108 SECURITIES INC.


Exempt Market Dealer

18 ASSET MANAGEMENT INC.


Portfolio Manager

1832 ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

3I FINANCIAL INVESTMENT SERVICES INC.


Mutual Fund Dealer

3IQ CORP.


Investment Fund Manager

4FRONT CAPITAL PARTNERS INC.


Exempt Market Dealer

ABERDEEN ASSET MANAGEMENT ASIA LIMITED


Portfolio Manager

ABERDEEN ASSET MANAGEMENT CANADA LIMITED


Portfolio Manager

ABERDEEN ASSET MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

ABERDEEN FUND DISTRIBUTORS, LLC


Exempt Market Dealer

ABERDEEN GOULD CAPITAL MARKETS LTD.


Exempt Market Dealer

ABSOLUTE PRIVATE COUNSEL LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ACADIAN ASSET MANAGEMENT, LLC


Exempt Market Dealer

Portfolio Manager

ACASTA CAPITAL INC.


Exempt Market Dealer

ACCESS CAPITAL CORP.


Exempt Market Dealer

ACCILENT CAPITAL MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ACCREDITED CAPITAL CORPORATION


Commodity Trading Manager

Exempt Market Dealer

ACERNIS CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ACKBER FINANCIAL CORPORATION


Mutual Fund Dealer

ACKER FINLEY ASSET MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

ACKER FINLEY INC.


Investment Dealer

ACM ADVISORS LTD.


Exempt Market Dealer

Investment Fund Manager

ACORN GLOBAL INVESTMENTS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ACUITY INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

ACUMEN CAPITAL FINANCE PARTNERS LIMITED


Investment Dealer

ADAPTIVE ASSET MANAGEMENT LTD.


Portfolio Manager

ADDENDA CAPITAL INC.


Commodity Trading Manager

Investment Fund Manager

Portfolio Manager

ADDINGTON FINANCIAL CORPORATION


Mutual Fund Dealer

ADROIT INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS ADROIT LTEE


Portfolio Manager

ADVANCED CAPITAL CORPORATION


Exempt Market Dealer

ADVISORY CAPITAL GROUP CANADA INC.


Portfolio Manager

AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

AEGON FUND MANAGEMENT INC./AEGON GESTION DE FONDS INC.


Investment Fund Manager

AFINA CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

AGF INVESTMENTS INC. / PLACEMENTS AGF INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

AGF SECURITIES (CANADA) LIMITED


Investment Dealer

AGFIA LIMITED


Portfolio Manager

AGILITH CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

AHF CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

AIP ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ALBOURNE PARTNERS (CANADA) LIMITED


Portfolio Manager

ALDERSLEY SECURITIES INC.


Mutual Fund Dealer

Portfolio Manager

ALEXANDER CAPITAL GROUP INC.


Exempt Market Dealer

ALGONQUIN CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ALIGNED CAPITAL PARTNERS INC.


Investment Dealer

ALIGNVEST CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ALIGNVEST INVESTMENT MANAGEMENT CORPORATION


Investment Fund Manager

Portfolio Manager

ALL GROUP FINANCIAL SERVICES INC.


Investment Dealer

ALLARD, ALLARD & ASSOCIES INC.


Portfolio Manager

ALLIANCEBERNSTEIN CANADA, INC.


Exempt Market Dealer

Portfolio Manager

ALLIANZ GLOBAL INVESTORS U.S. LLC / ALLIANZ INVESTISSEURS MONDIAUX E.-U.


Exempt Market Dealer

Portfolio Manager

ALLIED CAPITAL CORPORATION


Exempt Market Dealer

ALPHAFIXE CAPITAL INC.


Investment Fund Manager

Portfolio Manager

ALPHANORTH ASSET MANAGEMENT


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ALPHAPRO MANAGEMENT INC.


Investment Fund Manager

ALTACORP CAPITAL INC.


Investment Dealer

ALTERNATIVE CAPITAL GROUP INC. / GROUPE CAPITAL ALTERNATIF INC.


Exempt Market Dealer

ALTIMUM MUTUALS INC.


Mutual Fund Dealer

ALTIUM WEALTH ARCHITECTURE INC. / ALTIUM ARCHITECTURE DE PATRIMOINE INC.


Portfolio Manager

ALTRINSIC GLOBAL ADVISORS, LLC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ALTUS SECURITIES INC.


Investment Dealer

ALVAREZ & MARSAL CANADA SECURITIES ULC


Exempt Market Dealer

AMUNDI CANADA INC.


Exempt Market Dealer

Portfolio Manager

ANALYTIC INVESTORS, LLC


Portfolio Manager

ANNAPOLIS CAPITAL LIMITED


Exempt Market Dealer

Investment Fund Manager

ANTARES INVESTMENT MANAGEMENT, INC.


Investment Fund Manager

Portfolio Manager

AQR CAPITAL MANAGEMENT, LLC


Exempt Market Dealer

ARC FINANCIAL CORP.


Exempt Market Dealer

ARGOSY SECURITIES INC.


Investment Dealer

ARMSTRONG & QUAILE ASSOCIATES INC.


Exempt Market Dealer

Mutual Fund Dealer

ARMSTRONG SHAW ASSOCIATES INC.


Portfolio Manager

AROHI ASSET MANAGEMENT PTE. LTD.


Portfolio Manager

ARROW CAPITAL MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP


Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

ARTEMIS INVESTMENT MANAGEMENT LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ARTON INVESTMENTS


Investment Dealer

ASCENDO FINANCIAL SOLUTIONS INC.


Exempt Market Dealer

ASCENTA FINANCE CORP.


Exempt Market Dealer

ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE


Investment Dealer

ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE


Exempt Market Dealer

Mutual Fund Dealer

ASTON HILL ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ASTON HILL CAPITAL MARKETS INC.


Investment Fund Manager

Portfolio Manager

ASTON HILL SECURITIES INC.


Investment Dealer

ATB INVESTMENT MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

ATB SECURITIES INC.


Investment Dealer

AURION CAPITAL MANAGEMENT INC. / GESTION DE PLACEMENTS AURION INC.


Investment Fund Manager

Portfolio Manager

AUSPICE CAPITAL ADVISORS LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

AVENTINE MANAGEMENT GROUP INC.


Investment Fund Manager

Portfolio Manager

AVENUE INVESTMENT MANAGEMENT INC.


Portfolio Manager

AVIVA INVESTORS CANADA INC.


Exempt Market Dealer

Portfolio Manager

AXCESS CAPITAL ADVISORS INC.


Exempt Market Dealer

AXEMEN RESOURCE CAPITAL LTD.


Exempt Market Dealer

AYAL CAPITAL ADVISORS LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

B.A.F. CAPITAL MANAGEMENT INC.


Restricted Portfolio Manager

B.E.S.T. INVESTMENT COUNSEL LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

B.S.P. FUNDS CANADA INC.


Exempt Market Dealer

B2B BANK FINANCIAL SERVICES INC./B2B BANQUE SERVICES FINANCIERS INC.


Exempt Market Dealer

Mutual Fund Dealer

B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.


Investment Dealer

BAILLIE GIFFORD & CO LIMITED


Portfolio Manager

BAILLIE GIFFORD OVERSEAS LIMITED


Portfolio Manager

BAKER GILMORE & ASSOCIES INC. / BAKER GILMORE & ASSOCIATES INC.


Commodity Trading Manager

Investment Fund Manager

Portfolio Manager

BALLAST HEALTH CARE PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BANQUE NATIONALE INVESTISSEMENTS INC./NATIONAL BANK INVESTMENTS INC.


Investment Fund Manager

Mutual Fund Dealer

BANWELL FINANCIAL INC.


Exempt Market Dealer

Mutual Fund Dealer

BARCLAYS CAPITAL CANADA INC.


Investment Dealer

BARING INTERNATIONAL INVESTMENT LIMITED


Portfolio Manager

BARING NORTH AMERICA LLC


Exempt Market Dealer

Investment Fund Manager

BAROMETER CAPITAL MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BARRANTAGH INVESTMENT MANAGEMENT INC.


Portfolio Manager

BASKIN FINANCIAL SERVICES INC.


Portfolio Manager

BAYFRONT CAPITAL PARTNERS LTD.


Exempt Market Dealer

BBS SECURITIES INC


Investment Dealer

BCV ASSET MANAGEMENT INC.


Portfolio Manager

BEACON SECURITIES LIMITED/VALEURS MOBILIERES BEACON LTEE


Investment Dealer

BECKSLEY CAPITAL INC. / CAPITAL BECKSLEY INC.


Exempt Market Dealer

BELCO PRIVATE CAPITAL INC.


Exempt Market Dealer

BELLOTTI CAPITAL PARTNERS INC.


Exempt Market Dealer

BELLWETHER INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BER TOV CAPITAL CORPORATION


Exempt Market Dealer

BERINGER CAPITAL PARTNERS LTD.


Exempt Market Dealer

BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE LTEE.


Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

BIMCOR INC.


Investment Fund Manager

Portfolio Manager

BIOENTERPRISE CORPORATION


Exempt Market Dealer

BIRCHLEAF INVESTMENTS INC.


Investment Fund Manager

Portfolio Manager

BITTERROOT CAPITAL ADVISORS, LLC


Portfolio Manager

BKC CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLACK CREEK INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLACK SWAN DEXTERITAS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLACKBRIDGE CAPITAL MANAGEMENT CORP.


Exempt Market Dealer

Investment Fund Manager

BLACKHEATH FUND MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLACKWATCH CAPITAL CORP.


Investment Dealer

BLAIR FRANKLIN ASSET MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLAIR FRANKLIN CAPITAL PARTNERS INC.


Exempt Market Dealer

BLOOM BURTON & CO. INC.


Exempt Market Dealer

BLOOM INVESTMENT COUNSEL, INC.


Investment Fund Manager

Portfolio Manager

BLOOMBERG TRADEBOOK (BERMUDA) LTD.


