About the OSC


Travel, Meal & Hospitality Expenses


This section of our website provides regular updates on the travel, meal and hospitality expense claims of the OSC’s senior executives, Members of the Commission and top five claimants. This information is published quarterly for senior executives and Members of the Commission, and annually for the top five claimants.

Effective April 1, 2010, the OSC has voluntarily applied the Ontario government’s guideline for the disclosure of expenses claimed by designated officials. We disclose the person’s name and title, purpose of the trip, date and destination of the trip, names of any OSC or government attendees, and a summary of expenses for relevant air fare, other transportation, accommodation, meals, hospitality and incidentals.

From 2005 until March 31, 2010, the OSC voluntarily disclosed the travel and hospitality expenses for the Chair and Vice-Chairs. This information will remain on the website in accordance with our records retention schedules.


Howard Wetston, Chair
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
September 18, 2012 - September 21, 2012 Canadian Securities Administrators Fall Meeting Note: Trip was cancelled, credit for the flight on file for future use $1,401.01
September 10, 2012 Business Lunch meeting re: Industry Consultation $46.32
August 7, 2012 Business Lunch meeting re: Industry Consultation $23.06
July 12, 2012 Business Lunch meeting re: Industry Consultation $52.04
July 9, 2012 Business Lunch meeting re: Industry Consultation $66.60
June 25, 2012 Business Lunch meeting re: Industry Consultation $57.90
June 19, 2012 - June 22, 2012 Candian Securities Administrators meeting $3,025.38
June 13, 2012 - June 15, 2012 Northwind Capital Markets Roundtable (Registration includes Roundtable, Meals and Accomodation) $2,375.00
June 11, 2012 Business Lunch meeting re: Industry Consultation $49.61
June 6, 2012 Registration for CD Howe Lecture $45.00
May 31, 2012 Business Lunch meeting re: Industry Consultation $59.44
May 23, 2012 Business Lunch meeting re: Industry Consultation $60.49
May 23, 2012 Registration for CD Howe Lecture $45.00
May 12, 2012 - May 18, 2012 International Organization of Securities Commissions Annual meeting $13,040.58
April 30, 2012 Taxi fare for Meetings with Minister re: regulatory matters $10.00
April 12, 2012 Business Lunch meeting re: Industry Consultation $62.38
April 9, 2012 Business Lunch meeting re: Industry Consultation $32.49
April 3, 2012 Business Lunch meeting re: Industry Consultation $53.20
TOTAL: $20,505.50
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
March 21, 2012 - March 23, 2012 Canadian Securities Administrators Chairs meeting $2,000.10
February 16, 2012 Meeting with staff from Alberta Securities Commission $103.31
February 4, 2012 - February 10, 2012 International Organization of Securities Commissions meeting $7,411.31
February 2, 2012 Industry consultation meeting $69.01
January 24, 2012 - January 27, 2012 Canadian Securities Administrators Chairs meeting $6,732.24
January 20, 2012 Public sector transfer conference Note: Meeting cancelled $30.51
December 14, 2011 Lunch meeting for policy consultation $70.17
December 9, 2011 Heads of Agency Meeting $1,206.51
December 2, 2011 Registration for CD Howe Lecture- Canada's view of the financial outlook 2011 $45.00
November 25, 2011 Registration for roundtable discussion $45.00
November 7, 2011 Business Lunch meeting re: Industry Consultation $29.99
October 28, 2011 Business Lunch meeting re: Industry Consultation $50.90
October 27, 2011 Meetings with Federal Government officials re: regulatory matters $948.41
October 8, 2011 - October 15, 2011 Financial Services Authority -Securities and Exchange Commission roundtable $9,222.96
October 6, 2011 - October 7, 2011 Canadian Securities Administrators' Fall Meeting $3,495.29
September 20, 2011 Parking due to Police incident at Yonge $15.00
August 23, 2011 - August 25, 2011 The Securities and Exchange Commission and Commodity Futures Trading Commission Meeting $2,249.72
July 26, 2011 Parking re meeting with Deputy Minister $20.00
July 22, 2011 Industry consultation meeting with staff from Investment Industry Regulatory Organization of Canada $68.89
July 19, 2011 - July 20, 2011 Heads of Agencies follow-up meeting $4,698.08
July 14, 2011 Lunch meeting with Deputy Minister $22.50
June 15, 2011 - June 17, 2011 To attend the Canadian Securities Administrators Chairs' Summer Meeting $1,509.55
June 2, 2011 C D Howe Luncheon to hear Tiff Macklem, Bank of Canada $45.00
May 18, 2011 United Jewish Appeal Federation - Bank of Canada presentation $25.00
May 12, 2011 - May 13, 2011 Meeting of Heads of Agencies $1,177.17
May 12, 2011 Lunch to discuss general stategy for OSC $93.95
April 17, 2011 - April 21, 2011 IOSCO Annual Meeting 2011 $8,908.74
April 5, 2011 C D Howe Institute - Tickets to hear George Cope speak on "Building Canada's Broadband Future" $108.75
TOTAL: $50,403.06
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 17, 2011 - March 18, 2011 SEC/Commodity Futures Trading Commission meetings (Meeting cancelled- credit for airfare to be applied to future travel) $340.56
March 10, 2011 Taxi charge to attend Select Committee re LSE-TMX Merger $10.00
March 10, 2011 Business lunch to discuss matters related to the capital markets $90.10
February 16, 2011 Business lunch to discuss general regulatory matters $72.41
February 16, 2011 - February 18, 2011 Travel to participate on a regulatory panel at Langdon Hall $90.65
February 9, 2011 - February 11, 2011 CSTO Meetings (Majority of costs recovered from CSTO) $18.90
January 24, 2011 Business lunch re: Industry Consultation $63.37
January 20, 2011 Central Counterparties and Integrated Market Enforcement Team meeting (Meeting cancelled- credit for airfare to be applied towards future travel) $472.43
January 14, 2011 Business lunch re: Industry Consultation $78.50
January 6, 2011 Introductory Business lunch to discuss regulatory matters $41.31
November 29, 2010 Bank of Canada Meeting $683.02
TOTAL: $1,961.25
David Wilson, Chair
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
October 22, 2010 Taxi to Corporate Finance National Conference $8.00
October 21, 2010 Dinner meeting to brief Howard Wetston as he becomes OSC Chair $60.00
October 7, 2010 Breakfast meeting with accounting standards setters $165.90
