Securities Law & Instruments

Final and Approved:
December 10, 2010 Amendment to Companion Policy 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-101 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
June 18, 2010 Amendment to Form 81-101F2 (Related to Brokerage Arrangements Amendments effective June 30, 2010)
March 7, 2008 Amendment to National Instrument 81-101 (Related to National Instrument 41-101 effective March 17, 2008)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
January 16, 2004 Final Amendment (Related to National Instrument 81-102 effective December 31, 2003)
October 10, 2003 Amendment (Related to National Instrument 81-102 effective December 31, 2003)
February 16, 2001 Final Amendment (Related to National Instrument 81-102 effective May 2, 2001), Notice of Amendments and Summary of Comments (Securities Lending Amendments and Index Mutual Fund Amendments)
January 28, 2000 Final National Instrument 81-101 and Companion Policy 81-101 (effective February 1, 2000)
Proposed Amendments:
August 12, 2011 Request for Comments on Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
July 15, 2011 Request for Comments on Proposed Amendments (Related to Proposed Amendments to National Instrument 41-101)
Comments Received
Related Information:
July 31, 1998 Table of Concordance: Proposed National Instrument 81-101 and National Policy No. 36