Industry


Canadian Depository for Securities Limited (CDS) - Rule Review


2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005

2015

February 26, 2015 Notice of Effective Date – Technical Amendments to CDS Procedures Related to Changes for Aequitas Neo Exchange Bring-on
January 22, 2015 Notice of Commission Approval: CDS Clearing and Depository Services Inc. - Material Amendments to CDS Rules - Emergency Authority
January 8, 2015 Notice of Commission Approval: Material Amendments to CDS Rules and Procedures - Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements; Introduction of a CNS Participant Default Fund; Settlement Agent Category Credit Rings

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2014

December 11, 2014 ERRATA - Material Amendments to CDS Procedures Related to Amendments to the Extenders of Credit and Settlement Agent Category Credit Rings
December 11, 2014 ERRATA - Material Amendments to CDS Rules Related to the Extenders of Credit and Settlement Agent Category Credit Rings
November 20, 2014 OSC Staff Notice of Request for Comment: Material Amendments to CDS Procedures – Amendments Related to the Extenders of Credit and Settlement Agents Category Credit Rings
November 20, 2014 OSC Staff Notice of Request for Comment: Material Amendments to CDS Rules - Amendments Related to the Extenders of Credit and Settlement Agents Category Credit Rings
November 20, 2014 OSC Staff Notice of Request for Comment: Material Amendments to CDS Procedures – Amendments Related to the Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements
November 20, 2014 OSC Staff Notice of Request for Comment: Material Amendments to CDS Rules – Amendments Related to the Introduction of a CNS Participant Default Fund
November 20, 2014 OSC Staff Notice of Request for Comment: Material Amendments to CDS Procedures – Amendments Related to the Introduction of a CNS Participant Default Fund
November 6, 2014 Notice of Commission Approval: Amendments to CDS’ Outsourcing Arrangement
October 30, 2014 Notice of Effective Date: Technical Amendments to CDS Procedures – Updates to CDS Sponsorship Service: Access to FINRA OTC Reporting Facility
October 30, 2014 Notice of Effective Date: Technical Amendments to CDS Procedures - Changes to the Collateral Haircuts for Debt Instruments
October 30, 2014 Notice of Effective Date: Technical Amendments to CDS Procedures - Changes to Eligible Collateral for Collateral Pools and Participant Funds
October 26, 2014 Request for Comments - Material Amendments to CDS Rules – Emergency Authority
September 25, 2014 Notice of Commission Approval: Material Amendments to CDS Procedures - Amendments to Processing a New York Link Participant Default
August 14, 2014 Notice of Commission Approval: Material Amendments to CDS Rules - Financial Institutions
July 17, 2014 OSC Staff Notice: Request for Comment - Material Amendments to CDS Procedures - Amendments to Processing a New York Link Participant Default
July 17, 2014 OSC Staff Notice of Request for Comment - Amendments to processing a New York link participant default
July 17, 2014 OSC Staff Notice: Notice of Effective Date - Technical Amendments to CDS Procedures - Segregation of CDSX Functions
July 17, 2014 Notice of Effective Date - Technical amendments for CDSX Segregation of Functions
March 27, 2014 OSC Staff Notice: Notice of Effective Date - Technical Amendments to CDS Procedures - Housekeeping Changes - April 2014
March 27, 2014 Notice of Effective Date: Technical Amendments to CDS Procedures - Housekeeping Changes - April 2014
February 13, 2014 Request for Comments: Material Amendments to CDS Rules - Financial Institutions
February 6, 2014 Notice of Commission Approval: Material Amendments to CDS Rules - Multi-Classification of Limited Purpose Participants
January 16, 2014 Notice of Effective Date: Technical Amendments to CDS Procedures - New Depositary Agent Report: Daily Tender-Payment Tracking Report

