Securities Law & Instruments

81-105 - (formerly 81-503) - Mutual Fund Sales Practices

View History
Final and Approved:
September 18, 2009 Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
May 1, 1998 Final National Instrument 81-105 (effective May 1, 1998)
Proposals:
September 13, 2018 Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Related Information:
April 27, 2007 OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
History of 81-105 - (formerly 81-503) - Mutual Fund Sales Practices
September 13, 2018 Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
September 18, 2009 Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
April 27, 2007 OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
May 1, 1998 Final National Instrument 81-105 (effective May 1, 1998)
February 6, 1998 CSA Notice of Final National Instrument 81-105
February 6, 1998 Final National Instrument 81-105
February 6, 1998 Final Companion Policy 81-105
December 12, 1997 CSA Staff Notice 81-302 Mutual Fund Sales Practices
July 25, 1997 Notice of Proposed National Instrument 81-105
July 25, 1997 Proposed National Instrument 81-105
July 25, 1997 Proposed Companion Policy 81-105