Securities Law & Instruments

45-106 - Prospectus Exemptions

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Final and Approved:
Proposals:
Related Information:
History of 45-106 - Prospectus Exemptions
August 13, 2015 Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
June 25, 2015 Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
June 25, 2015 CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
May 21, 2015 CSA Staff Notice 45-304 (Revised) – Notice of Local Exemptions Related to NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
April 30, 2015 Information on where to deliver undertaking under section 2.35.4
April 30, 2015 Changes to Companion Policy 45-106CP Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Companion Policy 45-106CP Prospectus and Registration Exemptions (Blackline of Changes Relating to the Accredited Investor, Minimum Amount Investment and Short-term Debt Prospectus Exemptions and Short-term Securitized Products)
April 30, 2015 Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 30, 2015 Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products
April 30, 2015 Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus and Registration Exemptions and Consequential Amendments
February 19, 2015 Backgrounder - Exempt Market Review (Updated)
February 19, 2015 Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
November 27, 2014 Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale Restrictions and Proposed Repeal of NI 45-101 Rights Offering
Comments Received
March 20, 2014 Backgrounder - Exempt Market Review
March 20, 2014 Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario
Comments Received
February 27, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Comments Received
January 23, 2014 Proposed Amendments: NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments
Comments Received
November 21, 2013 OSC Staff Notice: 45-713 - Reports of Exempt Distribution - Compliance with Filing Requirements
April 25, 2013 Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Comments Received
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
September 13, 2012 Republication and Request for Comment: Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers and Related Amendments
Comments Received
April 26, 2012 CSA Staff Notice: 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus and Registration Exemptions
April 13, 2012 Unofficial Consolidation of National Instrument 45-106 and Companion Policy as of April 13, 2012
November 10, 2011 Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
June 15, 2011 CSA Staff Notice 11-315 - Extension of Consultation Period
April 1, 2011 Request for Comments: Proposed Amendments to NI 45-106
Comments Received
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
October 1, 2010 Notice of IFRS-Related Amendments to NI 45-106 Prospectus And Registration Exemptions and Companion Policy 45-106CP Prospectus And Registration Exemptions
April 23, 2010 Proposed Consequential Amendments to NI 51-102: Request for Comment: NI 43-101 Standards of Disclosure for Mineral Projects
Comments Received
November 27, 2009 CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and NI 31-103 Registration Requirements and Exemptions
October 16, 2009 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions
September 18, 2009 Amendments
September 18, 2009 Notice of Ministerial Approval of Repeal and Replacement
July 17, 2009 National Instrument: NI - 45-102 - Resale of Securities
July 17, 2009 Notice of Commission Approval of Repeal and Replacement: NI - 45-102 - Resale of Securities
May 22, 2009 Notice and Request for Comment: NI - 45-102 - Resale of Securities
February 29, 2008 Notice and Request for Comment: NI - 45-102 - Resale of Securities
Comments Received
January 6, 2006 Notice of Ministerial Approval: NI - 45-106 - Prospectus and Registration Exemptions
January 6, 2006 Ontario Amending Instrument: NI - 45-106 - Prospectus and Registration Exemptions
December 9, 2005 Notice: NI - 45-106 - Prospectus and Registration Exemptions
December 9, 2005 Amendment: NI - 45-106 - Prospectus and Registration Exemptions
December 2, 2005 CSA Staff Notice: NI - 45-106 - Prospectus and Registration Exemptions
October 21, 2005 Request for Comment
October 21, 2005 CSA Request for Comment
October 7, 2005 Notice of Correction: NI - 45-106 - Prospectus and Registration Exemptions
September 9, 2005 CSA Staff Notice: 45-304 - Notice of Local Exemptions Related to NI 45-106 - Prospectus and Registration Exemptions
September 9, 2005 Notice of Ministerial Approval
September 9, 2005 National Instrument and Consequential Amendments
July 8, 2005 CSA Table of Concordance: NI - 45-106 - Prospectus and Registration Exemptions
July 8, 2005 National Instrument and Consequential Amendments
July 8, 2005 Notice of Commission Approval: NI - 45-106 - Prospectus and Registration Exemptions
December 17, 2004 Notice: NI - 45-106 - Prospectus and Registration Exemptions
Comments Received
December 17, 2004 Proposed National Instrument and Proposed Consequential Amendments