Securities Law & Instruments

81-105 - (formerly 81-503) - Mutual Fund Sales Practices

View History
Final and Approved:
September 18, 2009 Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
May 1, 1998 Final National Instrument 81-105 (effective May 1, 1998)
Proposals:
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Related Information:
April 27, 2007 OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
History of 81-105 - (formerly 81-503) - Mutual Fund Sales Practices
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
September 18, 2009 Unofficial Consolidated National Instrument 81-105 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
April 27, 2007 OSC Staff Notice 11-760 Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices
May 1, 1998 Final National Instrument 81-105 (effective May 1, 1998)
February 6, 1998 CSA Notice of Final National Instrument 81-105
February 6, 1998 Final National Instrument 81-105
February 6, 1998 Final Companion Policy 81-105
December 12, 1997 CSA Staff Notice 81-302 Mutual Fund Sales Practices
July 25, 1997 Notice of Proposed National Instrument 81-105
July 25, 1997 Proposed National Instrument 81-105
July 25, 1997 Proposed Companion Policy 81-105