Exempt Market Dealer

BLOOMBERG TRADEBOOK CANADA COMPANY


Futures Commission Merchant

Investment Dealer

BLOOMBERG TRADEBOOK LLC


Exempt Market Dealer

BLOOMBERGSEN INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BLUE RIBBON FUND MANAGEMENT LTD.


Investment Fund Manager

BLUECREST CAPITAL MANAGEMENT (CANADA) LIMITED / GESTION DE CAPITAUX (CANADA) BLUECREST LIMITEE


Commodity Trading Manager

Portfolio Manager

BLUENOSE INVESTMENT MANAGEMENT INC.


Portfolio Manager

BLUEWATER INVESTMENT MANAGEMENT INC.


Portfolio Manager

BMG FINANCIAL SERVICES CORP.


Exempt Market Dealer

BMO ASSET MANAGEMENT CORP.


Commodity Trading Manager

Portfolio Manager

BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BMO HARRIS FINANCIAL ADVISORS, INC.


Portfolio Manager

BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.


Investment Fund Manager

Mutual Fund Dealer

BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.


Investment Dealer

BMO NESBITT BURNS INC.


Futures Commission Merchant

Investment Dealer

Investment Fund Manager

BNP PARIBAS (CANADA) VALEURS MOBILIERES INC./BNP PARIBAS (CANADA) SECURITIES INC.


Investment Dealer

BNP PARIBAS INVESTMENT PARTNERS CANADA LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BNP PARIBAS PRIME BROKERAGE, INC.


Restricted Dealer

BNY MELLON ASSET MANAGEMENT CANADA LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BOLTON CAPITAL CANADA INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BOWMONT CAPITAL AND ADVISORY LTD.


Exempt Market Dealer

BRANDES INVESTMENT PARTNERS & CO.


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BRANT SECURITIES LIMITED


Investment Dealer

BRETON HILL CAPITAL LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BRICKBURN ASSET MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

BRIDGEPORT ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BRIDGEWATER ASSOCIATES, LP


Commodity Trading Manager

Portfolio Manager

BRIDGING FINANCE INC.


Exempt Market Dealer

Restricted Portfolio Manager

BRISTOL GATE CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BROADVIEW CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BROMPTON FUNDS LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BROOK CAPITAL CORPORATION


Exempt Market Dealer

BROOKFIELD FINANCIAL CORP./CORP. BROOKFIELD FINANCIER


Investment Dealer

BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BROOKFIELD INVESTMENT MANAGEMENT INC.


Commodity Trading Manager

Portfolio Manager

BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX BROOKFIELD SOUNDVEST LTEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BROOKVEST CAPITAL CORPORATION


Exempt Market Dealer

BSM CAPITAL CORPORATION


Exempt Market Dealer

BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BUILDERS CAPITAL MANAGEMENT CORP.


Exempt Market Dealer

BULL CAPITAL MANAGEMENT INC./ GESTION DE CAPITAUX BULL INC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BULLION MANAGEMENT SERVICES INC.


Investment Fund Manager

BULLION MARKETING SERVICES INC.


Exempt Market Dealer

BURGEONVEST BICK SECURITIES LIMITED/ VALEURS MOBILIERES BURGEONVEST BICK


Investment Dealer

Investment Fund Manager

BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTEE


Investment Fund Manager

Portfolio Manager

BURLINGTON CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

BUSH ASSOCIES LTEE / BUSH ASSOCIATES LTD


Portfolio Manager

C.A. DELANEY CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC.


Investment Fund Manager

Scholarship Plan Dealer

CADO INVESTMENT FUND MANAGEMENT INC.


Investment Fund Manager

CALDWELL INVESTMENT MANAGEMENT LTD.


Investment Fund Manager

Portfolio Manager

CALDWELL SECURITIES LTD.


Investment Dealer

CALEDON CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

CALLIDUS CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

CALROSSIE INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CAMBRIDGE ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CAMERON STEPHENS SECURITIES LTD.


Exempt Market Dealer

CAMPBELL, LEE & ROSS INVESTMENT MANAGEMENT INC.


Portfolio Manager

CANACCORD ASSET MANAGEMENT INC./CANACCORD GESTION D'ACTIFS INC.


Exempt Market Dealer

CANACCORD GENUITY CORP./CORPORATION CANACCORD GENUITY


Investment Dealer

CANADIAN RESOURCES CAPITAL CORPORATION


Exempt Market Dealer

CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC.


Investment Dealer

CANDEAL.CA INC


Investment Dealer

CANDOR FINANCIAL GROUP INC.


Mutual Fund Dealer

CANFIN MAGELLAN INVESTMENTS INC.


Exempt Market Dealer

Mutual Fund Dealer

CANOE FINANCIAL LP


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CANSO FUND MANAGEMENT LTD.


Investment Fund Manager

CANSO INVESTMENT COUNSEL LTD.


Exempt Market Dealer

Portfolio Manager

CANTOR FITZGERALD CANADA CORPORATION


Investment Dealer

CAPITAL CANADA LIMITED


Exempt Market Dealer

CAPITAL CCFL S.E.N.C.


Exempt Market Dealer

CAPITAL INSIGHT PARTNERS,LLC


Portfolio Manager

CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CARDINAL CAPITAL MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

CARDINAL POINT CAPITAL MANAGEMENT INC.


Portfolio Manager

CARLISLE CAPITAL MORTGAGE CORPORATION


Exempt Market Dealer

CARTE WEALTH MANAGEMENT INC.


Exempt Market Dealer

Mutual Fund Dealer

CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED


Investment Dealer

CASSELS INVESTMENT MANAGEMENT INC.


Portfolio Manager

CASTELLUM CAPITAL MANAGEMENT INC.


Portfolio Manager

CASTLEMOORE INC.


Portfolio Manager

CELERNUS INVESTMENT PARTNERS INC.


Investment Fund Manager

Portfolio Manager

CENTURION ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

CERTIKA INVESTMENTS LTD.


Mutual Fund Dealer

CERTUS WEALTH MANAGEMENT INC.


Portfolio Manager

CG&B INVESTMENT SERVICES INC.


Investment Dealer

CGOV ASSET MANAGEMENT


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CGS ASSET MANAGEMENT LTD.


Exempt Market Dealer

Restricted Portfolio Manager

CHARTIER CAPITAL MANAGEMENT INC.


Portfolio Manager

CHI-X CANADA ATS LIMITED


Investment Dealer

CHIEFSWOOD INVESTMENT MANAGEMENT INC.


Portfolio Manager

CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC.


Investment Fund Manager

Scholarship Plan Dealer

CHIPPINGHAM FINANCIAL GROUP/GROUPE FINANCIER CHIPPINGHAM LIMITEE


Futures Commission Merchant

Investment Dealer

CHOU ASSOCIATES MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CHS ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CI FUND SERVICES INC.


Exempt Market Dealer

Mutual Fund Dealer

CI INVESTMENTS INC.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CI PRIVATE COUNSEL LP


Exempt Market Dealer

Portfolio Manager

CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC.


Commodity Trading Manager

Investment Fund Manager

Portfolio Manager

CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.


Investment Dealer

CIBC SECURITIES INC./PLACEMENTS CIBC INC.


Mutual Fund Dealer

CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.


Futures Commission Merchant

Investment Dealer

CIDEL FINANCIAL GROUP INC./GROUPE FINANCIER CIDEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CINAPORT CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CIT GROUP SECURITIES (CANADA) INC.


Investment Dealer

CITCO SECURITIES INC.


Exempt Market Dealer

CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA


Exempt Market Dealer

Mutual Fund Dealer

Portfolio Manager

CITIGROUP GLOBAL MARKETS CANADA INC. / MARCHES MONDIAUX CITIGROUP CANADA INC.


Investment Dealer

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED


Exempt Market Dealer

CLAIRWOOD CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CLARESTE WEALTH MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC.


Investment Dealer

CLEARWATER CAPITAL MANAGEMENT INC.


Portfolio Manager

CLIMATE CHANGE INFRASTRUCTURE MANAGEMENT INC.


Exempt Market Dealer

CMC MARKETS CANADA INC./ MARCHES CMC CANADA


Investment Dealer

CNC ASSET MANAGEMENT LTD.


Portfolio Manager

COCKFIELD PORRETTI CUNNINGHAM INVESTMENT COUNSEL INC.


Portfolio Manager

COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.


Portfolio Manager

COLEFORD INVESTMENT MANAGEMENT LTD.


Investment Fund Manager

Portfolio Manager

COLLINS BARROW TORONTO CORPORATE FINANCE INC.


Exempt Market Dealer

COMMONFUND ASSET MANAGEMENT COMPANY, INC.


Portfolio Manager

COMMUNITY FORWARD FUND ASSISTANCE CORP. / FONDS DE PROGRES COMMUNAUTAIRE SOCIETE DE GESTION


Investment Fund Manager

Restricted Dealer

Restricted Portfolio Manager

COMPAGNIE TIMBER HILL CANADA / TIMBER HILL CANADA COMPANY


Investment Dealer

CONDOR ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

CONNING INVESTMENT PRODUCTS, INC.


Portfolio Manager

CONNOR, CLARK & LUNN FUNDS INC.


Exempt Market Dealer

Investment Fund Manager

CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CONSEILLERS MACRO SEPTENTRION INC. / SEPTENTRION MACRO ADVISORS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CONSULTANTS EN GESTION DE PATRIMOINE BLUE BRIDGE INC. / BLUE BRIDGE WEALTH MANAGEMENT CONSULTANTS INC.


Portfolio Manager

CORDIANT CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CORIEL CAPITAL INC.


Portfolio Manager

CORIOLIS CAPITAL LIMITED


Exempt Market Dealer

Portfolio Manager

CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.


Investment Dealer

CORNERSTONE ASSET MANAGEMENT L.P.


Exempt Market Dealer

CORPFINANCE INTERNATIONAL LIMITED.