September 25, 2010 - October 2, 2010 IOSCO Committee meetings $7,137.44
September 22, 2010 - September 23, 2010 CSA Chairs' Fall Meeting $1,381.86
September 13, 2010 Breakfast meeting re OSC Succession Planning $17.50
August 30, 2010 Lunch meeting with the OSC Lead Director regarding OSC matters $22.50
August 24, 2010 Taxi to a meeting at the Ministry of Finance $9.00
July 27, 2010 - July 31, 2010 IOSCO Technical Committee meeting + Working Group on Systemic Risk $7,086.25
July 26, 2010 Taxi to meeting at Ministry of Finance $8.00
July 8, 2010 Lunch to wrap-up OSC matters with departing Special Advisor to the Minister of Finance, Ontario $33.75
July 7, 2010 Lunch with staff re OSC matters $45.00
June 21, 2010 Parking re: meetings with Ministry of Finance staff $17.00
June 15, 2010 - June 18, 2010 Canadian Securities Administrators Chairs' Summer Meeting $2,826.09
June 15, 2010 International Joint Forum Conference $32.00
June 12, 2010 Wireless internet charge while travelling $11.95
June 6, 2010 - June 10, 2010 35th Annual IOSCO Conference $3,855.90
June 2, 2010 Lunch meeting to discuss OSC business $26.25
June 1, 2010 Lunch meeting re commission business $20.06
May 17, 2010 Parking re: meeting with Ministry of Finance staff $12.00
May 17, 2010 Breakfast meeting re commission business $17.50
May 12, 2010 Wireless internet charge while travelling $11.95
May 12, 2010 Meeting with the Governor of the Bank of Canada $1,000.84
May 5, 2010 Breakfast meeting with staff from CSTO $60.68
April 22, 2010 Lunch meeting with Chair of the Quebec Securities Commission re CSA matters $152.86
April 21, 2010 Parking re: attendance at IFIC Summit $4.25
April 21, 2010 Breakfast meeting with accounting standards setters $187.63
April 12, 2010 Taxi to meeting with Ministry of Finance staff $9.00
April 12, 2010 Wireless internet charge while travelling $11.95
April 9, 2010 Taxi to meeting with Ministry of Finance staff $9.00
April 6, 2010 - April 7, 2010 COSRA / IARC Meetings $1,059.43
TOTAL: $25,301.54
Fiscal Year 2009-2010
Travel Expenses: April 1, 2009 - March 31, 2010
Date Purpose Total Cost
March 23 - March 26 Canadian Securities Administrators Chairs' Spring Meeting $1,591.74
March 9 - March 10 Commodity Futures Trading Commission's "International Regulators Meeting" $1,127.57
January 27 - January 29 Canadian Securities Administrators Winter Meeting $1,304.54
January 18 - January 23 IOSCO Task Force Meeting $6,786.63
November 4 - November 5 Meeting with Autorité des marches financiers $791.16
October 28 Meeting with Chair Gensler of the U.S. Commodity Futures Trading Commission $1,061.56
October 14 - October 15 18th Seminar for Lawyers Specializing in Securities (Panelist) $55.40
October 2 - October 9 IOSCO Task Force & Technical Committee Meeting $8,750.42
September 23 - September 27 Canadian Securities Administrators Fall Meeting $1,979.98
July 7 - July 8 IOSCO Task Force Meeting $835.47
June 17 - June 19 Canadian Securities Administrators' Summer Meeting $2,898.72
May 27 2009 Northwind Securities Roundtable $1,347.50
May 4 - May 6 Canadian Securities Administrators' Commissioners' Meeting $5,348.25
TOTAL: $33,878.94
Hospitality Expenses: April 1, 2009 - March 31, 2010
Date Purpose Total Cost
March 11 Lunch meeting - Industry Consultation $119.16
March 4 Lunch meeting - Industry Consultation $16.48
February 22 Lunch meeting - Industry Consultation $19.88
December 18 Industry Consultation $114.57
December 10 Enforcement Advisory Committee Meeting $88.56
November 2 Compliance-Enforcement Roundtable Dinner $1,350.02
September 22 Dinner for IOSCO Supervisory Coordination Task Force members $1,277.11
September 21 Breakfast re Industry Consultation $148.34
September 9 Industry Advisory Group Meeting $1,414.25
September 4 Lunch re Stakeholder Consultation $115.73
July 24 Lunch with Ministry of Finance $45.00
June 30 Lunch Meeting - Industry Consultation $34.37
April 22 Dinner Meeting - Industry Consultation $400.98
April 21 Breakfast Meeting with Ministry of Finance Staff $52.33
April 21 Lunch Meeting - Industry Consultation $101.69
TOTAL: $5,298.47
Fiscal Year 2008-2009
Travel Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
February 15 - February 16 IOSCO Techinical Committee Mtg $3,602.82
January 27 - January 30 Canadian Securities Administrators' Winter Meeting $3,726.03
December 10 - December 11 White Collar Crime Symposium $895.71
November 15 - November 16 CSA Corporate Finance Conference $3,768.68
October 15 - October 16 17th Seminar for Lawyers $36.26
October 1 - October 3 Canadian Securities Administrator's Fall Meeting $3,965.13
September 17 - September 18 Council of Ministers Mtg and ICD Grande Conference $1,505.18
August 12 - August 13 CSA Task Force Meeting $2,062.16
June 25 Canadian Securities Administrator's Interviews $757.83
June 18 - June 20 Canadian Securities Adminstrators' Summer Meetings $4,109.50
May 23 - June 3 International Organization of Securities Commissions 33rd Annual Conference $8,252.30
April 1 - April 4 Canadian Securities Administrators' Meeting $2,104.15
TOTAL: $34,785.75
Hospitality Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
March 24 Lunch Meeting - Industry Consultations $139.30
March 11 Lunch Meeting - Industry Consultations $98.90
March 4 Lunch Meeting - Industry Consultations $134.08
March 2 Industry Advisory Group Meeting $1,607.23
February 24 Breakfast Meeting - with Ministry of Finance Staff $75.67
January 8 Breakfast Meeting - with Ministry of Finance Staff $59.68
November 6 Breakfast Meeting- Industry Consultations $39.13
October 28 Breakfast Meeting- Industry Consultations $146.19
October 6 Lunch Meeting - Industry Consultation $1,249.78
September 15 Industry Advisory Group Meeting $1,836.91
August 27 Industry Consultation $149.34
July 31 Industry Consultation $56.29
July 24 Industry Consultation $125.60
July 16 External Dinner Meeting $527.61
July 10 Industry Consultation $487.58
July 7 Industry Consultation $87.64
June 26 Lunch meeting - Canadian Securities Administrators' Corporate Governance $77.82
June 16 Lunch Meeting - Industry Consultation $134.88
June 9 Industry Advisory Group Dinner $1,221.17
April 23 Lunch Meeting - Industry Consultation $131.64
April 9 Breakfast Meeting with Ministry of Finance Staff $76.37
TOTAL: $8,462.81
Fiscal Year 2007-2008
