Securities Law & Instruments

33-109 - Registration Information Requirements

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Final and Approved:
Proposals:
Related Information:
History of 33-109 - Registration Information Requirements
June 7, 2018 Notice of Ministerial Approval of Amendments to NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106 and OSC Rule 33-506
June 7, 2018 Amendments to National Instrument 33-109 Registration Information
March 29, 2018 CSA Notice of Amendments Relating to Designated Rating Organizations
December 4, 2017 Unofficial Consolidation of NI 33-109 and its CP as of December 4, 2017
November 30, 2017 Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Related Instruments
November 30, 2017 Amendments to National Instrument 33-109 Registration Information
July 27, 2017 Amendments to NI 31-103 and Related Instruments
July 6, 2017 CSA Notice and Request for Comment Relating to Designated Rating Organizations
Comments Received
July 7, 2016 CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, NI 33-109
Comments Received
January 15, 2015 Amendments to NI 33-109 Registration Information
January 11, 2015 Unofficial consolidation of NI 33-109 and its CP as of January 11, 2015
January 9, 2015 Notice of Ministerial Approval: Amendments to National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations And Related Instruments
December 5, 2013 Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms
Comments Received
May 31, 2013 Unofficial consolidation of NI 33-109 and its CP as of May 31, 2013
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
July 8, 2011 Amendments: NI 33-109 Registration Information
July 8, 2011 Notice of Ministerial Approval of Amendments: NI 31-103 Registration Requirements and Exemptions and Related Instruments
April 15, 2011 Amended National Instrument 31-103, National Instrument 33-109 and OSC Rule 33-506
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
October 1, 2010 Notice of IFRS-Related Amendments to Registration Materials
October 23, 2009 Notice and Request for Comment: Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and Companion Policy 31-103 CP Registration Requirements and Exemptions and Proposed Amendments to NI 33-109 Registration Information
July 17, 2009 Notice of Repeal and Replacement of National Instrument 33-109 Registration Information and amendments to National Instrument 31-102 National Registration Database and Related Forms and Policies (NRD): NI - 31-102 - National Registration Database
July 17, 2009 National Instrument: NI - 33-109 - Registration Information Requirements
July 17, 2009 Companion Policy: NI - 33-109 - Registration Information Requirements
February 29, 2008 Request for Comments - Notice of Proposed Amendments: NI - 31-102 - National Registration Database
June 15, 2007 Notice of Ministerial Approval: NI - 31-102 - National Registration Database
June 15, 2007 National Instrument: NI - 33-109 - Registration Information Requirements
June 15, 2007 Companion Policy: NI - 33-109 - Registration Information Requirements
June 15, 2007 Amendment: NI - 33-109 - Registration Information Requirements
February 23, 2007 Notice of Amendments: NI - 31-102 - National Registration Database
February 23, 2007 Notice of CSA Request for Comments: NI - 33-109 - Registration Information Requirements
May 12, 2006 Notice of Proposed Amendments: NI - 31-102 - National Registration Database
February 14, 2003 Multilateral Instrument and Companion Policy: NI - 33-109 - Registration Information Requirements
February 14, 2003 Notice of Minister of Finance Approval: NI - 33-109 - Registration Information Requirements
November 15, 2002 Final Multilateral Instrument and Companion Policy: NI - 33-109 - Registration Information Requirements
November 15, 2002 Notice and Commission Approval of Rule Under the Securities Act: NI - 33-109 - Registration Information Requirements
November 15, 2002 Notice of Approval by Commission of Instrument, Rule and Companion Policies: NI - 33-109 - Registration Information Requirements
June 14, 2002 Notice and Request for Comments: NI - 33-109 - Registration Information Requirements
Comments Received
June 14, 2002 Multilateral Instrument: NI - 33-109 - Registration Information Requirements
January 11, 2002 Notice - Appendix A to the Notice of Proposed Multilateral Instrument 33-109: NI - 33-109 - Registration Information Requirements
December 14, 2001 Notice: NI - 33-109 - Registration Information Requirements
Comments Received
December 14, 2001 Multilateral Instrument, Companion Policy, and Forms: NI - 33-109 - Registration Information Requirements