Exempt Market Dealer

CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CORPORATION GESTION DE PLACEMENTS CLARET / CLARET ASSET MANAGEMENT CORPORATION


Investment Fund Manager

Portfolio Manager

CORTLAND CREDIT GROUP INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

COUGAR GLOBAL INVESTMENTS LIMITED


Portfolio Manager

COUNSEL PORTFOLIO SERVICES INC./SERVICES DE PORTEFEUILLE COUNSEL INC.


Investment Fund Manager

Portfolio Manager

COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.


Investment Dealer

COVENANT CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

COVINGTON CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

COWAN ASSET MANAGEMENT LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

COXSWAIN ROW CAPITAL CORPORATION


Exempt Market Dealer

CQI CAPITAL MANAGEMENT L.P.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CRANSON CAPITAL SECURITIES INC.


Exempt Market Dealer

CREDENTIAL ASSET MANAGEMENT INC.


Mutual Fund Dealer

CREDENTIAL SECURITIES INC.


Investment Dealer

CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.


Futures Commission Merchant

Investment Dealer

CREDIT SUISSE SECURITIES (EUROPE) LIMITED


Exempt Market Dealer

CREDIT SUISSE SECURITIES (USA) LLC


Exempt Market Dealer

CRESTRIDGE ASSET MANAGEMENT INC.


Portfolio Manager

CRIMSON CAPITAL INC.


Exempt Market Dealer

Portfolio Manager

CROSBIE & COMPANY INC.


Exempt Market Dealer

CRUSADER ASSET MANAGEMENT INC.


Commodity Trading Manager

Portfolio Manager

CRYSTAL WEALTH MANAGEMENT SYSTEM LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

CTI CAPITAL VALEURS MOBILIERES INC. / CTI CAPITAL SECURITIES INC.


Investment Dealer

CUDA MANAGEMENT CONSULTING INC.


Exempt Market Dealer

CUMBERLAND ASSOCIATES INVESTMENT COUNSEL INC.


Portfolio Manager

CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE


Investment Dealer

Investment Fund Manager

CYPRESS CAPITAL MANAGEMENT LTD.


Portfolio Manager

D & A LABRECQUE CAPITAL INC


Exempt Market Dealer

D.W. GOOD INVESTMENT COMPANY LIMITED


Mutual Fund Dealer

D&D SECURITIES INC./VALEURS MOBILIERES D&D


Investment Dealer

DAVINCI CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DAVIS DISTRIBUTORS, LLC


Exempt Market Dealer

DAVIS-REA LTD./DAVIS-REA LTEE.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DE THOMAS FINANCIAL CORP.


Exempt Market Dealer

Mutual Fund Dealer

DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DELANO CAPITAL CORP.


Exempt Market Dealer

DELBROOK CAPITAL ADVISORS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DELOITTE CORPORATE FINANCE INC. / FINANCEMENT CORPORATIF DELOITTE INC.


Exempt Market Dealer

DELPHINA ASSET MANAGEMENT INC.


Portfolio Manager

DESAUTELS CAPITAL MANAGEMENT INC./GESTION DE CAPITAUX DESAUTELS INC.


Exempt Market Dealer

Investment Fund Manager

DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.


Mutual Fund Dealer

DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DESJARDINS SECURITE FINANCIERE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.


Exempt Market Dealer

Mutual Fund Dealer

DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.


Futures Commission Merchant

Investment Dealer

DESJARDINS SOCIETE DE PLACEMENT INC. / DESJARDINS INVESTMENTS INC.


Investment Fund Manager

DEUTSCHE ASSET MANAGEMENT CANADA LIMITED/GESTION DE PLACEMENTS DEUTSCHE CANADA LIMITEE


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

DEUTSCHE BANK SECURITIES LIMITED/DEUTSCHE BANK VALEURS MOBILIERES LIMITEE


Investment Dealer

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.


Portfolio Manager

DGM HOLDINGS (CANADA) INC.


Exempt Market Dealer

DI TOMASSO GROUP INCORPORATED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DICEMARK CAPITAL MARKETS INC.


Exempt Market Dealer

DIFFERENCE CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DIMENSIONAL FUND ADVISORS CANADA ULC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION


Commodity Trading Adviser

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DIXON MITCHELL INVESTMENT COUNSEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DOHENY SECURITIES LIMITED


Mutual Fund Dealer

DOHERTY & ASSOCIATES LTD.


Exempt Market Dealer

Portfolio Manager

DONRO FINANCIAL LTD.


Mutual Fund Dealer

DONVILLE KENT ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DORCHESTER INVESTMENT MANAGEMENT / GESTION DE PLACEMENTS DORCHESTER


Investment Fund Manager

Portfolio Manager

DRADIS CAPITAL MANAGEMENT LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DRIEHAUS CAPITAL MANAGEMENT LLC


Portfolio Manager

DS ALTERNATIVE STRATEGIES INC.


Exempt Market Dealer

DUBEAU CAPITAL & CIE LTEE/DUBEAU CAPITAL & CO. LTD


Investment Dealer

DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIES LTEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

DUNDEE SECURITIES LTD./VALEURS MOBILIERES DUNDEE LTEE


Investment Dealer

DYNAMIC TREE ASSET MANAGEMENT AG


Exempt Market Dealer

Portfolio Manager

EAST COAST FUND MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EAST WEST INVESTMENT MANAGEMENT CORPORATION


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EDGECREST CAPITAL CORPORATION


Investment Dealer

EDGEHILL PARTNERS


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EDGEPOINT INVESTMENT GROUP INC. / GROUPE DE PLACEMENTS EDGEPOINT


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EDGEPOINT WEALTH MANAGEMENT INC.


Investment Fund Manager

EDINBURGH PARTNERS LIMITED


Portfolio Manager

EDUCATORS FINANCIAL GROUP INC.


Investment Fund Manager

Mutual Fund Dealer

EDWARD JONES


Investment Dealer

EKATON WEALTH MANAGEMENT INC.


Exempt Market Dealer

ELM PARK CAPITAL MANAGEMENT, LLC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EMD FINANCIAL INC. / LA FINANCIERE EMD INC.


Exempt Market Dealer

EMERGING EQUITIES INC.


Investment Dealer

EMPIRE LIFE INVESTMENTS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ENLIGHTENED PRIVATE CAPITAL INC.


Exempt Market Dealer

ENRICHED INVESTING INCORPORATED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ENSIGN CAPITAL INC.


Exempt Market Dealer

ENTREPRISES GREG POMPEO INC.


Mutual Fund Dealer

ENTRUST FOCUS PARTNERS LP


Investment Fund Manager

Portfolio Manager

EOSPHOROS ASSET MANAGEMENT INCORPORATED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EPIC CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EPOCH INVESTMENT PARTNERS, INC.


Exempt Market Dealer

Portfolio Manager

EQUIGENESIS CORPORATION


Exempt Market Dealer

EQUILEND CANADA CORP.


Investment Dealer

EQUILIBRIUM CAPITAL MANAGEMENT INC. / GESTION DE CAPITAL EQUILIBRIUM


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EQUILIFE INVESTMENT MANAGEMENT INC.


Mutual Fund Dealer

Portfolio Manager

EQUINOX INVESTMENT MANAGEMENT LTD.


Portfolio Manager

EQUITY ASSOCIATES INC.


Exempt Market Dealer

Mutual Fund Dealer

ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC.


Exempt Market Dealer

ETF CAPITAL MANAGEMENT


Portfolio Manager

EURO PACIFIC CANADA INC.


Investment Dealer

EVANGELINE SECURITIES LIMITED


Mutual Fund Dealer

EVEREST FINANCIAL PLANNING INC.


Mutual Fund Dealer

EWING MORRIS & CO. INVESTMENT PARTNERS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

EXCALIBUR CAPITAL MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

EXCEL FUNDS MANAGEMENT INC.


Investment Fund Manager

EXCEL INVESTMENT COUNSEL INC.


Exempt Market Dealer

Portfolio Manager

EXPONENT INVESTMENT MANAGEMENT INC.


Portfolio Manager

F.W. THOMPSON CO. LIMITED


Portfolio Manager

FADINE SECURITIES INC.


Exempt Market Dealer

FAIRBANK INVESTMENT MANAGEMENT LIMITED.


Investment Fund Manager

Portfolio Manager

FAIRCOURT ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FALCON ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FEDERAL WAY ASSET MANAGEMENT LP


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FI CAPITAL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA


Futures Commission Merchant

Investment Dealer

FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA


Commodity Trading Manager

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

FIDUCIARY TRUST COMPANY OF CANADA


Portfolio Manager

FIERA SCEPTRE FUNDS INC./FONDS FIERA SCEPTRE INC.


Mutual Fund Dealer

FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.


Investment Dealer

FINANCIAL DECISIONS INC.


Mutual Fund Dealer

FINANCIERE DES PROFESSIONNELS - FONDS D'INVESTISSEMENT INC./PROFESSIONALS' FINANCIAL - MUTUAL FUNDS INC.


Investment Fund Manager

FINANCIERE DES PROFESSIONNELS GESTION PRIVEE INC. / PROFESSIONALS' FINANCIAL - PRIVATE MANAGEMENT INC.


Investment Dealer

FIRM CAPITAL SECURITIES CORP.


Exempt Market Dealer

FIRST AFFILIATED SECURITIES INC.


Exempt Market Dealer

Mutual Fund Dealer

FIRST ASSET INVESTMENT MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FIRST CANADIAN PROPERTY INVESTMENTS LTD.


Exempt Market Dealer

FIRST RELIANCE ASSET MANAGEMENT INC.


Exempt Market Dealer

FIRST REPUBLIC CAPITAL CORPORATION


Exempt Market Dealer

FIRST RESOURCE CAPITAL CORP.


Exempt Market Dealer

FIRST TRUST ADVISORS L.P.


Portfolio Manager

FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL


Investment Dealer

FISGARD ASSET MANAGEMENT CORPORATION


Exempt Market Dealer

FISHER ASSET MANAGEMENT, LLC


Portfolio Manager

FIT PRIVATE INVESTMENT COUNSEL INC.


Exempt Market Dealer

Portfolio Manager

FOCUS ASSET MANAGEMENT LTD.