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2013

December 19, 2013 Notice of Withdrawal: Material Amendments to CDS Rules - Delegation of Board Authority to Management
November 7, 2013 Notice of Effective Date: Technical Amendments to CDS Procedures - ACT Service Reporting Changes
October 24, 2013 Notice of Commission Approval: CDS Introduction of daily subscription fee for IIROC compliance reporting - Regulation 800.49
September 19, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures Amendments to the Buy-In Process
August 29, 2013 Request for Comments: Daily Subscription Fee for IIROC Compliance Reporting - Regulation 800.49REMOVE
August 15, 2013 Notice of Effective Date: Technical Amendments to CDS Procedures for Housekeeping Changes – July 2013
August 1, 2013 Notice of Commission Approval: CDS Clearing and Depository Services Inc. (CDS) - Material Amendments to CDS Rules - Termination of FINet
July 18, 2013 Notice of Commission Approval: Amendments to By-law No. 1 - CDS
July 18, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures – Trade Confirmation and Matching Compliance as per IIROC Dealer Member Rules 800.49 and 200.1(h) changes
July 11, 2013 Request for Comments: Material Amendments to CDS Procedures - Amendments to the Buy-in Process
June 20, 2013 Notice of Effective Date: Technical Amendments to CDS Procedures - Termination of FINnet
June 6, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Locked-in Trade Reconciliation Service and the NSCC Trade File Pass-through Service
June 6, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Amendments to Buy-in Messaging
May 30, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Modification of Non-Financial Details on Blind Repo Trades
May 16, 2013 Notice and Request for Comments: Material Amendments to CDS Rules - Termination of Finet
May 9, 2013 Request for Comments: Material Amendments to CDS Procedures - Trade Confirmation and Matching Compliance as per IIROC Dealer Member Rules 800.49 and 200.1(h) Changes
March 28, 2013 Notice of Effective Date - Technical Amendments to CDS Procedures - Tax Changes on CDS Forms
March 14, 2013 Request for Comments: CDS Clearing and Depository Services Inc. - Material Amendments to CDS Procedures - Amendments to Buy-In Messaging
March 14, 2013 Notice and Request for Comments: Material Amendments to CDS Procedures - Locked-In Trade Reconciliation Service and the NSCC Trade File Pass-Through Service
March 14, 2013 Notice and Request for Comments: Material Amendments to CDS Procedures - Modification of Non-Financial Details on Blind Repo Trades
February 14, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Decommissioning of NSCC’s OTC Comparison Service
February 14, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Enhancements to the ATON Mutual Fund Transfer Request Process
February 14, 2013 Notice of Commission Approval: Material Amendments to CDS Procedures - Enhancements to the CNS Mandatory Allotment and Conversion Process
January 4, 2013 Notice of Effective Date - Technical Amendments to CDS Procedures - QST Rate Changes on CDS Forms

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2012

December 13, 2012 Request for Comments: Material Amendments to CDS Rules - Multi-Classification of Limited Purpose Participants
December 6, 2012 OSC Staff Notice of Commission Approval: Material Amendments to CDS Rules - CDCC Interface - Phase 2 - Partial Settlement
December 6, 2012 OSC Staff Notice of Commission Approval: Material Amendments to CDS Procedures - CDCC Interface - Caps and Lines of Credit Updates
December 6, 2012 OSC Staff Notice of Commission Approval: Material Amendments to CDS Procedures - CDCC Interface - Phase 2
December 6, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - Enhancements to the CNS Allotment and Conversion Process
December 6, 2012 Notice of Commission Approval: Material Amendments to CDS Procedures - Enhancements to the CNS Allotment Process
November 15, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures Relating to Enhancements to the ATON Mutual Fund Transfer Requests Process
November 15, 2012 Notice and Request for Comment: Material Amendments to CDS Procedures - Decommissioning of NSCC’s OTC Comparison Service
November 8, 2012 Notice of Commission Approval: Amendments to CDS’ Outsourcing Agreement
September 27, 2012 Notice of Commission Approval: Material Amendments to CDS Rules - Disclosure of Participant Information
September 20, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - Enhancements to the CNS Allotment Process
September 13, 2012 Notice and Request for Comments: Material Amendments to CDS Rules & Procedures - CDCC Interface - Phase 2 - Partial Settlement
September 13, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - CDCC Interface - Caps and Lines of Credit Updates
September 13, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - CDCC Interface - Phase 2
August 30, 2012 Notice of Commission Approval: Material Amendments to CDS Procedures - Amendments to Buy-In Process Functionality
August 9, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - Enhancements to the CNS Allotment Process
July 5, 2012 Notice and Request for Comments: Material Amendments to CDS Rules - Delegation of Board Authority to Management
July 5, 2012 Notice and Request for Comments: Material Amendments to CDS Rules - Disclosure of Participant Information
June 21, 2012 Notice of Commission Approval: Material Amendments to CDS Procedures - Modification to the CDSX Interface to the CDCC Fixed Income CCCP
May 31, 2012 Notice of Commission Approval: Material Amendments to CDS Procedures - Elimination of ACV to Entitlement Processors for Security Submit Events
May 24, 2012 Notice of Commission Approval: Material Amendments to CDS Procedures - GIC Funds-Only Trade Service in CDSX
May 10, 2012 Notice and Request for Comments: Material Amendments to CDS Procedures - Amendments to Buy-in Process Functionality
May 10, 2012 Notice of Effective Date: Technical Amendments to CDS Procedures – TRAX Deposit and Withdrawal Service Levels
April 26, 2012 Notice and Request for Comment: Material Amendments to CDS Procedures - Modification to the CDSX interface to the CDCC fixed income CCP
March 23, 2012 Request for Comments: Material Amendments to CDS Procedures - GIC Funds-Only Trade Service in CDSX
March 9, 2012 Request for Comments: Material Amendments to CDS Procedures - Elimination of ACV to Entitlement Processors for Security Submit Events
February 24, 2012 OSC Staff Notice of Commission Approval: Material Amendments to CDS Rules and Procedures - CDCC Interface
February 3, 2012 OSC Staff Notice of Commission Approval: Material Amendments to CDS Procedures - Due Bill Processing in Canada
January 20, 2012 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Alert For Late or Non-Receipt of New York Link Collateral Requirement File
January 20, 2012 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Dividend with Option Enhancements, Proration Indicator, and Automated Withdrawals for Paying Agents