Travel Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
February 20 - February 21 Securities Law Practitioners' Conference $515.00
January 22 - January 25 CSA Winter Meeting $4,020.96
December 2 - December 3 16th Annual XBRL International Conference $3,359.91
November 30 Meeting with the Toronto Stock Exchange and Montreal Stock Exchange $867.25
November 14 Justice ministers' Meeting $1,215.24
November 4 - November 9 IOSCO Technical Committee/Executive Committee Conference $11,999.56
October 30 - October 31 British Columbia Securities Commission Capital Ideas Conference $124.72
October 17 - October 19 Canadian Securities Administrators Fall Meeting $1,553.28
October 10 - October 11 Annual Securities Practitioners' Symposium $50.13
September 27 - September 30 Meeting re Capital Markets New York Roundtable $1,941.50
September 19 Meetings re Corporate Governance Matters $515.33
August 22 - August 23 Meeting with US and Mexican Securities Authorities re Mutual Recognition $2,308.73
July 16 Meeting with Chair of the U.S. Securities and Exchange Commission $1,947.37
June 20 - June 22 Canadian Securities Administrators Chairs' Summer Meeting $3,878.91
June 19 Ministers' Meeting $1,249.38
June 10 Securities Investigators Training Conference $80.00
May 23 - May 25 Administrators Chairs' Retreat Meeting (Delegate and Speaker) $1,933.60
May 3 - May 4 Securities Fraud Working Group Meeting $1,513.91
April 7 - April 12 Annual Meeting of the International Organization of Securities Commissions $12,958.52
TOTAL: $52,033.30
Hospitality Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
March 27 External Dinner Meeting $1,105.47
March 7 Lunch Meeting - Industry Consultation $46.12
March 6 Lunch Meeting - Industry Consultation $79.26
March 6 External Dinner Meeting $147.95
March 4 Dinner - Industry Consultation $488.86
February 19 Industry Advisory Group Meeting $1,528.49
January 31 Lunch meeting - Industry Consultation $51.18
January 17 Breakfast meeting - Industry Consultation $115.57
January 9 Lunch meeting - Industry Consultation $94.11
December 17 Lunch meeting - Industry Consultation $71.70
December 10 Lunch meeting - Department of Finance $105.62
December 10 Holiday Gathering for Commissioners and Staff $4,776.58
November 13 Breakfast meeting - Ministry of Finance Staff $77.35
November 1 Lunch meeting - U.S. Securities and Exchange Commission $374.90
October 26 Afternoon meeting - Media Interview $4.09
October 24 Lunch meeting - Industry Consultation $88.17
October 15 Industry Advisory Group Meeting $1,480.83
September 13 Lunch Meeting with Ministry of Finance staff $264.75
September 13 Securities Fraud Enforcement Working Group Meeting $44.15
September 12 All day meeting with the International Monetray Fund Assessor re the Financial Services Assessment Program $80.14
September 11 All day meeting with the International Monetray Fund Assessor re the Financial Services Assessment Program $204.65
August 31 Breakfast meeting - Ministry of Finance staff $40.00
August 13 Lunch Meeting re Industry Consultation $67.46
August 8 Meeting with Ministry of Government Services Staff $109.90
August 8 Breakfast meeting - Ministry of Finance staff $59.64
August 1 Breakfast Meeting re Industry Consultation $36.27
July 19 Working Lunch Meeting with CSA Chairs $64.07
July 12 Securities Fraud Enforcement Working Group Meeting $4,583.92
July 5 Breakfast Meeting re Fall Speeches $87.40
July 5 Dinner Meeting re Industry Consultation $279.66
June 7 Lunch meeting - Office of the Superintendent of Financial Institutions $77.10
May 23 Lunch meeting - Industry Consultation $28.45
May 11 Lunch meeting - Industry Consultation $116.79
May 8 Dinner meeting - Industry Advisory Group $1,577.35
April 25 Breakfast meeting - Financial Services Commission of Ontario $37.49
April 23 Lunch meeting - Industry Consultation $35.12
TOTAL: $18,430.56
Fiscal Year 2006-2007
Travel Expenses: April 1, 2006 - March 31, 2007
Date Purpose Total Cost
March 22 - March 23 Meeting with U.S. Securities and Exchange Commission/Department of Justice/Federal Bureau of Investigation $2,548.67
February 21 Business Dinner $1,035.15
January 23 - January 26 CSA Winter Meetings $3,725.56
January 11 Securities Fraud Working Group $1,049.90
November 12 - November 17 IOSCO Technical Committee & Executive Committee Meeting $11,881.05
November 7 - November 8 Alberta Securities Commission Meeting $2,007.89
November 1 Senate Committee on Banking, Trade and Commerce Appearance $959.76
October 20 - October 21 Mutual Reliance Review System Training: Chair's Panel $1,499.32
October 3 - October 6 CSA Fall Meeting $1,611.47
September 27 - September 29 BCSC Capital Ideas/University of British Columbia Roundtable $284.63
August 28 - August 29 Meeting at Bank of Canada $1,069.91
August 24 Meeting with the AMF $1,102.15
August 11 Meeting at Bank of Canada $810.45
June 26 - June 28 Panellist at Annual General Meeting of the Investment Dealers' Association $2,994.20
June 21 - June 23 Delegate - CSA Summer Meeting $2,890.35
June 14 - June 15 Attendee at British Columbia Securities Commission Meeting $1,929.13
June 5 - June 8 Annual Meeting of the International Organization of Securities Commissions $11,344.32
May 29 Panellist at Canadian Club of Montreal $883.85
April 5 - April 7 Canadian Securities Administrators Chairs' Meeting $1,399.22
TOTAL: $51,026.98
Hospitality Expenses: April 1, 2006 - March 31, 2007
Date Purpose Total Cost
March 27 Afternoon meeting - Ministry of Finance staff $61.43
March 22 Breakfast meeting - Industry Consultation $22.52
March 6 Breakfast meeting - Industry Consultation $119.88
February 27 Lunch meeting - Industry Consultation $65.49
February 22 Lunch meeting - Industry Consultation $112.74
February 2 Lunch meeting - Industry Consultation $69.93
January 30 Afternoon Meeting - Ministry of Finance staff $79.75
January 22 Dinner Meeting - Securities Fraud Working Group $2,060.28
January 22 Afternoon Meeting - Securities Fraud Working Group $96.86
January 18 Lunch meeting - Industry Consultation $122.73
January 17 Breakfast meeting - Ministry of Finance Staff $81.70
January 10 Dinner meeting - Industry Advisory Group $1,803.43
January 8 Lunch meeting - Industry Consultation $53.11
December 21 Breakfast Meeting $37.44
December 11 Holiday Gathering for Commissioners and Senior Staff $3,638.77