Investment Fund Manager

Portfolio Manager

FOREMOST FINANCIAL CORPORATION


Exempt Market Dealer

FORGE FIRST ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FORMULA GROWTH LIMITED / FORMULA GROWTH, SOCIETE LIMITEE


Exempt Market Dealer

Investment Fund Manager

FORSTAR CAPITAL LIMITED


Exempt Market Dealer

FOSTER & ASSOCIATES FINANCIAL SERVICES INC./ SERVICES FINANCIERS FOSTER & ASSOCIES


Investment Dealer

FOSTER ASSET MANAGEMENT INC.


Portfolio Manager

FOUNDATION MARKETS INC.


Exempt Market Dealer

FOX COLLINS SECURITIES INC.


Exempt Market Dealer

FOYSTON, GORDON & PAYNE INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

FREEDOM INTERNATIONAL BROKERAGE COMPANY


Exempt Market Dealer

FRIEDBERG ADVISORS LP


Portfolio Manager

FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE


Futures Commission Merchant

Investment Dealer

FRIGATE VENTURES LP


Investment Fund Manager

FRONT STREET CAPITAL 2004


Investment Fund Manager

FRONT STREET INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

FRONTFOUR CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FRONTWATER CAPITAL INC.


Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

FSX SECURITIES CANADA, INC.


Portfolio Manager

FT PORTFOLIOS CANADA CO./SOCIETE DE GESTION DE PORTEFEUILLES FT CANADA


Investment Fund Manager

Mutual Fund Dealer

FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC.


Mutual Fund Dealer

FULCRA ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FULL CYCLE ENERGY INVESTMENT MANAGEMENT LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

FUNDEX INVESTMENTS INC.


Exempt Market Dealer

Mutual Fund Dealer

FUNDS DIRECT CANADA INC.


Mutual Fund Dealer

GAIN CAPITAL - FOREX.COM CANADA LTD.


Investment Dealer

GALIBIER CAPITAL MANAGEMENT LTD.


Investment Fund Manager

Portfolio Manager

GALILEO GLOBAL EQUITY ADVISORS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GARY BEAN SECURITIES LTD.


Investment Dealer

GCIC LTD./GCIC LTEE


Portfolio Manager

GE ASSET MANAGEMENT CANADA COMPANY / SOCIETE DE GESTION DE PLACEMENTS GE CANADA


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GE CAPITAL MARKETS (CANADA) LTD./GE MARCHES FINANCIERS (CANADA) LTEE


Exempt Market Dealer

GEMINI ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION


Portfolio Manager

GENERATION CAPITAL MANAGEMENT INC.


Portfolio Manager

GENERIC CAPITAL CORPORATION


Exempt Market Dealer

GENFUND MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GENOVA PRIVATE MANAGEMENT INC.


Portfolio Manager

GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GEORGIAN CAPITAL PARTNERS CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GESTION D'ACTIFS LESTER INC. / LESTER ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GESTION D'ACTIFS NOMURA USA INC. / NOMURA ASSET MANAGEMENT U.S.A. INC.


Portfolio Manager

GESTION D'ACTIFS SECTORIELS INC. / SECTORAL ASSET MANAGEMENT INC.


Exempt Market Dealer

GESTION DE CAPITAUX ROTHENBERG INC. / ROTHENBERG CAPITAL MANAGEMENT INC.


Investment Dealer

GESTION DE FONDS O'LEARY, S.E.C. / O'LEARY FUNDS MANAGEMENT LP


Investment Fund Manager

GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

GESTION DE PLACEMENTS HELENE DION INC./HELENE DION INVESTMENT MANAGEMENT INC.


Portfolio Manager

GESTION DE PORTEFEUILLE LANDRY INC.


Investment Fund Manager

Portfolio Manager

GESTION DE PORTEFEUILLE TRIASIMA INC./TRIASIMA PORTFOLIO MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GESTION FERIQUE


Investment Fund Manager

Portfolio Manager

GESTION HNB-ANCHOR PLACEMENT INC. / HNB-ANCHOR INVESTMENT MANAGEMENT INC.


Portfolio Manager

GESTION PALOS INC. / PALOS MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GESTION PEMBROKE LTEE / PEMBROKE MANAGEMENT LTD.


Portfolio Manager

GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

GESTION PRIVEE DE PLACEMENT PEMBROKE LTEE/PEMBROKE PRIVATE WEALTH MANAGEMENT LTD.


Investment Fund Manager

Mutual Fund Dealer

GFI INVESTMENT COUNSEL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GILDER GAGNON HOWE & CO. LLC/GILDER HOWE ET CIE


Portfolio Manager

GILLFORD CAPITAL INC.


Exempt Market Dealer

GIVERNY CAPITAL INC.


Portfolio Manager

GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE.


Portfolio Manager

GLOBAL ALPHA CAPITAL MANAGEMENT LTD. / GESTION D'ACTIFS GLOBAL ALPHA LTEE


Investment Fund Manager

Portfolio Manager

GLOBAL GROWTH ASSETS INC./LES ACTIFS DE CROISSANCE GLOBAL INC.


Investment Fund Manager

GLOBAL MAXFIN CAPITAL INC. / MAXFIN CAPITAUX GLOBAL


Investment Dealer

GLOBAL MAXFIN INVESTMENTS INC. / LES INVESTISSEMENTS GLOBAL MAXFIN INC.


Exempt Market Dealer

Mutual Fund Dealer

Scholarship Plan Dealer

GLOBAL RESP CORPORATION/CORPORATION REEE GLOBAL


Scholarship Plan Dealer

GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC.


Futures Commission Merchant

Investment Dealer

GLOBAL WEALTH BUILDERS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GLOBEFLEX CAPITAL, LP


Portfolio Manager

GLOBEINVEST CAPITAL MANAGEMENT INC.


Portfolio Manager

GLOBEVEST CAPITAL LTEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GLUSKIN SHEFF + ASSOCIATES INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GMG PRIVATE COUNSEL INC./SERVICES-CONSEILS PRIVE GMG INC.


Exempt Market Dealer

Portfolio Manager

GMP SECURITIES L.P./ GMP VALEURS MOBILIERES S.E.C.


Investment Dealer

GMP SECURITIES, LLC


Exempt Market Dealer

GOLD INVESTMENT MANAGEMENT LTD.


Portfolio Manager

GOLDENWISE CAPITAL MANAGEMENT INC.


Commodity Trading Manager

GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP


Commodity Trading Manager

Portfolio Manager

GOLDMAN SACHS CANADA INC.


Investment Dealer

GOLDMAN SACHS EXECUTION & CLEARING, L.P.


Exempt Market Dealer

GOLDMAN, SACHS & CO.


Exempt Market Dealer

Portfolio Manager

GOLDSTEIN FINANCIAL INVESTMENTS INC.


Mutual Fund Dealer

GOODMAN & COMPANY, INVESTMENT COUNSEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GOODREID INVESTMENT COUNSEL CORP./CONSEILLERS EN PLACEMENT GOODREID CORP.


Portfolio Manager

GOODWOOD INC.


Investment Dealer

Investment Fund Manager

GP WEALTH MANAGEMENT CORPORATION


Exempt Market Dealer

Mutual Fund Dealer

GRACORP CAPITAL ADVISORS LTD.


Exempt Market Dealer

GRAFTON ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

GRANT THORNTON CORPORATE FINANCE INC.


Exempt Market Dealer

GRAYLIE MANAGEMENT LIMITED


Portfolio Manager

GREAT PACIFIC MORTGAGE & INVESTMENTS LTD.


Exempt Market Dealer

GREENCHIP FINANCIAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GREENLEAF GROUP INC.


Exempt Market Dealer

GREENROCK CAPITAL PARTNERS INC.


Exempt Market Dealer

Portfolio Manager

GREENSKEEPER ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GREENSKY CAPITAL INC.


Exempt Market Dealer

GREENWICH PRIME TRADING GROUP, LLC


Restricted Dealer

GREYBROOK SECURITIES INC.


Exempt Market Dealer

GREYPOINT CAPITAL INC.


Exempt Market Dealer

Restricted Portfolio Manager

GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GROSS SECURITIES CORP.


Exempt Market Dealer

GROUNDLAYER CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GROUPE CLOUTIER INVESTISSEMENTS INC.


Mutual Fund Dealer

GROWTH WORKS CAPITAL LTD.


Exempt Market Dealer

Mutual Fund Dealer

Portfolio Manager

GROWTHQUEST CAPITAL INC.


Portfolio Manager

GRYPHON CAPITAL CORPORATION/CORPORATION GRYPHON CAPITAL


Exempt Market Dealer

GRYPHON INTERNATIONAL INVESTMENT CORPORATION/CORPORATION PLACEMENT GRYPHON INTERNATIONAL


Investment Fund Manager

Portfolio Manager

GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.


Investment Fund Manager

Portfolio Manager

GUARDIAN CAPITAL ADVISORS LP


Exempt Market Dealer

Portfolio Manager

GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

GUARDIAN CAPITAL MANAGEMENT LP


Exempt Market Dealer

Portfolio Manager

GUARDIAN ETHICAL MANAGEMENT INC.


Investment Fund Manager

GYRUS INVESTMENT MANAGEMENT INC.


Portfolio Manager

H & H SECURITIES LIMITED


Exempt Market Dealer

HAHN INVESTMENT STEWARDS & COMPANY INC.


Portfolio Manager

HAMBLIN WATSA INVESTMENT COUNSEL LTD.


Portfolio Manager

HAMILTON CAPITAL PARTNERS INC. / PARTENAIRES HAMILTON CAPITAL


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HAMPTON SECURITIES LIMITED


Investment Dealer

HANBURY MANAGEMENT LTD.


Exempt Market Dealer

HANOCCI CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HANOVER PRIVATE CLIENT CORPORATION / CORPORATION HANOVER CLIENTELE PRIVEE


Portfolio Manager

HANSBERGER GROWTH INVESTORS, LP


Portfolio Manager

HARBOUREDGE ASSET MANAGEMENT CORPORATION


Exempt Market Dealer

HARBOURFRONT WEALTH MANAGEMENT INC.