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2011

December 23, 2011 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Annual Issuance and Custodial Certification Forms
December 16, 2011 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Housekeeping Items
November 25, 2011 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Housekeeping Item
November 25, 2011 Notice of Effective Date: CDS - Technical Amendments to CDS Procedures - Housekeeping Items for QST Rate Change
November 4, 2011 Notice of Commission Approval: Material Amendments to CDS Procedures Relating to Change to Recent Period for FINet Loss Allocation
November 4, 2011 Notice of Approval: Application to Vary the Recognition and Designation Order of CDS
October 7, 2011 Notice of Commission Approval: CDS Clearing and Depository Services Inc. (CDS) - Material Amendments to CDS Rules - Electronic Payment of Entitlements
September 9, 2011 Request for Comments: Material Amendments to CDS Procedures - Change to Recent Period for FINet Loss Allocation
September 9, 2011 Notice of Effective Date: Technical Amendments to CDS Procedures - Direct Registration Eligibility
September 9, 2011 Notice of Commission Approval: Material Amendments to CDS Rules - Requirement for Uncertificated Withdrawal of Securities
August 26, 2011 Notice of Withdrawal: Material Amendments to CDS Procedures - Class Code for Federally Guaranteed
August 19, 2011 Request for Comment: Material Amendments to CDS Procedures - Due Bill Processing in Canada
July 22, 2011 OSC Staff Notice of Commission Approval -- Material Amendments to CDS Rules -- Real Time CNS Settlement
July 22, 2011 OSC Staff Notice of Commission Approval -- Material Amendments to CDS Procedures -- Real Time CNS Settlement and CNS Settlement Hold
July 8, 2011 Notice and Request for Comment: Material Amendments to CDS Procedures – CDCC INTERFACE
June 23, 2011 Notice of Effective Date: Technical Amendments to CDS Procedures - Payment Release Messages / Final Tendered Total Alert / TRAX - Market Purchase Transaction
June 23, 2011 Notice of Effective Date: Technical Amendments to CDS Procedures - ISO 15022 MT566 Corporate Action Payment Confirmation Message
May 20, 2011 Request for Comments: Material Amendments to CDS Rules - Requirement for Uncertificated Withdrawal of Securities
May 20, 2011 Request for Comments: Material Amendments to CDS Rules - Electronic Payment of Entitlements
May 6, 2011 Request for Comments: Material Amendments to CDS Procedures - Real Time CNS Settlement and CNS Settlement Hold
May 6, 2011 Request for Comments: Material Amendments to CDS Rules - Real Time Continuous Net Settlement Process
April 22, 2011 OSC Staff Notice of Commission Approval -- Material Amendments to CDS Procedures -- Amendment to Debt Haircut Rates in CDSX
April 8, 2011 Material Amendments to CDS Procedures - Change to Federally Guaranteed Class Code - Request for Comments
April 8, 2011 CDS - Notice of Effective Date - Technical Amendments to CDS Procedures - Housekeeping Items
March 4, 2011 Notice of Commission Approval: Material Amendments to CDS Procedures - Elimination of ACV to Entitlement Processors for Maturing Securities
March 4, 2011 CDS – Notice of Effective Date - Technical Amendments to CDS Procedures - Housekeeping Items
February 18, 2011 Technical Amendments to CDS Procedures - WR1508 - Variable Currency Indicator - Notice of Effective Date
February 18, 2011 Technical Amendments to CDS Procedures - WR1603 - EAS Alert for Depositary Agents on Voluntary Tenders and Tender Withdrawals - Notice of Effective Date
February 11, 2011 Material Amendments to CDS Procedures - Amendment to Debt Haircut Rates in CDSX - Request for Comments

