Securities Law & Instruments

81-101 81-101CP - Mutual Funds Prospectus Disclosure

View History
Final and Approved:
November 5, 2015 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
February 12, 2015 Changes to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
February 12, 2015 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
February 12, 2015 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
December 11, 2014 Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts – CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
September 22, 2014 Unofficial Consolidated National Instrument 81-101 and Companion Policy as of September 22, 2014
September 18, 2014 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
June 19, 2014 Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
March 26, 2014 CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds – Point of Sale Delivery of Fund Facts
Comments Received
December 19, 2013 Amendments to Companion Policy 81-101CP to National Instrument 81-101 Mutual Fund Prospectus Disclosure
December 19, 2013 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
August 1, 2013 Changes to Companion Policy 81-101CP to NI 81-101 Mutual Funds Prospectus Disclosure
August 1, 2013 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
August 1, 2013 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
June 13, 2013 CSA - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Delivery of Fund Facts - Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, 81-101F3, Companion Policy 81-101CP to NI 81-101 and Consequential Amendments
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 81-101 Mutual Fund Prospectus Disclosure and Companion Policy 81-101CP
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 28, 2013 CSA Notice of Amendments to Prospectus Rules (Final)
February 9, 2012 Notice of Amendments (Related to Modernization of National Instrument 81-102)
December 10, 2010 Amendment to Companion Policy 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
June 18, 2010 Amendment to Form 81-101F2 (Related to Brokerage Arrangements Amendments effective June 30, 2010)
March 7, 2008 Amendment to National Instrument 81-101 (Related to National Instrument 41-101 effective March 17, 2008)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
January 16, 2004 Final Amendment (Related to National Instrument 81-102 effective December 31, 2003)
October 10, 2003 Amendment (Related to National Instrument 81-102 effective December 31, 2003)
February 16, 2001 Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)
January 28, 2000 Final National Instrument 81-101 and Companion Policy 81-101 (effective February 1, 2000)
Proposals:
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
June 21, 2012 CSA Notice and Request for Comment: Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
August 12, 2011 Request for Comments on Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
July 15, 2011 Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 41-101)
Comments Received
Related Information:
July 31, 1998 Table of Concordance: Proposed National Instrument 81-101 and National Policy No. 36
History of 81-101 81-101CP - Mutual Funds Prospectus Disclosure
November 5, 2015 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
September 3, 2015 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
February 12, 2015 Changes to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
February 12, 2015 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
February 12, 2015 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
December 11, 2014 Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts – CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
September 22, 2014 Unofficial Consolidated National Instrument 81-101 and Companion Policy as of September 22, 2014
September 18, 2014 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
June 19, 2014 Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
March 26, 2014 CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds – Point of Sale Delivery of Fund Facts
Comments Received
December 19, 2013 Amendments to Companion Policy 81-101CP to National Instrument 81-101 Mutual Fund Prospectus Disclosure
December 19, 2013 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
August 1, 2013 Changes to Companion Policy 81-101CP to NI 81-101 Mutual Funds Prospectus Disclosure
August 1, 2013 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
August 1, 2013 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
June 13, 2013 CSA - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Delivery of Fund Facts - Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, 81-101F3, Companion Policy 81-101CP to NI 81-101 and Consequential Amendments
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 81-101 Mutual Fund Prospectus Disclosure and Companion Policy 81-101CP
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
February 28, 2013 CSA Notice of Amendments to Prospectus Rules (Final)
June 21, 2012 CSA Notice and Request for Comment: Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
April 6, 2012 Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
February 9, 2012 Notice of Amendments (Related to Modernization of National Instrument 81-102)
August 12, 2011 Request for Comments on Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
July 15, 2011 Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 41-101)
Comments Received
December 10, 2010 Amendment to Companion Policy 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
October 8, 2010 Notice of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
June 25, 2010 Request for Comments on Proposed Amendments (Modernization of National Instrument 81-102)
Comments Received
June 18, 2010 Amendment to Form 81-101F2 (Related to Brokerage Arrangements Amendments effective June 30, 2010)
June 18, 2010 Notice of Ministerial Approval of Amendments (Brokerage Arrangements Amendments)
April 9, 2010 CSA Notice of Amendments (Brokerage Arrangements Amendments)
October 16, 2009 Proposed Amendments (Related to National Instrument 81-106)
October 9, 2009 Notice of Proposed Amendments (Brokerage Arrangements Amendments)
June 19, 2009 Request for Comments on Implementation of Point of Sale Disclosure for Mutual Funds
Comments Received
June 19, 2009 Proposed Amendments (Related to Implementation of Point of Sale Disclosure for Mutual Funds)
March 7, 2008 Amendment to National Instrument 81-101 (Related to National Instrument 41-101 effective March 17, 2008)
December 21, 2007 Notice of Repeal (Related to National Instrument 41-101)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
July 28, 2006 Notice of Amendments (Related to National Instrument 81-107)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
May 27, 2005 Proposed Amendments (Related to Proposed National Instrument 81-107)
January 16, 2004 Final Amendment (Related to National Instrument 81-102 effective December 31, 2003)
January 16, 2004 Notice of Ministerial Approval of Amendments (Fund of Fund Amendments)
October 10, 2003 Amendment (Related to National Instrument 81-102 effective December 31, 2003)
October 10, 2003 Notice of Amendments and Summary of Comments (Fund of Fund Amendments)
October 10, 2003 Notice of Commission Approval of Amendments (Fund of Fund Amendments)
September 20, 2002 Proposed Amendments (Related to National Instrument 81-106)
July 19, 2002 Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
July 19, 2002 Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
Comments Received
April 13, 2001 Notice of Ministerial Approval of Amendments (Related to Amendments to National Instrument 81-102)
February 16, 2001 Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)
January 28, 2000 Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 81-102)
January 28, 2000 Final National Instrument 81-101 and Companion Policy 81-101 (effective February 1, 2000)
November 12, 1999 Notice of Final Instrument and Summary of Comments on National Instrument 81-101 and Companion Policy 81-101 and Rescission of National Policy No. 36
April 30, 1999 Notice of Proposed Changes, Summary of Comments on Proposed National Instrument 81-101 and Rescission of National Policy No. 36
July 31, 1998 Notice of Proposed National Instrument: NI - 81-101 81-101CP - Mutual Fund Prospectus Disclosure and Rescission of National Policy No. 36
July 31, 1998 Summary of Comments Received on Concept Proposal
July 31, 1998 Proposed National Instrument 81-101 and Rescission of National Policy No. 36
July 31, 1998 Proposed Companion Policy 81-101 and Rescission of National Policy No. 36
July 31, 1998 Proposed Form 81-101F1 and Rescission of National Policy No. 36
July 31, 1998 Proposed Form 81-101F2 and Rescission of National Policy No. 36
July 31, 1998 Table of Concordance: Proposed National Instrument 81-101 and National Policy No. 36