Securities Law & Instruments

21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4

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Proposals:
Related Information:
History of 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
April 7, 2016 CSA Notice of Approval - Amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101CP to National Instrument 23-101 Trading Rules
October 1, 2015 Unofficial consolidation of NI 21-101, Forms and Companion Policy, effective October 1, 2015
October 1, 2015 Changes to Companion Policy 21-101CP Marketplace Operation
October 1, 2015 Amendments to NI 21-101 Marketplace Operation
October 1, 2015 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
September 10, 2015 OSC Staff Notice 21-709 - Marketplace Operation and Forms 21-101F1 and 21-101F2
June 25, 2015 CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
January 1, 2015 Unofficial consolidation of NI 21-101 and its CP as of January 1, 2015
December 30, 2014 Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP
December 30, 2014 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP
October 23, 2014 CSA Notice of Approval - Amendments to NI 21-101 Marketplace Operation
April 24, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Comments Received
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
October 4, 2012 Processes for the Review and Approval of Rules and the Info Contained in Forms 21-101F1 and 21-101F2
June 14, 2012 Amendments to NI 21-101 Marketplace Operation
June 14, 2012 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, and to NI 23-101 Trading Rules and Companion Policy 23-101CP
June 14, 2012 Notice of Ministerial Approval of Repeal of OSC Rule 21-501 Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 – Marketplace Operation
March 23, 2012 Amendments to NI 21-101 Marketplace Operation, Companion Policy 21-101CP, NI 23-101 Trading Rules and Companion Policy 23-101CP and Repeal of OSC Rule 21-501
March 23, 2012 Repeal of OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
October 28, 2011 OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
March 18, 2011 Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules
Comments Received
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
October 1, 2010 Appendix H of CSA Notice implementing IFRS-Related Amendments to NI 52-107
January 22, 2010 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules, Companion Policy
January 22, 2010 Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, NI 23-101 Trading Rules and Companion Policy 23-101CP
December 18, 2009 CSA Notice of Technical Corrections and Amendments to National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
November 13, 2009 CSA Notice and Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
October 9, 2009 Notice of Correction -- TSX INC. -- s. 15.1 of NI 21-101 Marketplace Operation
October 17, 2008 Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
October 17, 2008 Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
September 5, 2008 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
September 5, 2008 Notice of Ministerial Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 20, 2008 CSA Notice on Best Execution and Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 22, 2007 Extension of Comment Period (for 21-306): CSA Staff Notice - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
April 20, 2007 Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
April 20, 2007 Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
December 22, 2006 Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 22, 2006 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 15, 2006 Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 15, 2006 Amendments to National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
July 14, 2006 Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
January 9, 2004 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
January 9, 2004 Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Notice of Commission Approval: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 13, 2003 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 13, 2003 Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
June 13, 2003 Notice - Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
November 2, 2001 Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
August 17, 2001 Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
July 28, 2000 Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
July 2, 1999 Notice and Proposed National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received