November 27 Breakfast Meeting - Ministry of Finance Staff $53.78
November 24 Breakfast Meeting - Enforcement Consultations $30.78
November 12 Afternoon Meeting $5.70
November 5 Breakfast Meeting $9.23
October 25 Farewell Reception for Commissioner $2,812.51
October 23 Breakfast Meeting - Ministry of Finance and Financial Services Commission $87.18
October 10 Dinner Meeting - Industry Advisory Group $1,406.86
October 2 Lunch Meeting - Industry Consultation $32.73
September 15 Breakfast Meeting - Media Consultations $46.13
September 14 Breakfast Meeting - Financial Services Commission Staff $29.03
September 11 Breakfast Meeting - Media Consultations $46.13
September 6 Lunch Meeting - Industry Consultations $131.17
August 31 Lunch Meeting - Industry Consultations $111.11
August 25 Lunch Meeting - Industry Consultations $100.31
August 23 Breakfast Meeting - Industry Consultations $140.00
August 21 Lunch Meeting - Industry Consultations $90.86
August 14 Lunch Meeting - Industry Consultations $167.92
August 2 Breakfast meeting with Ministry of Finance staff $46.07
July 10 Breakfast meeting with Ministry of Finance staff $50.54
July 7 Lunch Meeting - Industry Consultations $25.93
July 4 Lunch Meeting - Industry Consultations $82.62
May 29 Dinner Meeting - Industry $56.07
May 29 Dinner Meeting - Industry Consultations $1,632.20
May 25 Breakfast Meeting $106.18
May 18 Breakfast Meeting $46.56
May 17 Breakfast Meeting $39.45
May 17 Lunch Meeting - Industry Consultations $83.97
May 15 Breakfast Meeting $42.03
May 11 Lunch Meeting - Industry Consultations $96.80
May 4 Lunch Meeting - Industry Consultations $109.15
April 20 Breakfast meeting with Ministry of Finance Staff $56.29
TOTAL: $16,201.35
Fiscal Year 2005-2006
Travel Expenses: April 1, 2005 - March 31, 2006
Date Purpose Total Cost
March 9 Heads of Agencies Meeting and Dinner with Finance Ministry Staff $617.48
February 23 - February 24 Panel Presentation as Securities Practitioners' Conference $3000.00
January 24 - January 27 Canadian Securities Administrators Winter Meeting $2,262.13
January 11 - January 12 Dinner and speech to leaders of Quebec business community $998.02
January 5 - January 6 Meet with Chair of U.S. Securities & Exchange Commission $1,845.88
November 13 - November 14 AMF Hedge Funds Conference $808.36
TOTAL: $9,531.87
Hospitality Expenses: April 1, 2005 - March 31, 2006
Date Purpose Total Cost
March 21 Dinner Meeting - Industry Consultations $150.00
March 8 Lunch Meeting - Industry Consultations $77.43
February 20 Breakfast Meeting with Ministry of Finance Staff $38.64
February 13 Lunch Meeting - Industry Consultations $41.00
February 2 Lunch meeting - Industry Consultations $202.90
January 18 Lunch meeting - Industry Consultations $165.17
January 16 Breakfast Meeting - Ministry of Finance Staff $100.35
January 9 Lunch Meeting - Industry Consultations $118.88
December 20 Lunch Meeting - Media Consultations $66.30
December 20 Breakfast Meeting - Media Consultations $51.59
December 16 Lunch Meeting - Media Consultations $76.00
December 12 Holiday gathering for Commissioners and Senior Staff $4,941.49
November 29 Breakfast Meeting - Industry Consultations $106.15
November 28 Meeting with OSC and Ministry staff - light refreshments $61.94
November 23 Dinner Meeting - Industry Consultations $150.00
October 19 Lunch meeting with former U.S. Securities Exchange Commission Chair $180.69
TOTAL: $6,528.53
James Turner, Vice-Chair
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
May 1, 2012 To attend the Rotman Leadership Experts Speaker Series seminar $55.37
TOTAL: $55.37
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
March 21, 2012 - March 23, 2012 Canadian Securities Administrators Spring Meeting $1,241.56
February 15, 2012 - February 17, 2012 Securities Law Practitioners Conference $2,856.50
January 25, 2012 - January 27, 2012 Canadian Securities Administrators Winter Meeting $1,422.92
November 9, 2011 - November 11, 2011 To participate in a panel at the Pipestone Securities Conference Note:Hotel costs covered by the conference organisers $1,127.70
October 19, 2011 - October 20, 2011 To attend the 20th Annual Seminar for Securities Lawyers Note:Hotel charges and most of Airfare costs covered by organisers $33.90
October 24, 2011 To speak at the New Brunswick Securities Commission Continuing Education Program $886.57
June 5, 2011 Speaking at Council of Canadian Administrative Tribunals (CCAT) Conference $493.52
TOTAL: $8,062.67
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
January 19, 2011 - January 21, 2011 CSA Chairs' Winter Meeting $3,165.30
June 21, 2010 Lunch to discuss OSC-related assignments $22.50
June 8, 2010 - June 11, 2010 35th annual IOSCO Conference $2,550.72
TOTAL: $5,738.52
Fiscal Year 2009-2010
Travel Expenses: April 1, 2009 - March 31, 2010
Date Purpose Total Cost
February 17 - February 19 Speaker at the Securities Law Practitioners' Conference $98.40
January 27 - January 29 Canadian Securities Administrators Chairs' Winter Meeting $1,647.39
October 22 Northwind 2009 Investment Funds Invitational Forum $88.16
September 30 - October 4 Pipestone Conference $3,716.59
September 23 - September 25 Canadian Securities Administrators Chairs' Fall Meeting $1,820.86
June 1 - June 14 IOSCO 34th Annual Conference $8,858.36
May 4 - May 6 Canadian Securities Administrators' Commissioners' Meeting $3,427.53
TOTAL: $19,657.29
Fiscal Year 2008-2009
Travel Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
March 16 - March 19 OECD Consultation on Corporate Governance and the Financial Crisis $6,451.58
February 14 - February 16 IOSCO Technical Committee Meetings $2,260.90
January 27 - January 30 Canadian Securities Administrators Chairs' Winter Meeting $3,703.11
September 13 - September 17 IOSCO Fall Meetings $9,582.13
July 29 - August 1 IOSCO Corporate Governance Task Force Meeting $9,321.54
June 18 - June 20 Canadian Securities Administrators' Summer Mettings $2,345.04
June 13 Northwind Securities Invitational Roundtable $1,435.50
June 9 - June 10 Extensible Business Reporting Language (XBRL) Conference $2,689.89
May 24 - June 7 International Organization of Securities Commissions 33rd Annual Conference $10,022.88
May 6 Financial Services Invitational Forum $1,435.50
April 1 - April 4 Canadian Securities Administrator's Spring Conference $1,225.15
TOTAL: $50,473.22