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2010

December 24, 2010 CDS – Request for Comments – Material Amendments to CDS Procedures – Elimination of ACV to Entitlement Processors for Maturing Securities
November 5, 2010 Material Amendments to CDS Rules and Procedures – The CDCC Interface – Notice and Request for Comments
October 15, 2010 CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Items
October 15, 2010 CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- WR961 Separate IRS Filings at Ledger / EIN Level
October 1, 2010 Notice of Commission Approval: Material Amendments to CDS Rules Relating to the Destruction of Non-Transferable Issues
September 10, 2010 CDS - Notice of Commission Approval: Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures - Other Securities
September 10, 2010 Notice of Commission Approval: Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Other Securities
September 10, 2010 CDS - Notice of Commission Approval: Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures - Money Market Securities
September 10, 2010 Notice of Commission Approval: Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Money Market Securities
July 30, 2010 Notice of Commission Approval: Material Amendments to CDS Rules - Participant Application to Use Functionality for Roles re Securities
July 30, 2010 CDS Notice of Effective Date: Technical Amendments to CDS Procedures - Euroclear UK Direct Service
July 30, 2010 Notice of Commission Approval: Material Amendments to CDS Rules - Termination of Euroclear UK Direct Service
July 30, 2010 Notice of Commission Approval: Material Amendments to CDS Rules and Procedures - Soft Cap for the New York Link Service
July 23, 2010 Notice of Commission Approval: Material Amendments to CDS Rules and Procedures - TRAX
July 9, 2010 CDS Notice of Effective Date - Technical Amendments to CDS Procedures - CDSX Procedures and User Guide and Money Market Issue and Entitlements Procedures
July 2, 2010 Technical Amendments to CDS Procedures – Housekeeping Items – Notice of Effective Date
May 28, 2010 CDS Notice of Effective Date: Technical Amendments to CDS Procedures – WR 1085 – Payment Matching for Transfer Agents
May 28, 2010 CDS Notice of Effective Date: Technical Amendments to CDS Procedures – WR 1354 – Matched Trade Deletion Facility
May 28, 2010 CDS Notice of Effective Date: Technical Amendments to CDS Procedures – WR 1185 – Add security value to Deposit & Withdrawal reports
May 28, 2010 CDS Notice of Effective Date: Technical Amendments to CDS Procedures – WR 1346 – New York Link collateral requirement alert
May 28, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Procedures – TRAX
May 21, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Other Securities
May 14, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Rules - Participant Application to Use Functionality for Roles re Securities
May 14, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Rules - Termination of Euroclear UK Direct Service
May 14, 2010 Notice and Request for Comment: Material Amendments to CDS Procedures - Soft Cap for the New York Link Service
May 7, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Rules - Soft Cap for the New York Link Service
May 7, 2010 CDS Notice and Request for Comments: Material Amendments to CDS Rules - TRAX
May 7, 2010 CDS Clearing and Depository Services Inc.: Technical Amendments to CDS Procedures
April 30, 2010 CDS Rule Amendment Notice: Technical Amendments to CDS Procedures – Housekeeping Items – Notice of Effective Date
April 30, 2010 CDS Rule Amendment Notice: Technical Amendments to CDS Procedures – CDS Network Managed Services Implementation – Notice of Effective Date
April 30, 2010 Notice of Commission Approval: Material Amendments to CDS Procedures – Automated Confirmation Transaction (ACT) Service
April 30, 2010 Notice of Commission Approval: Material Amendments to CDS Procedures – New York Link (NYL) Service
April 23, 2010 Material Amendments to CDS Procedures: Issuance of Money Market Securities – Notice and Request for Comments
February 26, 2010 Material Amendments to CDS Procedures:- Automated Confirmation Transaction (ACT) Service -- Request for Comments
February 19, 2010 CDS Clearing and Depository Services Inc. (CDS®) -- Material Amendments to CDS Procedures -- New York Link (NYL) Service --Request for Comments
February 19, 2010 CDS Clearing and Depository Services Inc. (CDS®) -- Notice Of Effective Date -- Technical/Housekeeping Amendments to CDS Rules
February 5, 2010 Technical Amendments to CDS Procedures: WR1098 Regulation SHO Correction Screens - Notice of Effective Date
February 5, 2010 Notice: Technical Amendments to CDS Procedures Relating to Housekeeping Items
January 29, 2010 Material Amendments to CDS Rules – Issuance of Money Market Securities – Notice and Request for Comment
January 29, 2010 Technical Amendments to CDS Procedures -- FINet Housekeeping Changes -- Notice of Effective Date

