 |
| Thompson Creek Metals Company Inc. | March 3, 2010 | Amended and refiled the Annual Report on Form 10-K for the year ended December 31, 2009 to include disclosure regarding the effectiveness of the Company's disclosure controls and procedures for fiscal 2008. | Revised Annual Report in Form 10-K |
| Aastra Technologies Limited | March 2, 2010 | Restated the Summary Compensation Table (SCT) of the Statement of Executive Compensation, contained in the Management Information Circular dated April 6, 2009, to include the value of option-based awards in the 'Total Compensation' column of the SCT. | Addendum to the Info Circ. filed on SEDAR |
| C.A. Bancorp Inc. | February 24, 2010 | The NI 52-109 CEO and CFO annual certificates dated March 11, 2009 did not certify the annual information form dated March 31, 2009. These annual certificates also incorrectly disclosed limitations on the scope of design of the Issuer’s DC&P and ICFR. | March 22, 2010 |
| Cinram International Income Fund | February 17, 2010 | The Company filed a material change report on February 17, 2010 that should have been filed earlier. | February 17, 2010 |
| Labrador Iron Mines Holdings Limited | February 15, 2010 | Financial Statements for the year ended March 31, 2008 accounted for stock options as a share transaction cost rather than an expense. MD&A for the year ended March 31, 2009 did not conclude on the certifying officers’ evaluation of the effectiveness of the Company’s internal control over financial reporting. | February 15, 2010 |
| Kingsway Financial Services Inc. | February 4, 2010 | The Company filed material change reports on February 4, 2010 that should have been filed earlier. | February 4, 2010 |
| CD ROM Network Corp. | February 3, 2010 | Amended and restated MD&A and related certifications for annual periods ended April 30, 2009, 2008 and 2007 to remove reference that an auditor had not performed a review. Amended and restated certificates for interim periods ended October 31, 2009 and July 31, 2009 to reflect the proper period being covered by certificate. | April 20, 2010 |
| Softchoice Corporation | February 1, 2010 | Amended and refiled the MD&As for the year ended December 31, 2008 and the interim period ended September 30, 2009 to amend disclosure regarding the effectiveness of disclosure controls and procedures and internal control over financial reporting. Refiled CEO and CFO certificates for the year ended December 31, 2008 and interim periods ended June 30, 2009 and September 30, 2009 in accordance with NI 52-109. | February 1, 2010 |
| Enghouse Systems Limited | December 17, 2009 | Acquisition statements included in a business acquisition report were not audited using one of the acceptable auditing standards under NI 52-107 and the auditor's report did not contain an unqualifed opinion. | December 17, 2009 |
| Canadian Capital Auto Receivables Asset Trust II | December 17, 2009 | Enhanced September 30, 2009 MD&A to ensure requirements of NI 51-102 have been met, and refiled NI 52-109 certificates. | December 14, 2009 |
| Cathay Forest Products Inc. | December 10, 2009 | Refiled 2008 Annual Financial statements, related MD&A and certificates. The 2007 comparatives filed with the 2008 Audited Financials have been amended to reflect the classifications as they were originally presented in the consolidated financial statements as at December 31, 2007 and for the year then ended. The Company also restated its unaudited interim consolidated financial statements and related MD&A for the interim periods ended March 31, June 30 and September 30, 2009 respectively to reflect the provisions of CICA Handbook 3031 – Inventories. | December 10, 2009 |
| Medoro Resources Ltd. | November 30, 2009, December 4, 2009 and December 8, 2009 | To correct the foreign exchange rate used to translate Venezuelan Bolivars and to record the future income tax effects related to the Venezuelan operations, on November 30, 2009, the Company restated its financial statements for the three and nine month periods ended September 30, 2008. On December 4, 2009, the Company amended and refiled its MD&A for the three and nine month period ended September 30, 2009 to correct typographical errors. The NI 52-109 certificates to certify the refiled MD&A were filed on December 8, 2009. | November 30, 2009 and December 4, 2009 |
