Securities Law & Instruments

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Comments Received (comment period closed July 24, 2014)
Date Comment Letters
July 25, 2014 Chi-X Canada ATS Limited
July 25, 2014 Barbara Amsden (Investment Industry Association of Canada)
July 24, 2014 Kevan Cowan (TMX Group Limited)
July 23, 2014 Myran Faust, Evan Young & Andy Dickison (Scotia Capital Inc.)
July 23, 2014 Robert Young (Liquidnet Canada Inc.)
July 22, 2014 Richard Carleton (CNSX Markets Inc.)
July 17, 2014 Canadian Security Traders Association Trading Issues Committee
June 30, 2014 Don Towers & Jenny Drake (Conner, Clark & Lunn Investment Management Ltd.)
Comments Received (comment period closed June 16, 2011)
Date Comment Letters
July 5, 2011 Randee Pavalow (Alpha Group) eMail
June 20, 2011 Thomas Kalafatis (CIBC World Markets Inc.)
June 17, 2011 Greg Mills (RBC Dominion Securities Inc.) eMail
June 16, 2011 Chi-X Canada
June 16, 2011 Craig Gaskin (TD Asset Management Inc.)
June 16, 2011 Kevan Cowan (TMX Group Inc.)
June 16, 2011 Torstein Braaten (TriAct Canada Marketplace LP)
June 16, 2011 David Panko (TD Securities) eMail
June 15, 2011 Cindy Petlock (CNSX Markets Inc.)
June 14, 2011 Robert Young and Sophia Lee (Liquidnet Canada Inc.)
June 14, 2011 Susan Copland (Investment Industry Association of Canada)
June 13, 2011 Aubrey Baillie (CanDeal)
Comments Received (comment period closed January 15, 2009)
Date Comment Letters
January 30, 2009 J. Greg Mills (RBC Dominion Securities)
January 30, 2009 Cindy Petlock (CNSX Markets Inc.)
January 30, 2009 Peter Haynes & Ray Tucker (TD Securities Inc.)
January 30, 2009 Ken Hight (Liquidnet Canada Inc.)
January 27, 2009 Aubrey Baillie (CanDeal)
January 21, 2009 Wendy Rudd (TriAct Canada Marketplace)
January 16, 2009 Mario Josipovic & Greg King (Omega ATS Inc.)
January 16, 2009 Paul Riccardi (CIBC World Markets)
January 15, 2009 K. J. Klepacki (Chi-X Canada ATS Limited)
January 15, 2009 Jos Schmitt (Alpha ATS)
January 15, 2009 Torstein Braaten (ITG Canada Corp.)
January 15, 2009 Daniel E. Chornous (RBC Asset Management Inc. and Phillips, Hager & North Investment Management Ltd.)
January 15, 2009 Kevan Cowan (TMX Group)
January 14, 2009 James Ehrensperger (BMO Financial Group)
January 14, 2009 Barbara F. Palk (TD Asset Management Inc.)
January 9, 2009 Ian C. W. Russell (Investment Industry Association of Canada)
December 24, 2008 Sonney Lennon, Eric Kougioumoutzakis, Jesse Janzen, Kate Branscombe, Maxime Tull (Canadian Security Traders Association, Inc.)
December 15, 2008 Simon Romano (Stikeman Elliott LLP)
Comments Received (comment period closed July 19, 2007)
Date Comment Letters
August 3, 2007 T. Braaten (Investment Technology Group)
August 2, 2007 Kim Bang (Bloomberg Tradebook Canada Company)
August 1, 2007 James Ehrensperger (BMP Financial Group)
July 27, 2007 Peter Haynes & Ray Tucker (TD Newcrest)
July 27, 2007 Daniel Chiu (Canada Pension Plan Investment Board)
July 25, 2007 Douglas Crocker (Highstreet Asset Management)
July 23, 2007 Scotia Capital Inc.
July 20, 2007 Judith Robertson & Mario Josipovic (Perimeter Markets Inc.)
July 19, 2007 Mark Dickerson (Merrill Lynch Canada Inc.)