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2009

November 13, 2009 Notice of Commission Approval: Material Amendments to CDS Procedures - FINet Intraday Netting
November 13, 2009 Technical Amendments to CDS Procedures: New Corporate Action Liability Management Service (CALMS) – Notice of Effective Date
November 6, 2009 Technical Amendments to CDS Procedures: Housekeeping Items - Notice of Effective Date
November 6, 2009 Technical Amendments to CDS Procedures: New Account Number at Harris National Association - Participating in CDS Services, Chapter 15 Collateral Administration, Section 15.1.2 Delivering U.S. Dollar Cash as Collateral - Notice of Effective Date
November 6, 2009 Technical Amendments to CDS Procedures: New Instrument Types for Canada Mortgage Bonds (CMB) and Provincial Savings Bonds (PSB)
October 30, 2009 Notice of Commission Approval: Material Amendments to CDS Procedures – DTC Direct Link Services and New York Link Services
October 9, 2009 Notice of Commission Approval: Material Amendments to CDS Rules -- CALMS (Corporate Action Liability Management Service)
September 25, 2009 CDS Clearing and Depository Services Inc. (CDS®): Technical Amendments to CDS Procedures -- Finalization of rule 204 for Regulation SHO
September 18, 2009 Material Amendments to CDS Procedures: DTC Direct Link and New York Link Services -- Additional Material Amendments To Participant Procedures For The Dtc Direct Link (DDL) And New York Link (NYL) -- Request for Comments
September 18, 2009 Technical Amendments to CDS Procedures: Company Name Change (FMC to SS&C) on Service Eligibility Details -- Unit Functions Form (CDSX799) -- Notice of Effective Date
September 18, 2009 Technical Amendments to CDS Procedures: SWIFT Message Instructions for Euroclear France -- Notice of Effective Date
September 18, 2009 Technical Amendments to CDS Procedures: New Extended Failed Trades File for IIROC Members -- Notice of Effective Date
September 11, 2009 Notice of Commission Approval: Material Amendments to CDS Procedures Relating to Electronic Alert Service (EAS)
September 4, 2009 CDS Rule Amendment Notice: Technical Amendments to CDS Procedures – CDS Test Region Facilities
September 4, 2009 Request for Comments: Material Amendments to CDS Procedures – FINet Intraday Netting
September 4, 2009 Notice of Commission Approval: Material Amendments to CDS Procedures – FINet Function: Security Eligibility
August 14, 2009 Material Amendments to CDS Procedures -- DTC Direct Link and New York Link Services: Changes to Participant Collateral and Funding Requirements - Request for Comments
July 24, 2009 Notice - Technical Amendments to CDS Procedures Relating to New Web User Administration Function
July 10, 2009 Material Amendments to CDS Rules – CALMS (Corporate Action Liability Management Service) – Request for Comments
Uly 3, 2009 Notice and Request for Comment -- Material Amendments to CDS Procedures Relating to New Electronic Alert Service (EAS)
July 3, 2009 CDS Clearing and Depository Services Inc. (CDS®) - Material Amendments To CDS Procedures - CDS Rule 7.3 - Finet Function - 7.3.2 -- Eligibility - Request for Comments
June 5, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to ATON Participant Procedures
May 29, 2009 Technical Amendments to CDS Procedures Relating to Regulation SHO – SEC Interim Final Temporary Rule 204T
May 29, 2009 Technical Amendments to CDS Procedures – Housekeeping Items
May 15, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Regulation SHO – SEC Interim Final Temporary Rule 204T - Additional Close-out Requirements
May 1, 2009 Material Amendments to CDS Rules – Destruction of Non-Transferable Issues – Request for Comment
April 10, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Spanish Maple Bond Forms
March 20, 2009 Notice of Commission Approval – Material Amendments to CDS Rules Relating to the FINet Function
March 13, 2009 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Issuer Electronic Payments
March 13, 2009 Notice of Commission Approval - Material Amendments to CDS Procedures - Transfer and Automation of ISIN Issuance Service
February 6, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Buy-in Screens Enhancements
February 6, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Settled Transaction Report Enhancement
February 6, 2009 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Exchange Trade Reconciliation and Reporting Processes: Change of Process Trigger
January 23, 2009 Request for Comments – Material Amendments to CDS Procedures – Transfer and Automation of the ISIN Issuance Service
January 16, 2009 Technical Amendments to CDS Procedures – Fixed Income Netting Service (FINet®) – Notice of Effective Date