| HydraLogic Systems Inc. | November 11, 2009 and December 10, 2009 |
The Company filed a material change report on November 11, 2009 pertaining to a material change filed in a news release dated April 30, 2009, to comply with Part 7 of NI 51-102. In addition, the Company filed a material contract on December 10, 2009 pertaining to an investment agreement with CCM, to comply with Part 12.2 of NI 51-102. | November 11, 2009 |
| Noront Resources Ltd. | November 9, 2009 | The NI 52-109 CEO and CFO annual certificates dated August 10, 2009 did not certify the annual information form dated September 30, 2009. | November 9, 2009 |
| Microbix Biosystems Inc. | November 5, 2009 | The Company did not certify its refiled annual financial statements for the year ended September 30, 2008. To comply with MI 52-109, the Company filed new CEO and CFO annual certificates to certify the refiled financial statements. | November 6, 2009 |
| George Weston Limited | November 6, 2009 | Supplemental disclosure of Management Proxy Circular of the company dated March 30, 2009. | November 6, 2009 |
| Vast Exploration Inc. | November 5, 2009 | Amended and restated Annual Information Form and Certificates for the year ended January 31, 2009 to include additional disclosures of related party transactions, risk factors and technical information pertaining to the exploration and development of their principal asset, Qara Dagh Block, in the Kurdistan region of Iraq. | November 5, 2009 |
| Kinross Gold Corporation | November 2, 2009 | Inclusion of comprehensive accounting policy note regarding goodwill impairment in September 30, 2009 interim financial statements, and related discussion and analysis in September 30, 2009 interim MD&A. More comprehensive disclosure should have been included in December 31, 2008 annual filings. | November 5, 2009 |
| Moly Mines Limited | October 27, 2009 | The audit of the Company’s 2009 financial statements was conducted in accordance with auditing standards not acceptable under NI 52-107. The financial statements were refiled on October 27, 2009 with an amended audit report using auditing standards acceptable under NI 52-107. All related NI 52-109 certificates were also refiled. | October 30, 2009 |
| McChip Resources Inc. | October 19, 2009 | The Company's 2008 Statement of Reserves Data and Other Oil and Gas Information did not comply with 51-101F1. A revised and amended 51-101F1, F2 and F3 was filed on October 19, 2009. | October 19, 2009 |
| Lingo Media Corporation | October 19, 2009 | Amended and restated December 31, 2008 annual MD&A and March 31, 2009 and June 30, 2009 interim MD&As to improve compliance with NI 51-102F1. All related NI 52-109 certificates were also refiled. | October 19, 2009 |
| Landmark Global Financial Corporation | September 23, 2009 | Late filing of Business Acquisition Report for acquisition at December 28, 2008 | September 24, 2009 |
| East West Resource Corporation | September 16, 2009 | Filed new CEO and CFO annual certificates for the financial year ended April 30, 2009 to comply with the requirements of NI 52-109 as the original annual certificates did not certify the amended and restated annual financial statements. | September 16, 2009 |
| Andrew Peller Limited | September 9, 2009 | Refiled CEO and CFO certificates for the year ended March 31, 2009 to comply with the requirements of NI 52-109 | September 9, 2009 |
| Torstar Corporation | August 17, 2009 | Refiled CEO and CFO certificates for the interim periods ended March 31, 2009 and June 30, 2009 to comply with the requirements of NI 52-109. | August 17, 2009 |
| Revolution Technologies Inc. | July 17, 2009 | Refiled CEO and CFO certificates for the interim period ended January 31, 2009 and April 30, 2009 to comply with the requirements of NI 52-109. | July 15, 2009 |
| Thundermin Resources Inc. | July 10, 2009 | Amended and refiled MD&A for the year ended December 31, 2008 to amend disclosure regarding disclosure controls and procedures and internal controls over financial reporting in accordance with NI 52-109. Refiled CEO and CFO certificates for the year ended December 31, 2008 and the interim period ended March 31, 2009 to comply with the requirements of NI 52-109. | July 10, 2009 |