Investment Dealer

HARBOURVEST PARTNERS (CANADA) LIMITED


Exempt Market Dealer

Portfolio Manager

HARRINGTON MACMILLAN FUND MANAGEMENT LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HARRIS, BOLDUC & ASSOCIES INC./HARRIS BOLDUC & ASSOCIATES INC.


Portfolio Manager

HARVEST PORTFOLIOS GROUP INC.


Investment Fund Manager

Portfolio Manager

HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC.


Investment Dealer

HEADSAIL WEALTH MANAGEMENT INCORPORATED


Portfolio Manager

HEATHBRIDGE CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HEMISPHERE CAPITAL MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

HENLEY CAPITAL CORPORATION


Exempt Market Dealer

Portfolio Manager

HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC.


Investment Fund Manager

Scholarship Plan Dealer

HESPERIAN CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HEXAVEST INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HGC INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HIGGINS INVESTMENT GROUP INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HIGH ROCK CAPITAL MANAGEMENT INC.


Portfolio Manager

HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HIGHVIEW ASSET MANAGEMENT LTD.


Portfolio Manager

HIGHWATER CAPITAL MANAGEMENT CORP.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HILLSDALE INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HL EMD LLC


Exempt Market Dealer

HMW CAPITAL INC.


Exempt Market Dealer

HNW MANAGEMENT INC. / MANAGEMENT HNW


Portfolio Manager

HOLLISWEALTH ADVISORY SERVICES INC. / SERVICES FINANCIERS PATRIMOINE HOLLIS INC.


Exempt Market Dealer

Mutual Fund Dealer

HORIZON 360 ET ASSOCIES INC.


Portfolio Manager

HORIZONONE ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HORIZONS ETFS MANAGEMENT (CANADA) INC.


Commodity Trading Adviser

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HOTTINGER ASSET MANAGEMENT CANADA INC.


Exempt Market Dealer

Portfolio Manager

HOWARD, BARCLAY & ASSOCIATES LTD.


Portfolio Manager

HOWELL INVESTMENT MANAGEMENT INC.


Portfolio Manager

HR STRATEGIES INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.


Mutual Fund Dealer

HSBC PRIVATE WEALTH SERVICES (CANADA) INC./ SERVICES DE GESTION PRIVEE DE PATRIMOINE HSBC (CANADA) INC.


Portfolio Manager

HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.


Investment Dealer

HUB CAPITAL INC. / CAPITAL HUB INC.


Mutual Fund Dealer

HUGHESLITTLE INVESTMENT MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

HYMAS INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

I.A. MICHAEL INVESTMENT COUNSEL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

I.G. INVESTMENT MANAGEMENT, LTD. / SOCIETE DE GESTION D'INVESTISSEMENT, I.G. LTEE


Investment Fund Manager

Portfolio Manager

IBK CAPITAL CORP.


Exempt Market Dealer

IBV CAPITAL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ICECAP ASSET MANAGEMENT LIMITED


Portfolio Manager

IFICI INC.


Exempt Market Dealer

IFM INVESTORS (US) ADVISOR, LLC


Exempt Market Dealer

Investment Fund Manager

IGAN PARTNERS INC.


Exempt Market Dealer

IMC LIMITED PARTNERSHIP


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

IMPERIAL CAPITAL, LLC


Restricted Dealer

INCAPITAL CANADA ULC


Investment Dealer

Investment Fund Manager

INDEPENDENT ACCOUNTANTS' INVESTMENT COUNSEL INC.


Portfolio Manager

INDEPENDENT TRADING GROUP (ITG) INC.


Investment Dealer

INDEX WEALTH MANAGEMENT INC.


Portfolio Manager

INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.


Commodity Trading Counsel

Commodity Trading Manager

Investment Fund Manager

Portfolio Manager

INDUSTRIELLE ALLIANCE VALEURS MOBILIERES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.


Investment Dealer

INFLECTION MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

INNERKIP CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED


Commodity Trading Manager

INSTINET CANADA CROSS LIMITED


Investment Dealer

INSTINET CANADA LIMITED


Investment Dealer

INTACT INVESTMENT MANAGEMENT INC./INTACT GESTION DE PLACEMENTS INC.


Commodity Trading Counsel

Commodity Trading Manager

Portfolio Manager

INTEGRA CAPITAL LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INTEGRAL WEALTH SECURITIES LIMITED


Investment Dealer

INTEGRATED MANAGED FUTURES CORP.


Commodity Trading Manager

Exempt Market Dealer

INTEGRATED-EQUITIES INC.


Exempt Market Dealer

INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC.


Futures Commission Merchant

Investment Dealer

INTERGLOBE FINANCIAL SERVICES CORP.


Exempt Market Dealer

Mutual Fund Dealer

INTERNATIONAL CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Mutual Fund Dealer

INTERWARD ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INTRODUCTION CAPITAL INC.


Exempt Market Dealer

INTRYNSYC CAPITAL CORPORATION


Exempt Market Dealer

INUKSHUK CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INVERLOCHY CAPITAL LTD.


Portfolio Manager

INVESCAP SARL


Exempt Market Dealer

INVESCO CANADA LTD./INVESCO CANADA LTEE


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

INVESTAR INVESTMENT LTD.


Exempt Market Dealer

INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.


Exempt Market Dealer

Mutual Fund Dealer

INVESTISSEMENTS EXCEL INC.


Mutual Fund Dealer

INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

INVESTMENT FINANCIAL GROUP INC.


Mutual Fund Dealer

INVESTMENT STRATEGIES INC.


Exempt Market Dealer

Portfolio Manager

INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.


Mutual Fund Dealer

INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.


Investment Dealer

INVICO CAPITAL CORPORATION


Investment Fund Manager

Portfolio Manager

INVISOR INVESTMENT MANAGEMENT INC.


Portfolio Manager

IPC INVESTMENT CORPORATION


Exempt Market Dealer

Mutual Fund Dealer

IPC SECURITIES CORPORATION / IPC VALEURS MOBILIERES


Investment Dealer

IPSOL CAPITAL INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

IRIS ASSET MANAGEMENT LTD.


Portfolio Manager

IS CAPITAL MARKETS INC.


Exempt Market Dealer

ITG CANADA CORP.


Futures Commission Merchant

Investment Dealer

J. PRIEST INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

J. ZECHNER ASSOCIATES INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

J.C. HOOD INVESTMENT COUNSEL INC.


Portfolio Manager

J.P. MORGAN CLEARING CORP.


Restricted Dealer

J.P. MORGAN SECURITIES CANADA INC. / J.P. MORGAN VALEURS MOBILIERES CANADA INC.


Investment Dealer

J.P. MORGAN SECURITIES LLC.


Restricted Dealer

JACOB SECURITIES INC.


Investment Dealer

JANUS CAPITAL MANAGEMENT LLC


Exempt Market Dealer

Portfolio Manager

JAPA INTERNATIONAL LIMITED


Portfolio Manager

JARISLOWSKY, FRASER LIMITEE / JARISLOWSKY, FRASER LIMITED


Investment Fund Manager

Portfolio Manager

JC CLARK INC.


Portfolio Manager

JC CLARK LTD. / JC CLARK LTEE


Investment Dealer

Investment Fund Manager

JCM VENTURE CAPITAL LTD.


Exempt Market Dealer

JDM INVESTMENT PARTNERS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

JENNINGS CAPITAL INC.


Investment Dealer

JITNEYTRADE INC.


Futures Commission Merchant

Investment Dealer

JM FUND MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

JOG CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

JOMISC INVESTMENTS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

JONES COLLOMBIN INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS JONES COLLOMBIN INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE


Investment Dealer

JONESTRADING CANADA INC./COURTAGE JONES CANADA INC.


Investment Dealer

JORDAN ADVISORY SERVICES INC.


Commodity Trading Manager

Portfolio Manager

JORDAN CAPITAL MARKETS INC.


Investment Dealer

JOVFINANCIAL SOLUTIONS INC.


Exempt Market Dealer

Investment Fund Manager

JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

JVAR CAPITAL LIMITED


Exempt Market Dealer

Portfolio Manager

JVK LIFE & WEALTH ADVISORY GROUP INC./JVK LIFE & WEALTH ADVISORY GROUP


Exempt Market Dealer

Mutual Fund Dealer

K.J. HARRISON & PARTNERS INC


Investment Dealer

Investment Fund Manager

K2 & ASSOCIATES INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KAIOG CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KASSIRER ASSET MANAGEMENT CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KCS FUND STRATEGIES INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KEATSCONNELLY ULC


Portfolio Manager

KEEFE, BRUYETTE & WOODS, INC.


Exempt Market Dealer

KEIRA CAPITAL PARTNERS INC.


Exempt Market Dealer

KENSINGTON CAPITAL ADVISORS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KES 7 CAPITAL INC.


Exempt Market Dealer

KEYBASE FINANCIAL GROUP INC.


Exempt Market Dealer

Mutual Fund Dealer

KFL CAPITAL MANAGEMENT LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KILBURN OGILVIE WAYMANN INVESTMENT MANAGEMENT LTD.


Portfolio Manager

KILGOUR WILLIAMS CAPITAL INCORPORATED


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

KIMELMAN & BAIRD, LLC


Exempt Market Dealer

Portfolio Manager

KINDLE CAPITAL MANAGEMENT INC.


Exempt Market Dealer

KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC.


Investment Dealer

KINGSHIP CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KINGSMONT INVESTMENT MANAGEMENT INC.


Portfolio Manager

KINGWEST & COMPANY / LA SOCIETE KINGWEST ET COMPAGNIE


Investment Dealer

Investment Fund Manager

KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC.


Investment Fund Manager

Scholarship Plan Dealer

KOOTENAY CAPITAL MANAGEMENT CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.


Exempt Market Dealer

KV CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

KYKLOPES CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

LAKESHORE SECURITIES INC.