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2008

December 19, 2008 CDS Rule Amendment Notice -- Technical Amendments to CDS Rules -- Governance Concordance -- Executive Committee
December 12, 2008 Notice and Request for Comments - Material Amendments to CDS Rules Relating to Issuer Electronic Payments
December 12, 2008 Notice and Request for Comments - Material Amendments to CDS Rules Relating to FINet Function
November 21, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – New Trade Type ‘MB’
November 21, 2008 Notice of Commission Approval – Material Amendments to CDS Procedures Relating to CAVALI Link Service
November 7, 2008 Technical Amendments to CDS Procedures -- Enhanced Selection Criteria and Inclusion of Withholding Tax on the Settled Transactions Report (000038B) -- Notice of Effective Date
November 7, 2008 Technical Amendments to CDS Rules -- Ongoing Documentation Requirements for Dormant Participants -- Notice of Effective Date
November 7, 2008 Technical Amendments to CDS Procedures -- Dormant Participants -- Notice of Effective Date
November 7, 2008 Notice of Commission Approval -- Material Amendments to CDS Rules - Dormant Participants
October 31, 2008 CDS Rule Amendment Notice — Technical Amendments to CDS Procedures – NCS Restriction on Items per Event Option
October 31, 2008 CDS Rule Amendment Notice — Technical Amendments to CDS Procedures – Acceptor Ability to Change Trade DK Status
October 31, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – New ATON Account Type and Additional ATON File for DTCC
October 31, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Payment Release Event List Screen Enhancement
October 10, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures - Technical Amendments to CDS Procedures Relating to Pledge: Pending Reason Code
October 10, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures - Amendments to CDS Procedures - ITP Stats: Trade Details File and Report
October 10, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures - Technical Amendments to CDS Procedures - Housekeeping Items
October 10, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures - Remove $500,000 Free Funds Movement Edit
October 10, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures -- Buy-in Cease Trade
September 19, 2008 Notice of Commission Approval – Material Amendments to CDS Procedures – Exchange Trades Procedures
September 12, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Remove $500,000 Free Funds Movement Edit
September 12, 2008 Notice and Request for Comment - Material Amendments to CDS Procedures Relating to CAVALI Link Service
September 12, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures - Housekeeping Items
September 12, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Pledge: Pending Reason Code
September 12, 2008 Notice of Commission Approval – Material Amendments to CDS Rules – Free Payment Restrictions in CDSX
September 5, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Buy-in Cease Trade
August 29, 2008 CDS Rule Amendment Notice -- Technical Amendments to CDS Procedures -- ITP Stats: Trade Details File and Report
August 29, 2008 CDS Rule Amendment Notice -- Technical Amendments to CDS Procedures -- Spanish Maple Bonds
August 8, 2008 Notice and Request for Comment – Material Amendments to CDS Procedures Relating to Exchange Trades
July 25, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Participant Claims – Appeal Limit Change
July 25, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Dividend Eligibility Reporting Service and Mutual Fund and Limited Partnership Tax Breakdown Service Amendment
July 4, 2008 Notice and Request for Comment – Material Amendments to CDS Rules – Free Payment Restrictions in CDSX
July 4, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Non-Compliant Position with Regulation SHO
June 27, 2008 CDS Rule Amendment Revised Notice -- Technical Amendments to CDS Procedures -- IRS Section 302 Regulation
June 27, 2008 CDS Rule Amendment Revised Notice -- Technical Amendments to CDS Procedures -- Reg SHO Procedure Change
June 27, 2008 CDS Rule Amendment Revised Notice -- Technical Amendments to CDS Procedures -- ITP Stats: Supplement Trade Details
June 27, 2008 CDS Rule Amendment Revised Notice -- Technical Amendments to CDS Procedures -- Pledge: Remove Loan Items; Pledge: Update Loan Item for Stock Splits and Stock Distribution Type Events
June 27, 2008 CDS Rule Amendment Revised Notice -- Technical Amendments to CDS Procedures -- Pledge: Changes to RMS 171 and 172 Security Loan Item Reports
June 27, 2008 Notice and Request for Comment -- Material Amendments to CDS Rules Relating to Dormant Participants
May 2, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – ACCESS Redaction
April 25, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Pledge: Suppress Auto Claim; Pledge: Remove Loan Items; Pledge: Update Loan Item for Stock Splits and Stock Distribution Type Events
April 25, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Reg SHO Procedure Change
April 18, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – ITP Stats: Supplement Trade Details
April 18, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Pledge: Changes to RMS 171 and 172 Security Loan Item Report
April 18, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to IRS Section 302 Regulation
March 14, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Receiver General of Canada – CUID Exemption re $50mm Trade Rule Edit
February 29, 2008 Notice of Commission Approval – Material Amendments to CDS Rules Relating to ACCESS Service
February 15, 2008 Technical Amendments to CDS Procedures Relating to 1042S Reporting - Detail File Procedures
February 1, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Failure to Receive Participant Procedures
January 25, 2008 Commission Approval to CDS Procedures Relating to Dormant Participant Procedures
January 25, 2008 Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Dormant Participant Procedures
January 18, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Deposit and Withdrawal Messaging Procedures
January 4, 2008 Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Tax Breakdown Service Procedures
January 4, 2008 Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Dividend Eligibility Reporting Service Procedures
January 4, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to Euroclear UK Direct Participant Procedures
January 4, 2008 CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to U.S. Withholding Tax Detail File Procedures