Hospitality Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
December 9 Breakfast Meeting- Industry Consultations $40.41
July 24 Lunch meeting - Industry Consultation $35.94
May 23 Industry Consultation $31.51
May 1 Lunch Meeting - Industry Consultation $58.17
TOTAL: $166.03
Fiscal Year 2007-2008
Travel Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
February 22 Securities Law Practitioner's Conference $84.16
February 2 - February 7 IOSCO Conference $7,524.59
January 22 - January 25 CSA Winter Meeting $3,762.08
January 7 - January 11 IOSCO CRA Task Force Meeting $6,394.44
November 3 - November 14 IOSCO Technical Committee/Executive Committee Meeting $13,745.85
October 24 - October 26 Investment Funds Invitational Forum $2,683.00
October 17 - October 21 Canadian Securities Administrators Fall Meeting $1,737.24
October 10 - October 12 2007 Pipestone Conference $1,418.41
September 25 - September 27 Council of Securities Regulators of the Americas meetings $1,464.96
September 17 - September 18 IOSCO Credit Rating Agency Meeting Task Force $1,770.92
June 20 - June 22 Canadian Securities Administrators Chairs' Summer Meeting $1,568.31
May 31 Northwind Securities Roundtable $1,064.84
May 23 - May 25 Canadian Securities Administrators Chairs' Retreat Meeting $1,812.53
May 13 - May 16 18th Annual Conference The National Investment Company Services Association $5,104.27
April 22 - April 25 U.K. FSA Conference $4,990.79
TOTAL: $55,126.39
Hospitality Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
January 29 Lunch Meeting - Industry Consultation $146.88
January 21 Lunch Meeting - Industry Consultation $145.82
November 19 Lunch Meeting - Industry Consultation $69.28
October 29 Breakfast Meeting - Industry Consultation $33.03
September 7 Breakfast Meeting - Industry Consultation $23.60
TOTAL: $418.61
Fiscal Year 2006-2007
Hospitality Expenses: Fiscal Year 2006-2007
Date Purpose Total Cost
March 21 Lunch Meeting - Industry Consultations $74.41
TOTAL: $74.41
Mary Condon, Vice-Chair
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
September 19, 2012 - September 20, 2012 Canadian Securities Administrators Fall Meeting $1,899.68
July 9, 2012 Speaking engagement for Toronto International Securities Program, York University $36.00
June 20, 2012 - June 22, 2012 Candian Securities Administrators meeting $2,614.76
TOTAL: $4,550.44
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
January 25, 2012 - January 27, 2012 Canadian Securities Administrators Winter Meeting $1,352.40
December 6, 2011 - December 10, 2011 To attend meeting on the coordination of OTC Derivatives Regulation $3,772.59
October 5, 2011 - October 7, 2011 Canadian Securities Administrators' Fall Meeting $2,097.02
June 15, 2011 - June 17, 2011 To attend the Canadian Securities Administrators Chairs' Summer Meeting $2,324.59
TOTAL: $9,546.60
Lawrence Ritchie, Vice-Chair
Fiscal Year 2009-2010
Travel Expenses: April 1, 2009 - March 31, 2010
Date Purpose Total Cost
June 17 - June 19 Canadian Securities Administrators' Summer Meeting $1,834.14
June 5 - June 14 International Organization of Securities Commissions Annual Conference $8,955.84
May 4 - May 6 Canadian Securities Administrators' Commissioners' Meeting $2,417.13
April 26 - April 28 North American Securities Administrators Association (NASAA) 2009 Spring Conference $481.84
April 19 - April 21 International Organization of Securities Commissions Industry Consultations $8,154.87
TOTAL: $21,843.82
Hospitality Expenses: April 1, 2009 - March 31, 2010
Date Purpose Total Cost
May 25 Lunch Meeting - Industry Consultation $121.36
May 22 Lunch Meeting - Industry Consultation $79.93
May 19 Lunch Meeting - Ministry of Finance Staff $45.94
April 7 Lunch Meeting - Industry Consultation $101.14
TOTAL: $348.37
Fiscal Year 2008-2009
Travel Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
February 19 - February 20 29th Annual Securities Law Practitioners' Conference $275.50
February 15 - February 17 International Organization of Securities Commissions Technical Committee Meetings $2,277.61
January 28 - January 30 Canadian Securities Administrators Chairs' Only Meeting $3,193.68
January 23 - January 24 International Organization of Securities Commissions Task Force on Unregulated Entities Meeting $4,692.90
November 11 - November 13 Practising Law Institute Conference $2,467.68
October 23 - October 24 Northwind 2008 Investment Funds Invitational Forum $1,679.00
October 20 - October 21 British Columbia Securities Commission Capital Ideas $2,020.80
October 10 - October 14 International Bar Association Conference $10,095.51
September 30 - October 3 Joint Forum and Canadian Securities Administrators Fall $2,740.17
September 13 - September 20 North American Securities Administrators Association (NASSA) 2008 Fall Conference $419.99
September 8 - September 10 FCAC Canadian Conference on Financial Literacy $1,465.81
June 18 - June 20 Canadian Securities Administrators' Summer Mettings $2,089.28
July 6 - July 9 NERA's Annual Finance, Law & Economics Securities Litigation Seminar $635.73
June 13 - June 17 Canadian Investor Relations Insitute Annual and General Meeting $946.98
June 12 Northwind Securities Invitational Roundtable $1,435.50
May 7 Financial Services Invitational Forum $1,428.30
April 2 - April 4 Joint Forum of Financial Services Regulators and Canadian Securities Administrators' Spring Meetings $1,668.08
March 30 - April 2 North American Securities Administrators Association (NASAA) 2008 Spring Conference $18.48
TOTAL: $39,551.00
Hospitality Expenses: April 1, 2008 - March 31, 2009
Date Purpose Total Cost
January 8 Lunch Meeting - Industry Consultation $147.10
November 27 Breakfast Meeting - Industry Consultation $46.06
November 18 Lunch Meeting - Industry Consultation $174.64
October 8 Lunch Meeting - Industry Consultation $134.14
October 7 Lunch Meeting - Industry Consultation $70.02
September 24 Breakfast Meeting - Industry Consultation $98.24
August 7 Breakfast meeting - Industry Consultation $51.07
August 1 Lunch Meeting - Industry Consultation $156.06
July 28 Lunch Meeting - Industry Consultation $30.78
July 16 Lunch Meeting - Industry Consultation $185.32
July 11 Lunch Meeting - Industry Consultation $138.71
June 25 Breakfast meeting - Ministry of Finance staff $57.44
June 23 Lunch Meeting - Industry Consultation $49.68
April 10 Industry Consultation $83.10