Investment Dealer

LANGMAIDS ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

LAURIER CAPITAL FUNDING INC.


Exempt Market Dealer

LAURUS INVESTMENT COUNSEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LAWRENCE PARK CAPITAL PARTNERS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED


Mutual Fund Dealer

LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA)


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LAZARD CANADA CORPORATION / CORPORATION LAZARD CANADA


Exempt Market Dealer

LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC.


Mutual Fund Dealer

LDIC INC.


Investment Fund Manager

Portfolio Manager

LEE, TURNER & ASSOCIATES INC.


Portfolio Manager

LEEDE FINANCIAL MARKETS INC.


Investment Dealer

LEGACY PARTNERS WEALTH STRATEGIES INC.


Exempt Market Dealer

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA, INC.


Portfolio Manager

LEITH WHEELER INVESTMENT COUNSEL LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LEITH WHEELER INVESTMENT FUNDS LTD.


Mutual Fund Dealer

LEON FRAZER & ASSOCIATES INC.


Investment Fund Manager

Portfolio Manager

LES CONSEILLERS EN PLACEMENTS KERR INC. / KERR FINANCIAL ADVISORS INC.


Investment Fund Manager

Portfolio Manager

LES CONSEILLERS EN VALEURS RAZORBILL INC./ RAZORBILL ADVISORS INC.


Portfolio Manager

LES INVESTISSEMENTS RIVEMONT INC. / RIVEMONT INVESTMENTS INC.


Portfolio Manager

LETKO, BROSSEAU & ASSOCIES INC. / LETKO, BROSSEAU & ASSOCIATES INC.


Investment Fund Manager

Portfolio Manager

LEWIN CAPITAL MANAGEMENT LTD.


Portfolio Manager

LEX CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

LIBERTY NORTH CAPITAL CORP.


Exempt Market Dealer

LIGHTWATER PARTNERS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LIGHTYEAR CAPITAL INC.


Investment Dealer

LIME BROKERAGE LLC


Exempt Market Dealer

LINCLUDEN INVESTMENT MANAGEMENT LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LINCLUDEN MUTUAL FUND DEALER INC.


Mutual Fund Dealer

LINDE EQUITY INC.


Portfolio Manager

LINDEN MILLS INVESTMENTS INC.


Exempt Market Dealer

LINGOHR & PARTNER NORTH AMERICA, INC.


Portfolio Manager

LIONGUARD CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LIONRIDGE CAPITAL MANAGEMENT INC.


Portfolio Manager

LIQUIDITY SOURCE INC.


Exempt Market Dealer

LIQUIDNET CANADA INC. / LIQUIDENET CANADA INC.


Investment Dealer

LISSOM INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LITCHFIELD CAPITAL ADVISORS LTD.


Exempt Market Dealer

LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE


Exempt Market Dealer

LOGAN CIRCLE PARTNERS I LLC


Exempt Market Dealer

Portfolio Manager

LOMBARD ODIER SECURITIES (CANADA) INC.


Investment Dealer

LOMBARD ODIER & CIE (CANADA), SOCIETE EN COMMMANDITE


Investment Fund Manager

Portfolio Manager

LONGBOW CAPITAL INC


Exempt Market Dealer

Investment Fund Manager

LONGVIEW ASSET MANAGEMENT LTD.


Portfolio Manager

LOOMIS, SAYLES & COMPANY, L.P.


Portfolio Manager

LORICA INVESTMENT COUNSEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LORNE STEINBERG WEALTH MANAGEMENT INC. / GESTION DE PATRIMOINE LORNE STEINBERG


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LOUBANI CAPITAL MANAGEMENT (CANADA) INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LOUISBOURG INVESTMENTS INC./LES PLACEMENTS LOUISBOURG INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

LOWENBERG INVESTMENT COUNSEL, INC.


Exempt Market Dealer

Portfolio Manager

LSV ASSET MANAGEMENT


Exempt Market Dealer

Portfolio Manager

LYCOS ASSET MANAGEMENT INC.


Portfolio Manager

LYONS ASSET MANAGEMENT INC.


Portfolio Manager

LYSANDER FUNDS LIMITED


Exempt Market Dealer

Investment Fund Manager

LYTTON FINANCIAL INC.


Exempt Market Dealer

M PARTNERS INC.


Investment Dealer

M.S. LAMONT AND ASSOCIATES LIMITED


Portfolio Manager

M.Y. CAPITAL MANAGEMENT CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

M5V ADVISORS INC.


Exempt Market Dealer

Portfolio Manager

MACDONALD, SHYMKO & COMPANY LTD.


Portfolio Manager

MACDOUGALL INVESTMENT COUNSEL INC. / LES CONSEILLERS EN PLACEMENTS MACDOUGALL INC.


Portfolio Manager

MACDOUGALL, MACDOUGALL & MACTIER INC.


Investment Dealer

MACKENZIE FINANCIAL CORPORATION


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MACKIE RESEARCH CAPITAL CORPORATION / CORPORATION MACKIE RECHERCHE CAPITAL


Investment Dealer

Investment Fund Manager

MACKINNON, BENNETT & COMPANY INC. / MACKINNON, BENNETT & COMPAGNIE INC.


Exempt Market Dealer

MACNICOL & ASSOCIATES ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.


Futures Commission Merchant

Investment Dealer

MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SALES) CANADA LTD.


Exempt Market Dealer

MADISON PEAK SECURITIES LTD.


Exempt Market Dealer

MAGENTA CAPITAL CORPORATION


Exempt Market Dealer

MAGNA PARTNERS LTD.


Investment Dealer

MAHOGANY ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MAISON PLACEMENTS CANADA INC.


Investment Dealer

MAJESTIC ASSET MANAGEMENT LLC


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

MANDEVILLE PRIVATE CLIENT INC.


Investment Dealer

MANDEVILLE WEALTH SERVICES INC.


Exempt Market Dealer

Mutual Fund Dealer

MANITOU INVESTMENT MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MANNING & NAPIER ADVISORS, LLC


Exempt Market Dealer

Portfolio Manager

MANULIFE ASSET MANAGEMENT INVESTMENTS INC./INVESTISSEMENTS GESTION D'ACTIFS MANUVIE INC.


Exempt Market Dealer

MANULIFE ASSET MANAGEMENT LIMITED/GESTION D'ACTIFS MANUVIE LIMITEE


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPOREE


Investment Dealer

MANULIFE SECURITIES INVESTMENT SERVICES INC.


Exempt Market Dealer

Mutual Fund Dealer

MAPLE FUTURES CORP.


Futures Commission Merchant

MAPLE LEAF ANGELS CORPORATION


Exempt Market Dealer

MAPLE ROCK CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MAPLE SECURITIES CANADA LIMITED / VALEURS MOBILIERES MAPLE CANADA LTEE


Investment Dealer

MAPLEHILL CAPITAL MANAGEMENT CORPORATION


Exempt Market Dealer

Portfolio Manager

MARATHON CAPITAL MARKETS, LLC


Exempt Market Dealer

MARCHEES DES CAPITAUX AVENUE BNB INC. / AVENUE CAPITAL MARKETS BNB INC.


Exempt Market Dealer

MARKETAXESS CANADA LIMITED/ACCES AU MARCHE (CANADA) LIMITEE


Investment Dealer

MARQUEST ASSET MANAGEMENT INC. / INVESTISSEMENT CONSEIL MARQUEST


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MARRET ASSET MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MARS VX


Restricted Dealer

MARTIN, LUCAS & SEAGRAM LTD.


Portfolio Manager

MARVIN & PALMER ASSOCIATES, INC.


Exempt Market Dealer

Portfolio Manager

MATCO FINANCIAL INC.


Mutual Fund Dealer

Portfolio Manager

MATNOR HOLDINGS INC.


Exempt Market Dealer

MAWER INVESTMENT MANAGEMENT LTD.


Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

MAXAM CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MAXIT CAPITAL LP


Exempt Market Dealer

MCELVAINE INVESTMENT MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MCF SECURITIES INC.


Exempt Market Dealer

MCKINLEY CAPITAL MANAGEMENT, LLC


Portfolio Manager

MCLEAN & PARTNERS WEALTH MANAGEMENT LTD.


Investment Dealer

Investment Fund Manager

MCLEAN ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MD MANAGEMENT LIMITED/GESTION MD LIMITEE


Investment Dealer

MD PHYSICIAN SERVICES INC./SERVICES AUX MEDECINS MD. INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MEADOWBANK ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

MECKELBORG FINANCIAL GROUP LTD.


Portfolio Manager

MEDALIST CAPITAL LTD.


Exempt Market Dealer

MELLON CAPITAL MANAGEMENT CORPORATION


Commodity Trading Manager

Portfolio Manager

MERCER GLOBAL INVESTMENTS CANADA LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MERRILL LYNCH CANADA INC.


Futures Commission Merchant

Investment Dealer

MERRILL LYNCH PROFESSIONAL CLEARING CORP.


Restricted Dealer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED


Exempt Market Dealer

Portfolio Manager

MFS INVESTMENT MANAGEMENT CANADA LIMITED/MFS GESTION DE PLACEMENTS CANADA LIMITEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MICHAEL GRAHAM INVESTMENT SERVICES INC.


Portfolio Manager

MIDDLEFIELD CAPITAL CORPORATION


Investment Dealer

MIDDLEFIELD LIMITED


Investment Fund Manager

MIKALACHKI INVESTMENT MANAGEMENT LTD.


Portfolio Manager

MILES SANTO AND ASSOCIATES INC.


Mutual Fund Dealer

MILESTONE INVESTMENT COUNSEL INC.


Portfolio Manager

MILLAR PRIVATE WEALTH MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

MILTON CAPITAL PARTNERS LIMITED/ASSOCIES DE CAPITAL MILTON LIMITEE


Exempt Market Dealer

MINVESTEC CAPITAL CORP.


Exempt Market Dealer

MIRABAUD CANADA INC.


Investment Dealer

MIRABAUD GESTION INC.


Portfolio Manager

MM ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

MMCAP MANAGEMENT INC.