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2007

December 21, 2007 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Issuer Buy-Back Procedures
December 14, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Regulation SHO Procedures
December 14, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Pledge and Settlement Procedures
November 16, 2007 Notice and Request for Comment - Material Amendments to CDS Procedures Relating to Dormant Participant Procedures
November 9, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Non-Exchange Trade Modification
November 2, 2007 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Failure-to-Receive in CCP Services and CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CCP Fails to Receive
November 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Reporting Procedures
November 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Report Management System Procedures
November 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Domestic Securities Buy-In Procedures
November 2, 2007 Notice and Request for Comment - Material Amendments to CDS Procedures Relating to Issuer Buy-Back Procedures
October 26, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Trade Tolerance Procedures
October 26, 2007 CDS Notice and Request for Comment - Material Amendments to CDS Procedures Relating to Tax Breakdown Service Procedures
October 26, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Dividend Eligibility Reporting Service Procedures
October 19, 2007 CDS Rule Amendments Notice - Technical Amendments to CDS Procedures Relating to Withholding Tax Reconciliation
October 19, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Alignment with AMF Recognition Decision
September 28, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Regulation SHO
August 31, 2007 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Euroclear UK Direct Service and CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Euroclear UK Direct Services Procedures
August 31, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Application for Participation
August 24, 2007 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Security Master File Enhancement
August 3, 2007 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Maximum Debt Trade Amount
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Unsettled Non-Exchange Trade Report
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Beneficiary Account Number
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to New Trade Type
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Delivery Services
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Claims on Loan Items
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Dutch Auction Tender Report
July 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Automated Pledge Claims Procedures
July 20, 2007 CDS Rule Amendment Notice -- Technical Amendments to CDS Procedures Relating to Issuer Code Warning Report
June 22, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Security Master File Enhancement
June 15, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Institutional Trade Reporting Statistics
June 8, 2007 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participants
May 4, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to International Services
May 4, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Automated Pledge Claims Procedures
May 4, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Deliverer Buy-in Procedures
April 20, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Constrained Entitlements
April 13, 2007 Notice of Commission Approval - Material Amendments to CDS Rules Relating to International Services
April 13, 2007 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Exchange Trades
April 13, 2007 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Constrained Entitlements
April 13, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Delivery Services Participant Procedures
April 13, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to Failure-to-Receive in CCP Services
March 30, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participant
March 23, 2007 Notice of Commission Approval - Material Amendments to CD Rules Relating to the Rule Amendment Process
March 23, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to OFAC
March 9, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Maximum Debt Trade Amount
February 23, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Delivery Services - Responsibility for Shipments
February 9, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Exchange Trades
February 9, 2007 CDS Rule Amendment Notice - Technical Amendment to CDS Procedures Relating to IESS Manifest Form Procedures
February 2, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to International Services
February 2, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to Constrained Entitlements
February 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to International Services Procedures
February 2, 2007 CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to the Rule Amendment Process
February 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Event Claims Proceures
February 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to SWIFT Release
February 2, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to CDS Participant Procedures
January 26, 2007 CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation

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2006

December 22, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Strip Bond Monthly Reports Service
December 8, 2006 CDS Notice and Request for Comments - Material Amendments to CDS Rules Relating to CREST Link
December 1, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to International Services Procedure
November 17, 2006 CDS Rule Amendment Notice - Technical Amendments to ATON User Guide
November 17, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation - Corporate Restructuring
November 17, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to the USTA
November 17, 2006 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to International Services Procedures
November 3, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Delivery Services
October 27, 2006 CDS Rule Amendment Notice -- Technical Amendment to CDS Procedures -- Intellectual Property Procedures
October 27, 2006 Material Amendments to CDS Rules Relating to Delivery Services -- Summary of Comments
October 27, 2006 CDS Rule Amendment -- Delivery Services -- Revisions in Response to Comments
October 27, 2006 Notice of Commission Approval -- Material Amendments to CDS Rules Relating to Delivery Services
October 20, 2006 Material Amendments to CDS Rules Relating to Intellectual Property Rights - Summary of Comments
October 20, 2006 CDS Rule Amendment - Intellectual Property Rights
October 20, 2006 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Intellectual Property Rights
September 29, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - New Exchange Procedures
September 22, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Rules Relating to Corporate Restructuring
September 15, 2006 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to International Services Procedures
August 25, 2006 CDS Rule Amendments Notice - Technical Amendments to CDS Application for Participation - ACT
August 18, 2006 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Mark-to-Market Component of Continuous Net Settlement Collateral Requirement
August 18, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Contingency Services
August 18, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Regulation SHO
August 18, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Data Expansion
August 18, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Funds Transfer
August 11, 2006 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Late Delivery of Collateral
August 11, 2006 Notice of Commission Approval - Material Amendments to CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participants
July 21, 2006 Material Amendments to CDS Rules - Delivery Services - Request for Comments
July 21, 2006 Notice of Commission Approval - Material Amendments to CDS Rules - ACT Participant
July 14, 2006 Notice of Commission Approval - Material Amendments to CDS Rules Governing Cross-Border Services - Regulation SHO
June 9, 2006 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Late Delivery of Collateral
June 9, 2006 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to Mark-to-Market Component of Continuous Net Settlement Collateral Requirement
June 9, 2006 CDS Notice and Request for Comments - Material Amendments to CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participant
May 26, 2006 Notice and Request for Comments - Material Amendments to CDS Rules Relating to Intellectual Property Rights
May 19, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Application for Participation - ATON
May 12, 2006 CDS - Material Amendments to CDS Rules - ACT Participant
May 5, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - CDS Buy-in Windows
May 5, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - CDS Projected Payment and Tender Breakdown Reports
May 5, 2006 CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Institutional Trade Reporting
May 5, 2006 CDS Rule Amendment Notice - Technical Amendment to CDS Procedures - Special Requests for Outstanding Issues
April 28, 2006 Notice of Commission Approval - Material Amendments to CDS Rules Relating to Access to the Account Transfer Online Notification Service
March 10, 2006 CDS Rule Amendment Notice- Technical Amendments to CDS Procedures CCP Cap
February 17, 2006 CDS Rule Amendments Notice - Technical Amendments to CDS Reporting Procedures
February 17, 2006 CDS Rule Amendments Notice - Technical Amendments to CDS U.S. Deposit and WIthdrawal Procedures
February 17, 2006 CDS Rule Amendments Notice - Technical Amendments to CDS Money Market Issue and Entitlement Procedures
February 17, 2006 Notice of Commission Approval - Material Amendments to CDS Rules Relating to CCP Capping
February 3, 2006 Notice and Request for Comment - Material Amendments to CDS Rules Relating to Access to the Account Transfer Online Notification (ATON) Service
February 3, 2006 Material Amendments to CDS Rules Relating to Access to the Account Transfer Online Notification (ATON) Service
February 3, 2006 Notice and Request for Comment - Material Amendments to CDS Rules Relating to Cross-Border Services - Regulation SHO
February 3, 2006 Material Amendments to CDS Rules Relating to Cross-Border Services - Regulation SHO
January 13, 2006 CDS Notice of Commission Approval - Material Amendments to CDS Rules Relating to Eligibility Criteria for CAD RCP
January 13, 2006 CDS Notice of Commission Approval - Material Amendments to CDS Rules Relating to Entitlement Payments
January 13, 2006 CDS Notice of Commission Approval - Material Amendments to CDS Rules Relating to Qualifications for Participation - Foreign Institutions
January 13, 2006 CDS Notice of Commission Approval - Technical Amendments to CDS Free Payments Funds Transfer Rule
January 13, 2006 CDS Notice of Commission Approval - Technical Amendments to CDS Free Payments Funds Transfer Rule