April 8 Lunch Meeting - Industry Consultation $93.05
TOTAL: $1,515.41
Fiscal Year 2007-2008
Travel Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
February 11 - February 24 ASIC Summer School $22,134.22
February 7 - February 9 PLI Conference $2,070.58
January 22 - January 25 CSA Winter Meetings $3,870.30
January 14 University of Windsor Law School Speech $601.70
November 14 - November 19 Advocates' Society Annual Fall Convention $3,365.68
November 7 - November 10 Practicing Law Institute 39th Annual Conference $2,816.71
October 16 - October 19 Joint Forum of Financial Market Regulators and Canadian Securities Administrators Joint Fall Meeting $1,650.93
September 29 - October 2 2007 North American Securities Administrators Association Annual Conference $3,213.85
August 13 - August 15 Securities Task Force Meeting $1,657.07
June 28 - June 30 NERA Economic Consulting 10th Annual Conference on Finance, Law and Economics $2,360.59
June 20 - June 22 Canadian Securities Chairs' Summer Meeting $2,134.22
June 10 - June 12 Investment Industry Association of Canada Annual Conference $1,796.40
June 10 Securities Investigators Training Conference $74.88
May 23 - May 25 Canadian Securities Administrators Chairs' Retreat Meeting $1,816.08
May 7 - May 8 North American Securities Administrators Association $853.58
TOTAL: $50,416.79
Hospitality Expenses: April 1, 2007 - March 31, 2008
Date Purpose Total Cost
March 24 Lunch Meeting - Industry Consultation $61.07
February 26 Lunch Meeting - Industry Consultation $66.53
January 29 Breakfast Meeting - Industry Consultation $131.76
January 9 Lunch Meeting - Industry Consultation $112.75
December 10 Half day meeting - Industry Consultation $308.23
November 26 Lunch Meeting - Industry Consultation $254.65
November 13 Breakfast Meeting - Industry Consultation $47.52
November 2 Lunch Meeting - Industry Consultation $68.23
October 26 Lunch Meeting - Industry Consultation $60.90
September 26 Lunch Meeting re Industry Consultation $69.44
September 19 Afternoon Meeting re Industry Consultation $68.76
September 10 Lunch Meeting re Industry Consultations $61.67
August 17 Breakfast Meeting re Point of Sale Project $56.66
July 12 Lunch Meeting re Industry Consultation $62.75
July 9 Lunch Meeting re Industry Consultation $63.91
July 3 Dinner Meeting re Point of Sale Project $29.36
July 3 Lunch Meeting re Point of Sale Project $178.58
April 24 Breakfast Meeting - Industry Consultation $40.27
TOTAL: $1,743.04
Maureen Jensen, Executive Director
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
September 18, 2012 - September 21, 2012 Canadian Securities Administrators Fall Meeting Note: Trip was cancelled, credit for the flight on file for future use $1,069.92
September 5, 2012 Scholarship Plan Meeting with federal government representatives $377.70
August 16, 2012 - August 17, 2012 Speaking engagement at the 19th Annual Canadian Security Traders Association Conference Note: Accommodation and meals paid by the host $437.80
August 8, 2012 Lunch Meeting - Industry Consultation $64.65
June 19, 2012 - June 22, 2012 Canadian Securities Administrators Summer Meeting $2,923.12
June 12, 2012 Staff Orientation Lunch $22.50
May 29, 2012 Stakeholder Consultation Business Lunch $39.34
May 25, 2012 Stakeholder Consultation Business Lunch $75.56
May 23, 2012 Stakeholder Consultation Business Lunch $50.92
May 10, 2012 - May 11, 2012 Candian Securities Administrators IT Systems Meeting $2,265.06
May 1, 2012 Stakeholder Consultation Business Lunch $116.32
April 30, 2012 Stakeholder Consultation Business Lunch $122.27
TOTAL: $7,565.16
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
March 21, 2012 - March 23, 2012 Canadian Securities Administrators Spring Meeting $1,133.75
February 17, 2012 - February 24, 2012 Australian Securities and Investments Commission Summer School 2012 Note: Airfare, meals and accommodation paid by the host $215.41
January 25, 2012 - January 27, 2012 Canadian Securities Administrators Winter Meeting $3,248.59
October 5, 2011 - October 7, 2011 Canadian Securities Administrators' Fall Meeting $1,262.38
September 29, 2011 Stakeholder Consultation Business Lunch $96.01
September 26, 2011 Stakeholder Consultation Business Lunch $74.39
September 22, 2011 Stakeholder Consultation Business Lunch $31.69
September 20, 2011 Stakeholder Consultation Business Lunch $63.60
September 13, 2011 - September 16, 2011 Speaker at the SMARTS Surveillance Conference 2011 $1,883.46
September 8, 2011 Stakeholder Consultation Business Lunch $47.57
September 7, 2011 Stakeholder Consultation Business Lunch $30.42
August 23, 2011 Stakeholder Consultation Business Lunch $22.75
July 27, 2011 Stakeholder Consultation Business Lunch $29.95
June 15, 2011 - June 17, 2011 To attend the Canadian Securities Administrators Chairs' Summer Meeting $2,255.65
TOTAL: $10,395.62
Peggy Dowdall-Logie, Executive Director
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
December 6, 2010 - December 7, 2010 IOSCO Working Group on Systemic Risk Meeting $1,658.82
October 14, 2010 Parking for external meeting $25.00
October 13, 2010 Industry Consultation Business Lunch $43.70
September 25, 2010 - October 2, 2010 IOSCO Technical Committee Meeting $6,775.78
September 22, 2010 - September 23, 2010 Canadian Securities Administrators Fall Meeting $1,429.31
September 21, 2010 Business Lunch with Executive Director, BCSC $55.87
July 23, 2010 - July 31, 2010 IOSCO Technical Committee Meeting + Working Group on Systemic Risk $6,509.65
July 12, 2010 Parking for meeting at Ministry of Finance $5.00
June 16, 2010 - June 18, 2010 Canadian Securities Administrators Summer Meeting $2,698.61
June 15, 2010 Taxi to International Joint Forum Conference $12.50
June 6, 2010 - June 10, 2010 35th Annual Conference of the International Organization of Securities Commissions (IOSCO) $1,877.43
May 17, 2010 Taxi charges for meeting with Ministry of Finance staff $9.00
May 12, 2010 Meetings at the Autorité des Marches Financiers $547.11
May 6, 2010 Parking to attend Capital Market Experts Speakers Series $6.00
May 6, 2010 Lunch meeting re: Industry Consultation $33.32
April 25, 2010 - April 29, 2010 French Immersion Program $1,422.80
April 13, 2010 Taxi charges for meeting with Ministry of Finance staff $9.00
April 6, 2010 - April 7, 2010 COSRA/IARC Meeting $834.17
TOTAL: $23,953.07