| Richview Resources Inc. | July 6, 2009 | Amended and refiled MD&A for the year ended December 31, 2008 to amend disclosure regarding disclosure controls and procedures and internal controls over financial reporting in accordance with NI 52-109. The related CEO and CFO certificates were also refiled to comply with the requirements of NI 52-109. | July 6, 2009 |
| Northstar Healthcare Inc. | June 30, 2009 and July 2, 2009 | Amended and refiled MD&A for the year ended December 31, 2008 to amend disclosure regarding disclosure controls and procedures and internal controls over financial reporting in accordance with NI 52-109. The related CEO and CFO certificates were also refiled to comply with the requirements of NI 52-109. | June 30, 2009 |
| Sharpe Resources Corporation | June 22, 2009 | Amended and refiled MD&A for the year ended December 31, 2008 and the interim period ended March 31, 2009 to amend disclosure regarding disclosure controls and procedures and internal controls over financial reporting in accordance with NI 52-109. The related CEO and CFO certificates were also refiled to comply with the requirements of NI 52-109. | June 22, 2009 |
| Livingston International Income Fund | June 11, 2009 | On June 11, 2009, the Company filed a material change report that should have been filed at an earlier date. | June 19, 2009 |
| CGX Energy Inc. | June 18, 2009 | Issuer's Information Circular dated May 12, 2009, failed to include disclosure required by Form 51-102F6 Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008) | June 18, 2009 |
| Counsel Corporation | June 18, 2009 | Refiled CEO and CFO certificates for the year ended December 31, 2008 and the interim period ended March 31, 2009 to comply with the requirements of NI 52-109. | June 18, 2009 |
| Zaruma Resources Inc. | June 16, 2009 | Filed a NI 43-101 technical report to support a resource estimate and an economic analysis for the Sapuchi Gold Project. This technical report should have been filed at an earlier date. | June 16, 2009 |
| Webb Enhanced Income Fund | June 15, 2009 | The Management Report of Fund Performance for the year ended December 31, 2008 has been revised. Revisions are as follows: a) Past Performance data has been provided as required by Part B, Item 4 of Form 81-106F1, b) under the heading “Management Discussion of Fund Performance”, the previous disclosure under the sub headings “Adoption of New Accounting Standards”, “Future Accounting Standards”, “Independent Review Committee”, “Manager and Portfolio Advisor”, “Transfer Agent” and “Pricing and Bookkeeping” has been deleted, c) additional analysis with respect to the performance fees expense has been provided under the sub-heading “Results of Operations”, and d) the applicable trailing fee information has been disclosed in the table under the sub-heading “Management Fees” in “Financial Highlights” section of the MRFP. | June 15, 2009 |
| Webb Enhanced Growth Fund | June 15, 2009 | The Management Report of Fund Performance for the year ended December 31, 2008 has been revised. Revisions are as follows: a) Past Performance data has been provided as required by Part B, Item 4 of Form 81-106F1, b) under the heading “Management Discussion of Fund Performance”, the previous disclosure under the sub headings “Adoption of New Accounting Standards”, “Future Accounting Standards”, “Independent Review Committee”, “Manager and Portfolio Advisor”, “Transfer Agent” and “Pricing and Bookkeeping” has been deleted, c) additional analysis with respect to the performance fees expense has been provided under the sub-heading “Results of Operations”, and d) the applicable trailing fee information has been disclosed in the table under the sub-heading “Management Fees” in “Financial Highlights” section of the MRFP. | June 15, 2009 |
| Martinrea International Inc. | June 12, 2009 | Refiled CEO and CFO certificates for the year ended December 31, 2008 to comply with the requirements of NI 52-109. | June 11, 2009 |
| Spectra Inc. | June 12, 2009 | Refiled CEO and CFO certificates for the year ended December 31, 2008 and the interim period ended March 31, 2009 to comply with the requirements of NI 52-109. | June 12, 2009 |
| RJK Explorations Ltd. | June 11, 2009 | Refiled CEO and CFO certificates for the year ended December 31, 2008 and the interim period ended March 31, 2009 to comply with the requirements of NI 52-109. | June 11, 2009 |