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2005

December 2, 2005 CDS Notice and Request for Comment - Material Amendments to CDS Rules Relating to CCP Capping
December 2, 2005 Material Amendments to CDS Rules Relating to CCP Capping
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - CDSX Procedures and User Guide
November 4, 2005 Technical Amendments to CDS Rules - CDSX Procedures and User Guide Relating to Options and Entitlements
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Money Market Issue and Entitlement Procedures
November 4, 2005 Technical Amendments to CDS Rules - Money Market Issue and Entitlement Procedures
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - CDS Trade and Settlement Procedures Relating to Exchange Trades
November 4, 2005 Technical Amendments to CDS Rules - CDS Trade and Settlement Procedures Relating to Exchange Trades
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Pledge and Settlement Procedures
November 4, 2005 Technical Amendments to CDS Rules - Pledge and Settlement Procedures
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Procedures for Participating in CDS Services
November 4, 2005 Technical Amendments to CDS Rules - Procedures for Participating in CDS Services
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - CDS/DTC Cross-Border Movement Service Participant Procedures
November 4, 2005 Technical Amendments to CDS Rules - CDS/DTC Cross-Border Movement Service Participant Procedures
November 4, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Reporting Procedures
November 4, 2005 Technical Amendments to CDS Rules - Reporting Procedures
October 21, 2005 CDS Notice and Request for Comment - Material Amendments to CDS Rules Relating to Eligibility Criteria for CAD RCP
October 21, 2005 CDS Notice of Request for Comments - Material Amendments to CDS Rules Relating to Eligibility Criteria for CAD RCP
October 21, 2005 CDS Notice and Request for Comment - Material Amendments to CDS Rules Relating to Entitlement Payments
October 21, 2005 CDS Notice of Request for Comments - Material Amendments to CDS Rules Relating to Entitlement Payments
October 21, 2005 CDS Notice and Request for Comment - Material Amendments to CDS Rules Relating to Qualifications for Participation - Foreign Institutions
October 21, 2005 CDS Notice of Request for Comments - Material Amendments to CDS Rules Relating to Qualifications for Participation - Foreign Institutions
September 2, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Procedure Maintenance Clarifications, Stylistic Amendments and Error Corrections
September 2, 2005 Technical Amendments to CDS Rules - Procedure Maintenance Clarifications, Stylistic Amendments and Error Corrections
September 2, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules
September 2, 2005 CMS and IRMS Changes and Technical Amendments to CDS Rules - CMS and IRMS Changes
September 2, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - CNS and ACCESS
September 2, 2005 Technical Amendments to CDS Rules - CNS and ACCESS
September 2, 2005 Notice of Commission Approval - Technical Amendments to CDS Rules - Enhancement to B2B Compliance Reporting
September 2, 2005 Technical Amendments to CDS Rules - Enhancement to B2B Compliance Reporting

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