John Stevenson, Secretary
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
September 22, 2012 Lunch Meeting - Industry Consultation $33.75
April 11, 2012 Business Lunch meeting re: Industry Consultation $99.55
TOTAL: $133.30
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
October 19, 2011 Interview Lunch with an External Guest $90.49
TOTAL: $90.49
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
February 11, 2011 Lunch event at Toronto Association for Business and Economics $50.00
October 25, 2010 - October 27, 2010 New Brunswick Securities Presentation and Advanced Administrative Law & Practice Conference $1,259.06
TOTAL: $1,309.06
James A. Angus, Special Advisor
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
December 2, 2010 Ethics Center: "Say on Pay" Session $50.00
October 25, 2010 Agency fee for cancelled flight $30.51
October 19, 2010 Taxi fare to meet with British Columbia Securities Commission staff re OSC matter $34.00
June 3, 2010 Taxi fare to meeting with outside counsel re: OSC matter $15.00
April 22, 2010 Lunch meeting to discuss OSC matter $59.16
TOTAL: $188.67
Norm Leonard, Director, Strategy & Operations
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
January 19, 2011 - January 21, 2011 CSA Chairs/EDs Winter Meeting $1,479.11
September 22, 2010 - September 24, 2010 CSA Chairs/EDs Fall Meeting $1,009.69
June 16, 2010 - June 18, 2010 Canadian Securities Administrators Summer Meeting $1,414.86
TOTAL: $3,903.66
Tula Alexopoulos, Director- Office of Domestic and International Affair
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
February 5, 2012 - February 10, 2012 International Organization of Securities Commissions meeting $7,220.91
March 21, 2012 - March 27, 2012 Council of Securities Regulators of the Americas Meeting $5,141.98
December 12, 2011 To attend speech by Bank of Canada Governor $140.00
November 25, 2011 - December 1, 2011 Council of Securities Regulators of the Americas Meeting $3,970.43
September 27, 2011 - September 30, 2011 International Organization of Securities Commissions meeting $2,371.23
August 23, 2011 Securities and Exchange Commission and Commodity Futures Trading Commission meeting $2,310.29
July 5, 2011 - July 8, 2011 Council of Securities Regulators of the Americas Meeting $1,308.42
April 16, 2011 - April 23, 2011 International Organization of Securities Commissions meeting $13,752.15
September 7, 2011 - September 9, 2011 To host International Organization of Securities Commissions, Standing Committee on Risk and Research meeting $3,498.30
TOTAL: $39,713.71
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 23, 2011 - March 24, 2011 Hosting of CSA Spring Meeting $6,061.22
March 8, 2011 Training and Luncheon event $1,249.78
January 27, 2011 - January 28, 2011 Council of Securities Regulators of the Americas Meetings $5,206.90
November 16, 2010 - November 17, 2010 International Joint Forum Meeting $6,733.87
October 19, 2010 - October 22, 2010 Council of Securities Regulators of the Americas Meetings $3,734.07
June 15, 2010 - June 16, 2010 Hosting of International Joint Forum Meeting $451.44
June 6, 2010 - June 10, 2010 IOSCO Meeting (Travel incidentals represents conference registration fee) $3,587.70
April 7, 2010 - April 9, 2010 Council of Securities Regulators of the Americas /Inter- American Regional Committee meeting $2,995.24
TOTAL: $30,020.22
Jennifer Laidlaw, Chief HR Officer
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
August 9, 2012 - August 11, 2012 HR Meeting at BC Securities Commission $2,142.86
June 13, 2012 Council of Human Resource Executives meeting $674.35
TOTAL: $2,817.21
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
January 20, 2012 - January 24, 2012 Conference Board of Canada conference Note:Trip was cancelled $200.01
December 12, 2011 Taxi fare re:HR matter $28.00
November 28, 2011 - November 29, 2011 Public Sector Transformation Conference $3,565.93
October 13, 2011 Taxi fare from external business meeting $28.00
September 28, 2011 - September 29, 2011 Senior Executive Women of Influence Conference $995.35
June 8, 2011 - June 10, 2011 Meeting of the Councils of HR Executives $1,208.74
TOTAL: $6,026.03
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 8, 2011 Taxi to meeting $36.00
February 13, 2011 - February 18, 2011 Executive Education (Other represents registration fees) $7,273.79
February 9, 2011 Refreshments for HR Diversity Pilot Event $474.50
TOTAL: $7,784.29
Monica Kowal, General Counsel
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
June 13, 2012 - June 15, 2012 Northwind Capital Markets Roundtable (Registration includes Roundtable, Meals and Accomodation) $2,367.35
June 11, 2012 Registration for CD Howe Lecture $45.00
May 9, 2012 - May 11, 2012 Financial Services Forum (Registration includes Roundtable, Meals and Accomodation) $2,367.35
TOTAL: $4,779.70
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
November 15, 2011 Registration for 10th annual report by Ontario’s Task Force on Competitiveness, Productivity, and Economic Progress event $84.75
August 17, 2011 Meeting with Ministry of Finance $10.00
TOTAL: $94.75
Krista Martin Gorelle, Acting General Counsel
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
April 13, 2011 - April 14, 2011 Supreme Court of Canada reference hearing $485.21
TOTAL: $485.21
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
February 9, 2011 - February 11, 2011 CSTO Summit Meeting $968.21
TOTAL: $968.21
Cameron McInnis, Chief Accountant
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 31, 2011 Taxi to and from CICA office $18.00
March 14, 2011 - March 16, 2011 IOSCO Standing Committee 1 Meeting $3,742.92
January 26, 2011 Lunch meeting with KPMG $31.52
January 17, 2011 Taxi to Auditing and Assurance standand board event $11.00
January 17, 2011 Taxi to and from CICA office $18.00
December 15, 2010 Lunch meeting with executive from Barrick Gold $24.41
November 30, 2010 Taxi to CICA office $13.00
November 24, 2010 Breakfast meeting with Canadian Institute of Chartered Accountants, International Accounting Standards Board and British Columbia Securities Commission $120.29
November 24, 2010 Taxi from CICA meeting $10.00
November 22, 2010 Lunch provided for IFRS training session $302.79
November 19, 2010 Taxi from OSC to discuss venue for IOSCO meeting $9.00