July 19, 2007 Brian Pynn & Spencer MacCosham (Raymond James Ltd)
July 19, 2007 Timothy S. Baikie (CNQ)
July 19, 2007 Daniel E. Chornous & Frank Lippa (RBC Asset Management)
July 19, 2007 Colin Fraser (Canadian Security Traders Association)
July 19, 2007 Rik Parkhill (TSX Group)
July 19, 2007 John Reilly & Kelley J. Hoffer (RBC Dominion Securities)
July 19, 2007 Ian C. W. Russell (Investment Industry Association of Canada)
July 19, 2007 Robert Young (Liquidnet Canada Inc.)
July 18, 2007 Wade Cox (egXCanada)
July 16, 2007 Barbara F. Palk (TD Asset Management)
Comments Received (comment period closed October 23, 2006)
Date Comment Letters
October 23, 2006 James P. Magee (IDBA)
October 19, 2006 Rik Parkhill & Linda Hohol (TSX Group)
October 16, 2006 Judith Robertson & Mario Josipovic (Perimeter Markets Inc.)
October 12, 2006 Nicholas Thadaney (ITG Canada Corp.)
October 12, 2006 Daniel Chiu (CPPIB)
October 12, 2006 Peter Dymott (RBC Financial Group)
October 12, 2006 BMO Financial Group
October 12, 2006 Michael Donnelly & Brad Meiers (TD Securities)
October 12, 2006 Scotia Capital Inc.
October 12, 2006 Joseph J. Oliver (Investment Dealers Association of Canada)
October 12, 2006 David Longworth, Serge Dupont (Bank of Canada)
October 12, 2006 Jason Horner (CanDeal)
October 12, 2006 Investment Industry Association of Canada
October 11, 2006 Jim Hopkins (Ministry of Finance, British Columbia)
October 11, 2006 Hank Cunningham (Blackmont Capital)
Comments Received (comment period closed September 11, 2003)
Date Comment Letters
September 11, 2003 Laurence Rose (CBID)
September 10, 2003 Joseph J. Oliver (IDA)
September 4, 2003 Sheryl Kennedy & Bob Hamilton (Bank of Canada)
September 2, 2003 Jayson Horner (CanDeal)
July 22, 2003 Simon Romano (Stikeman Elliott)
Comments Received (comment period closed October 24, 2000)
Date Comment Letters
October 20, 2000 Kevin M. Foley (Bloomberg)
October 20, 2000 Susan Cantlie (CDS)
October 19, 2000 William L. Hess, Q.C. (CDNX)
October 19, 2000 Barbara G. Stymiest (TSE)
October 16, 2000 James P. Magee (Shorcan Brokers Limited)
October 13, 2000 W. T. Wright (Investors Group)
October 10, 2000 Joie P. Watts (Instinet Canada Limited)
October 10, 2000 Gregory L. Davies (ITG Canada Corp.)
October 10, 2000 Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.)
September 29, 2000 Richard Van Nest (RBC Dominion Securities)
September 29, 2000 Tim Noel & Bob Hamilton (Bank of Canada)
September 29, 2000 Gerry Rocchi (Barclays Global Investors)
September 29, 2000 Richard Robicheau (Competition Bureau)
September 28, 2000 Andrea S. Rosen & Mark E. Faircloth (TD Securities)
September 28, 2000 Robert G. Bertram (Ontario Teachers' Pension Plan Board)
September 28, 2000 Peter S. Jarvis (Ontario Municipal Employees Retirement System)
September 20, 2000 Phipps Lounsbery (IDA Capital Market Committee)
August 21, 2000 Peter Beck (Swift Trade)
Comments Received (comment period closed November 24, 1999)
Date Comment Letters
November 24, 1999 P. Morgan McCague (Teachers' Pension Plan Board)
November 2, 1999 Joie P. Watts (Instinet Canada Limited)
October 15, 1999 Ron Parker & Bill Mitchell (Bank of Canada)
October 14, 1999 W. T. Wright (Investors Group)
October 13, 1999 Cindy Lewis (Institutional Equity Traders Association)