| Pethealth Inc. | June 4, 2009 and June 5, 2009 | Amended and restated MD&A for the period ended December 31, 2008 to include summary financial information about an acquired business in accordance with NI 52-109. The related CEO and CFO certificates were also refiled to comply with the requirements of NI 52-109. | June 4, 2009 |
| Global Railway Industries Ltd. | June 2, 2009 | Refiled CEO and CFO certificates for the period ended December 31, 2008 to comply with NI 52-109 requirements. | May 5, 2009 |
| Consolidated Mercantile Incorporated | May 28, 2009 | Refiled CEO and CFO certificates for the period ended December 31, 2008 to comply with NI 52-109 requirements. | May 28, 2009 |
| George Weston Limited | May 26, 2009 | Refiled CEO and CFO certificates for the period ended December 31, 2008 to comply with NI 52-109 requirements. | May 26, 2009 |
| Onepak Inc. | May 19, 2009 | Amended and restated financial statements, MD&A and certifications for periods ending December 31, 2007, March 31, 2008 and June 30, 2008 to reflect the correction of errors made in the calculation of the stock based compensation expense, the valuation of warrants and the reclassification between contributed surplus and share capital. | May 22, 2009 |
| NiCo Mining Limited | May 14, 2009 | Refiled CEO and CFO certificates for the period ended December 31, 2008 to comply with NI 52-109 requirements. | May 14, 2009 |
| Excellon Resources Inc. | April 21, 2009 | On April 21, 2009, the Company filed a material contract that should have been filed at an earlier date. | May 13, 2009 |
| Environmental Waste International Inc. | April 13, 2009 | Company consolidated a variable interest entity as they are the primary beneficiary. | May 6, 2009 |
| Inspiration Mining Corporation | April 9, 2009 | The Company's annual information form (AIF) filed on December 29, 2008 was not in compliance with Form 51-102F2. Much of the information was not current and many of the relevant form items were not included. A revised and amended AIF was filed on April 9, 2009. | April 9, 2009 |
| Zaruma Resources Inc. | April 6, 2009 | Late filing of two material contracts, both with Empresa Minerales Los Quenuales S.A. (EMLQ), that should have been filed at an earlier date. Late filing of a material change report. The Issuer was required to file a material change report by January 5, 2009 upon receipt of a Notice of Default from EMLQ in connection with the debt financing. The Issuer only filed the material change report on April 6, 2009. |
April 6, 2009 |
| Advantage-Value Limited Partnership 1996 | March 31, 2009 | The December 31, 2005, 2006 and 2007 annual financial statements were not compliant with National Instrument 52-108 - Auditor Oversight. The financial statements have been restated and refiled accompanied by an auditor's report prepared by an auditor, who is currently in compliance with National Instrument 52-108. The June 30, 2006, 2007 and 2008 interim financial statements were restated and refiled to include a notice indicating that the interim financial statements have not been reviewed by an auditor in accordance with section 2.12(2) of National Instrument 81-106. |
February 27, 2009 |
| Advantage-Value Limited Partnership 1994 | March 31, 2009 | The December 31, 2005, 2006 and 2007 annual financial statements were not compliant with National Instrument 52-108 - Auditor Oversight. The financial statements were restated and refiled accompanied by an auditor's report prepared by an auditor, who is currently in compliance with National Instrument 52-108. The June 30, 2006, 2007 and 2008 interim financial statements were restated and refiled to include a notice indicating that the interim financial statements have not been reviewed by an auditor in accordance with section 2.12(2) of National Instrument 81-106. |
February 27, 2009 |
| Global Educational Trust Plan | March 12, 2009 | Revised and refiled interim financial statements for the period ended June 30, 2008 to provide additional disclosure as required under subsections 2.3(b), (e) and (f) of NI 81-106. | March 12, 2009 |
| Chemaphor Inc. | February 24, 2009 | To correct accounting for licensing revenue. | February 24, 2009 |