November 17, 2010 Taxi from OSC to discuss venue for IOSCO meeting $16.00
November 1, 2010 Taxi to the office of Superintendent of Financial Institutions $8.00
October 28, 2010 Taxi to and from CICA office $18.00
October 28, 2010 Taxi to and from Auditing and Assurance Oversight Council event $28.00
October 23, 2010 Parking for CSA National Conference $9.00
October 10, 2010 - October 16, 2010 IOSCO Standing Committee 1 Meeting $3,041.96
September 28, 2010 Taxi to Financial Executives International office $8.00
September 20, 2010 Lunch meeting with Canadian Bankers Association $29.74
September 10, 2010 Lunch meeting with Deloitte & Touche $40.03
August 30, 2010 Lunch meeting with BDO $33.28
July 10, 2010 - July 16, 2010 IOSCO Standing Committee 1 Meeting $4,255.16
June 9, 2010 - June 12, 2010 Participant in the panel for Financial Executives International $1,700.61
June 1, 2010 Taxi to CICA office for IFRS discussion $10.00
April 26, 2010 - April 30, 2010 IOSCO Standing Committee 1 Meeting $2,798.23
April 16, 2010 Lunch meeting with Price Waterhouse Cooper to discuss secondment arrangement $51.20
TOTAL: $16,348.14
Tracey Stern, Manager- Market Regulation
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
March 5, 2012 - March 9, 2012 International Organization of Securities Commissions Meeting $5,656.83
January 15, 2012 - January 20, 2012 International Organization of Securities Commissions Meeting $7,937.68
October 20, 2011 Canadian Securities Administrators staff dinner meeting $157.86
September 20, 2011 - September 23, 2011 International Organization of Securities Commissions Meeting $1,374.97
September 7, 2011 - September 8, 2011 International Organization of Securities Commissions Meeting $7,322.56
August 23, 2011 - August 24, 2011 Securities Exchange Commission and Commodity Futures Trading Commission Meeting $2,299.02
August 18, 2011 - August 21, 2011 18th Annual Canadian Security Traders Association Conference $768.09
May 3, 2011 - May 5, 2011 International Organization of Securities Commissions meeting $7,206.52
TOTAL: $32,723.53
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 17, 2011 - March 18, 2011 Meetings with the staff of the Securities Exchange Commission and Commodity Futures Trading Commission $1,112.40
March 9, 2011 Taxi fare from work to home - Working late $27.00
February 15, 2011 - February 23, 2011 IOSCO Standing Committee 2 Meeting and Australian Securities and Investment Commission Summer School $12,356.67
January 15, 2011 - January 19, 2011 IOSCO Standing Committee 2 Meeting $5,973.30
November 5, 2010 Lunch to discuss matters relating to Trade-through Implementation committee $68.46
October 18, 2010 - October 22, 2010 IOSCO Standing Committee 2 Meeting $2,005.63
August 12, 2010 - August 14, 2010 Speaker at Canadian Securities Traders Association Conference/Meeting with British Columbia Securities Commission staff $1,660.02
April 26, 2010 - April 30, 2010 IOSCO Standing Committee 2 Meeting $5,906.25
TOTAL: $29,109.73
Edward P. Kerwin, Commissioner
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
May 24, 2011 - May 27, 2011 2011 CSA Biennial Commissioners' Conference $1,460.03
TOTAL: $1,460.03
Vern Krishna, Commissioner
Fiscal Year 2012-2013
Expense Report Details: April 1, 2012 - March 31, 2013
Date Purpose Total Cost
July 21, 2012 - September 30, 2012 Tribunals, Commission Meetings and Committee Meetings (8 Trips) Note: Flight passes purchased $5,007.80
April 1, 2012 - June 30, 2012 Tribunals, Commission Meetings and Committee Meetings (3 Trips) Note: Flight passes purchased $4,139.70
TOTAL: $9,147.50
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
March 22, 2012 - March 30, 2012 Tribunal Hearing, Committee & Commission Meeting (2 trips) Note: Flight passes purchased $4,152.21
January 13, 2012 - March 3, 2012 Tribunals, Commission Meetings and Committee Meetings (4 Trips) Note: Flight passes purchased $4,725.67
December 1, 2011 - December 31, 2011 Travel from Ottawa for Tribunal Hearing, Committee & Commission Meeting (5 Trips) $4,920.00
November 1, 2011 - November 30, 2011 Travel from Ottawa for Tribunal Hearing, Committee & Commission Meeting (5 Trips) $4,594.75
October 1, 2011 - October 31, 2011 Travel from Ottawa for Tribunal Hearing, Committee & Commission Meeting (5 Trips) $4,635.00
September 1, 2011 - September 30, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (2 Trips) $746.00
August 1, 2011 - August 31, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (2 Trips) - 10 Flight passes purchased for future use $4,416.00
July 1, 2011 - July 31, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (3 Trips) $5,209.33
June 1, 2011 - June 30, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (5 Trips) $7,091.95
May 1, 2011 - May 31, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (3 Trips) $3,967.90
April 1, 2011 - April 30, 2011 Travel from Ottawa for Tribunal Hearings, Committee & Commission Meetings (3 Trips) $3,270.00
TOTAL: $47,728.81
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
March 1, 2011 - March 31, 2011 Travel from Ottawa for Tribunal Hearings, Commission and Committee Meetings (4 Trips) $4,281.45
February 1, 2011 - February 28, 2011 Travel from Ottawa for Tribunal Hearings, Commission and Committee Meetings (2 Trips) $1,613.55
January 1, 2011 - January 31, 2011 Travel from Ottawa for Tribunal Hearings, Commission and Committee Meetings $1,243.95
November 8, 2010 - November 10, 2010 Travel from Ottawa for Tribunal Hearings, Commission and Committee Meetings $1,145.07
TOTAL: $8,284.02
Paulette Kennedy, Commissioner
Fiscal Year 2010-2011
Expense Report Details: April 1, 2010 - March 31, 2011
Date Purpose Total Cost
September 21, 2010 - September 22, 2010 Joint Forum Meeting $823.14
TOTAL: $823.14
Craig Gallacher, Senior Investigator
Fiscal Year 2011-2012
Expense Report Details: April 1, 2011 - March 31, 2012
Date Purpose Total Cost
December 15, 2011 Witness interviews $113.04
November 20, 2011 - December 2, 2011 Witness interviews $9,507.04
August 20, 2011 - September 9, 2011 Witness interviews $14,447.95
July 14, 2011 Witness interviews $43.34
June 10, 2011 - June 17, 2011 To host Securities Investigators Training Course $2,997.09
May 19, 2011 Witness interviews $81.74
May 13, 2011 Witness interviews $132.57
April 8, 2011 Witness interviews $94.95
TOTAL: $27,417.72