Investment Fund Manager

MNP CORPORATE FINANCE INC.


Exempt Market Dealer

MONARCH WEALTH CORPORATION


Exempt Market Dealer

Mutual Fund Dealer

MONDIALE ASSET MANAGEMENT LTD.


Commodity Trading Counsel

Commodity Trading Manager

Portfolio Manager

MONEGY, INC.


Exempt Market Dealer

Portfolio Manager

MONEYSTRAT SECURITIES INC.


Exempt Market Dealer

Mutual Fund Dealer

MONTAG PRIVATE WEALTH INC. / MONTAG GESTION PRIVEE INC.


Portfolio Manager

MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MORBANK FUND MANAGEMENT INC.


Exempt Market Dealer

MORGAN MEIGHEN & ASSOCIATES LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MORGAN STANLEY & CO. LLC


Exempt Market Dealer

MORGAN STANLEY CANADA LIMITED/MORGAN STANLEY CANADA LIMITEE


Investment Dealer

MORGAN STANLEY SMITH BARNEY LLC


Exempt Market Dealer

MORGUARD FINANCIAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MORNEAU SHEPELL ASSET & RISK MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MORNINGSTAR ASSOCIATES INC.


Portfolio Manager

MOUNT LUCAS MANAGEMENT LP


Commodity Trading Manager

MOUNTAIN FOWLER ASSET MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

MPA MORRISON PARK ADVISORS INC.


Exempt Market Dealer

NAPG EQUITIES INC.


Exempt Market Dealer

NATIONAL BANK FINANCIAL INC./FINANCIERE BANQUE NATIONALE INC.


Futures Commission Merchant

Investment Dealer

NATIONAL BANK FINANCIAL LTD./FINANCIERE BANQUE NATIONALE LTEE


Futures Commission Merchant

Investment Dealer

NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NAVIGATOR CAPITAL PARTNERS INC.


Exempt Market Dealer

NAVROC INVESTMENT MANAGEMENT INC.


Portfolio Manager

NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC.


Commodity Trading Manager

Portfolio Manager

NBCN INC.


Investment Dealer

NCP INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NDB GROUP SYNDICATIONS INC.


Exempt Market Dealer

NELSON PORTFOLIO MANAGEMENT CORP.


Investment Fund Manager

Portfolio Manager

NEST WEALTH ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NETWORK CAPITAL MANAGEMENT INC.


Exempt Market Dealer

NETWORTH FINANCIAL CORP


Mutual Fund Dealer

NEW WORLD CAPITAL LTD.


Exempt Market Dealer

NEWEDGE CANADA INC.


Futures Commission Merchant

Investment Dealer

NEWGEN ASSET MANAGEMENT LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NEWHAVEN ASSET MANAGEMENT INC.


Portfolio Manager

NEWPOINT CAPITAL PARTNERS INC.


Exempt Market Dealer

NEWPORT PRIVATE WEALTH INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NEXGEN FINANCIAL LIMITED PARTNERSHIP


Commodity Trading Manager

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

NEXT EDGE CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NEXUS INVESTMENT MANAGEMENT INC./GESTION DE PORTEFEUILLE NEXUS INC.


Investment Fund Manager

Portfolio Manager

NIAGARA CAPITAL PARTNERS LTD.


Exempt Market Dealer

Investment Fund Manager

NICOLA WEALTH MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NISA INVESTMENT ADVISORS, L.L.C.


Portfolio Manager

NOBLE BAY ASSET MANAGEMENT INC.


Portfolio Manager

NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. / GESTION DES PLACEMENTS NORDEA, AMERIQUE DU NORD


Portfolio Manager

NORROCK ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NORTH GROWTH MANAGEMENT LTD


Exempt Market Dealer

Investment Fund Manager

NORTHCREST PARTNERS INC.


Exempt Market Dealer

NORTHERN PRECIOUS METALS MANAGEMENT INC./GESTION METAUX PRECIEUX NORTHERN INC.


Portfolio Manager

NORTHLAND WEALTH MANAGEMENT INC.


Portfolio Manager

NORTHLEAF CAPITAL PARTNERS (CANADA) LTD


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NORTHWEST & ETHICAL INVESTMENTS L.P.


Investment Fund Manager

Portfolio Manager

NORTHWOOD PRIVATE COUNSEL INC.


Exempt Market Dealer

Portfolio Manager

NOTTINGHAM CONSULTING LTD.


Exempt Market Dealer

NS PARTNERS CANADA LTD.


Investment Fund Manager

Portfolio Manager

NS PARTNERS LTD


Portfolio Manager

NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

NULEAF VENTURES INC.


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

NYLCAP CANADA GENPAR INC.


Investment Fund Manager

NYLIFE DISTRIBUTORS LLC


Exempt Market Dealer

O'SHAUGHNESSY ASSET MANAGEMENT, LLC


Portfolio Manager

OAKPOINT ASSET MANAGEMENT INC.


Portfolio Manager

OANDA (CANADA) CORPORATION ULC


Investment Dealer

OBERON CAPITAL CORPORATION


Exempt Market Dealer

OCEANROCK INVESTMENTS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

OCTAGON CAPITAL CORPORATION


Investment Dealer

ODLUM BROWN LIMITED


Investment Dealer

OECHSLE INTERNATIONAL ADVISORS, LLC


Portfolio Manager

OGAM LTD.


Exempt Market Dealer

Portfolio Manager

OLDFIELD PARTNERS LLP


Portfolio Manager

OLOS CAPITAL, INC./CAPITAL OLOS, INC.


Exempt Market Dealer

Portfolio Manager

OLYMPIAN FINANCIAL INC.


Exempt Market Dealer

Mutual Fund Dealer

OMEGA SECURITIES INC.


Investment Dealer

OMERS INVESTMENT MANAGEMENT INC. / GESTION DE PLACEMENTS OMERS INC.


Exempt Market Dealer

OMG WEALTH MANAGEMENT INC.


Investment Dealer

OMNUS INVESTMENTS LTD.


Exempt Market Dealer

ONE CAPITAL MANAGEMENT, LLC


Portfolio Manager

ONE FINANCIAL CORPORATION


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ONEX CREDIT PARTNERS, LLC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ONTARIO FINANCIAL SERVICES INC.


Mutual Fund Dealer

ONTARIO WEALTH MANAGEMENT CORPORATION


Exempt Market Dealer

OPEN ACCESS LIMITED


Exempt Market Dealer

Mutual Fund Dealer

Portfolio Manager

OPEN AVENUE INC.


Exempt Market Dealer

OPTIMIZE INC.


Investment Fund Manager

Portfolio Manager

OPTIMUM GESTION DE PLACEMENTS INC. / OPTIMUM ASSET MANAGEMENT INC.


Portfolio Manager

ORBIS INVESTMENT ADVISORY (CANADA) LIMITED


Exempt Market Dealer

ORIGIN MERCHANT SECURITIES INC.


Exempt Market Dealer

OSPREY CAPITAL PARTNERS INC.


Exempt Market Dealer

OTT CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

OTTERWOOD CAPITAL MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

P2P FINANCIAL INC.


Exempt Market Dealer

PACE SECURITIES CORP.


Investment Dealer

PACIFIC SPIRIT INVESTMENT MANAGEMENT INC.


Portfolio Manager

PACIFICA PARTNERS INC.


Investment Fund Manager

Portfolio Manager

PADLOCK INVESTMENT MANAGEMENT INC.


Portfolio Manager

PALISADE CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

PAN ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PANAGORA ASSET MANAGEMENT, INC.


Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

PANGAEA ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PANOPLY CAPITAL ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

PANVEST CAPITAL CORPORATION


Exempt Market Dealer

PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.


Investment Dealer

PARAGON PRIVATE WEALTH, INC./CLIENT PRIVE PARAGON


Portfolio Manager

PARETO INVESTMENT MANAGEMENT LIMITED


Portfolio Manager

PARK PRIVATE WEALTH INC.


Portfolio Manager

PARTNERS GROUP (USA) INC.


Exempt Market Dealer

Portfolio Manager

PATHWAY CAPITAL MANAGEMENT, LP


Exempt Market Dealer

Portfolio Manager

PATIENT CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

PATRIMONICA GESTION D'ACTIFS INC. / PATRIMONICA ASSET MANAGEMENTS INC.


Portfolio Manager

PAVILION ADVISORY GROUP LTD./PAVILION GROUPE CONSEILS LTEE


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PAVILION GLOBAL MARKETS LTD


Futures Commission Merchant

Investment Dealer

PCJ INVESTMENT COUNSEL LTD.


Investment Fund Manager

Portfolio Manager

PEAK SECURITIES INC./VALEURS MOBILIERES PEAK INC.


Investment Dealer

PEARTREE SECURITIES INC.


Exempt Market Dealer

PENDERFUND CAPITAL MANAGEMENT LTD.


Investment Fund Manager

PENNANT CAPITAL PARTNERS INC.


Exempt Market Dealer

PEREGRINE INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PERENNIAL ASSET MANAGEMENT CORP.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PERFORMANCE CAPITAL LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PERFORMANCE EQUITY MANAGEMENT, LLC


Portfolio Manager

PERIMETER MARKETS INC.


Futures Commission Merchant

Investment Dealer

PERISCOPE CAPITAL INC.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PERRON & PARTNERS WEALTH MANAGEMENT CORP.


Investment Dealer

PERSHING SECURITIES CANADA LIMITED


Investment Dealer

PERSHING SQUARE CAPITAL MANAGEMENT, L.P.


Exempt Market Dealer

PETER YUILE & CO. LTD.


Portfolio Manager

PETERS & CO. LIMITED


Investment Dealer

PFSL FUND MANAGEMENT LTD./GESTION DES FONDS PFSL LTEE


Investment Fund Manager

PFSL INVESTMENTS CANADA LTD.


Mutual Fund Dealer

PHILADELPHIA INTERNATIONAL ADVISORS, LP


Exempt Market Dealer

Portfolio Manager

PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD.


