Securities Law & Instruments

35-502 - Non-Resident Advisers

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Final and Approved:
Proposals:
Related Information:
History of 35-502 - Non-Resident Advisers
October 16, 2014 Final amendments to NI 31-103, NI 33-109, NI 52-107, OSC rule 33-506 and OSC rule 35-502 and related forms
December 5, 2013 Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Comments Received
September 18, 2009 Unofficial Consolidated Rule as of September 28, 2009: OSC Rule - 35-502 - Non-Resident Advisers
July 17, 2009 Notice of Amendments
November 14, 2003 Correction to Amendments: OSC Rule - 35-502 - Non-Resident Advisers
October 31, 2003 Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
October 31, 2003 Notice of Ministerial Approval of Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 29, 2003 Notice of Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 29, 2003 Notice- Notice of Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
February 14, 2003 Amendments: OSC Rule - 35-502 - Non-Resident Advisers
February 14, 2003 Notice of Minister of Finance Approval of Amendments: OSC Rule - 31-501 - Registrant Relationships
December 20, 2002 Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
Comments Received
December 20, 2002 Notice - Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
November 29, 2002 Amendment: OSC Rule - 35-502 - Non-Resident Advisers
November 29, 2002 Notice of Amendment: OSC Rule - 35-502 - Non-Resident Advisers
November 29, 2002 Notice - Notice of Amendment: OSC Rule - 31-501 - Registrant Relationships
November 24, 2000 Notice and Final Rule (effective November 18, 2000): OSC Rule - 35-502 - Non-Resident Advisers
September 22, 2000 Final Rule: OSC Rule - 35-502 - Non-Resident Advisers
June 23, 2000 Proposed Rule: OSC Rule - 35-502 - Non-Resident Advisers
October 2, 1998 Proposed Rule: OSC Rule - 35-502 - Non-Resident Advisers