Mutual Fund Dealer

PI FINANCIAL CORP./CORPORATION FINANCIERE PI


Futures Commission Merchant

Investment Dealer

PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.


Portfolio Manager

PICTET CANADA L.P./PICTET CANADA S.E.C.


Investment Dealer

PICTON MAHONEY ASSET MANAGEMENT / GESTION D'ACTIF PICTON MAHONEY


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PIER 21 ASSET MANAGEMENT INC. / GESTION D'ACTIFS PIER 21 INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PIMCO CANADA CORP.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PINEBRIDGE INVESTMENTS CANADA INC./INVESTISSEMENTS PINEBRIDGE CANADA INC.


Exempt Market Dealer

Portfolio Manager

PINNACLE MERCHANT CAPITAL LTD.


Exempt Market Dealer

PINNACLE WEALTH BROKERS INC.


Exempt Market Dealer

PIPER JAFFRAY & CO.


Restricted Dealer

PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.


Investment Fund Manager

Portfolio Manager

PLANMAR FINANCIAL CORP.


Mutual Fund Dealer

PLANNING CIRCLE FINANCIAL GROUP INC.


Mutual Fund Dealer

POLAR SECURITIES INC.


Futures Commission Merchant

Investment Dealer

Investment Fund Manager

POLARIS FINANCIAL INC.


Portfolio Manager

POLLITT & CO. INC.


Investment Dealer

POLLITT INVESTMENT COUNSEL INC.


Investment Fund Manager

Portfolio Manager

POLYFUNDS INVESTMENT INC.


Mutual Fund Dealer

POPE & COMPANY LIMITED


Investment Dealer

PORTFOLIO MANAGEMENT CORPORATION


Portfolio Manager

PORTFOLIO STEWARDS INC.


Portfolio Manager

PORTFOLIO STRATEGIES CORPORATION


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

PORTFOLIO STRATEGIES SECURITIES INC.


Investment Dealer

Investment Fund Manager

PORTLAND INVESTMENT COUNSEL INC./CONSEILS EN PLACEMENTS PORTLAND INC.


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

POWERONE CAPITAL MARKETS LIMITED


Exempt Market Dealer

PRECIPICE CAPITAL CORPORATION INC.


Exempt Market Dealer

PREFONTAINE CAPITAL INC.


Portfolio Manager

PRESIMA INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PRICEWATERHOUSECOOPERS CORPORATE FINANCE INC.


Exempt Market Dealer

PRIMARY CAPITAL INC./GROUPE FINANCIER PRIMARY CAPITAL


Exempt Market Dealer

PRIME QUADRANT


Exempt Market Dealer

PRIMEVEST CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

PRIVATE CAPITAL MARKETS CORP.


Exempt Market Dealer

PRIVEST WEALTH MANAGEMENT INC.


Exempt Market Dealer

PRIVITI CAPITAL CORPORATION


Investment Fund Manager

PRO-FINANCIAL ASSET MANAGEMENT INC.


Portfolio Manager

PROFESSIONAL INVESTMENTS (KINGSTON) INC.


Exempt Market Dealer

Mutual Fund Dealer

PROGRESSIVE FINANCIAL STRATEGY CAPITAL GROUP CORP.


Mutual Fund Dealer

PROPEL CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PROVISUS WEALTH MANAGEMENT LIMITED


Investment Fund Manager

Portfolio Manager

PUGSLEY CAPITAL INC.


Portfolio Manager

PUR INVESTING INC.


Portfolio Manager

PURPOSE INVESTMENTS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PURSUIT FINANCIAL MANAGEMENT CORPORATION


Investment Fund Manager

PURSUIT FINANCIAL SERVICES CORP.


Exempt Market Dealer

PUTNAM INVESTMENTS INC./INVESTISSEMENTS PUTNAM INC.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

PWL CAPITAL INC.


Investment Dealer

PYRAMIS GLOBAL ADVISORS (CANADA) ULC


Commodity Trading Manager

Portfolio Manager

PYRAMIS GLOBAL ADVISORS, LLC


Commodity Trading Manager

Portfolio Manager

PYRFORD INTERNATIONAL LIMITED


Portfolio Manager

PZENA INVESTMENT MANAGEMENT, LLC


Exempt Market Dealer

Q1 CAPITAL PARTNERS INC..


Exempt Market Dealer

QS INVESTORS, LLC


Portfolio Manager

QTRADE ASSET MANAGEMENT INC./GESTION D'ACTIFS QTRADE INC.


Exempt Market Dealer

Mutual Fund Dealer

QTRADE SECURITIES INC. / VALEURS MOBILIERES QTRADE INC.


Investment Dealer

QUADRANT ASSET MANAGEMENT


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

QUADRAVEST CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.


Mutual Fund Dealer

QUANTUS INVESTMENT CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

QUARTZ CAPITAL GROUP LTD.


Exempt Market Dealer

QUEEN FINANCIAL GROUP INC.


Exempt Market Dealer

Mutual Fund Dealer

QUEENSBURY SECURITIES INC.


Investment Dealer

QUEENSBURY STRATEGIES INC.


Exempt Market Dealer

Mutual Fund Dealer

QUESTRADE WEALTH MANAGEMENT INC


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

QUESTRADE, INC.


Futures Commission Merchant

Investment Dealer

QV INVESTORS INC. / INVESTISSEURS QV


Investment Fund Manager

Portfolio Manager

QVO VADIS INVESTMENT MANAGEMENT INC.


Portfolio Manager

QWEST INVESTMENT FUND MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

R N CROFT FINANCIAL GROUP INC./R.N. CROFT FINANCIAL GROUP INC.


Investment Fund Manager

Portfolio Manager

R.E.G.A.R. GESTION PRIVEE INC.


Investment Fund Manager

Portfolio Manager

R.J. O'BRIEN & ASSOCIATES CANADA INC.


Futures Commission Merchant

Investment Dealer

RADIN CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RAE & LIPSKIE INVESTMENT COUNSEL INC.


Investment Fund Manager

Portfolio Manager

RAINTREE FINANCIAL SOLUTIONS


Exempt Market Dealer

RARE INFRASTRUCTURE (NORTH AMERICA) PTY. LTD.


Portfolio Manager

RAYMOND JAMES LTD.


Investment Dealer

RAYNE CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.


Investment Dealer

RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.


Futures Commission Merchant

Investment Dealer

RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC./RBC PHILLIPS, HAGER & NORTH SERVICES-CONSEILS EN PLACEMENTS INC.


Portfolio Manager

RBS CAPITAL MARKETS (CANADA) LIMITED


Investment Dealer

RCI INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RCM PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RDA CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

REALCAP HOLDINGS LIMITED


Portfolio Manager

REALTY FINANCIAL ADVISORS INC.


Exempt Market Dealer

RED SKY CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

REDWOOD ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

REEL CAPITAL CORPORATION


Exempt Market Dealer

REMPART ASSET MANAGEMENT INC./GESTION DE PLACEMENTS REMPART INC.


Portfolio Manager

RENVEST MERCANTILE BANCORP. INC.


Exempt Market Dealer

RESOLUTE FUNDS LIMITED


Investment Fund Manager

Portfolio Manager

RETIRE FIRST LTD.


Investment Dealer

RETURN ON INNOVATION ADVISORS LTD.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RICHARDSON GMP LIMITED / RICHARDSON GMP LIMITEE


Investment Dealer

RICHMOND EQUITY MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

RICHTER FAMILY OFFICE./ BUREAU FAMILIAL RICHTER INC.


Portfolio Manager

RIDGEWOOD CAPITAL ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

RIMCON INC.


Portfolio Manager

RIVAL CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RIVER PLATE HOUSE CAPITAL MANAGEMENT CORP.


Exempt Market Dealer

Investment Fund Manager

Restricted Portfolio Manager

RIVER ROAD ASSET MANAGEMENT, LLC


Portfolio Manager

RM & ASSOCIATES LIMITED


Exempt Market Dealer

ROADMAP CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROBERT EVANS INVESTMENT COUNSEL LIMITED


Investment Fund Manager

Portfolio Manager

ROBERT W. BAIRD & CO. INCORPORATED


Portfolio Manager

ROBSON CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROCKLINC INVESTMENT PARTNERS INC.


Portfolio Manager

ROCKVALE CAPITAL MANAGEMENT INC.


Portfolio Manager

ROGAN INVESTMENT MANAGEMENT LIMITED


Portfolio Manager

ROGERS GROUP INVESTMENT ADVISORS LTD.


Investment Dealer

ROGERSCASEY CANADA, INC.


Portfolio Manager

ROMSPEN INVESTMENT CORPORATION


Exempt Market Dealer

RONDEAU CAPITAL INC.


Portfolio Manager

ROSALIND ADVISORS, INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROSS SMITH ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROSSEAU ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROTHSCHILD (CANADA) SECURITIES INC. / VALEURS MOBILIERES ROTHSCHILD (CANADA) INC.


Exempt Market Dealer

ROUNDTABLE CAPITAL PARTNERS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.


Mutual Fund Dealer

RP INVESTMENT ADVISORS


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITEE


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

RWS CAPITAL SERVICES INC.


Exempt Market Dealer

SAGUENAY STRATHMORE CAPITAL INC.


Exempt Market Dealer

Portfolio Manager

SAGUENAY STRATHMORE CAPITAL LLP


Portfolio Manager

SAGUENAY STRATHMORE CAPITAL, LLC


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SALMAN PARTNERS INC.


Investment Dealer

SAMARA CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SANDSTONE ASSET MANAGEMENT INC.


Investment Dealer

SANFORD C. BERNSTEIN & CO., LLC


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SANTA FE PARTNERS LLC


Restricted Portfolio Manager

SARBIT ADVISORY SERVICES INC. / SERVICES DE CONSULTATION SARBIT


Portfolio Manager

SCARSDALE EQUITIES LLC


Restricted Dealer

SCARTHINGMOOR ASSET MANAGEMENT INC.


Portfolio Manager

SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIES LTEE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SCHRODER FUND ADVISORS LLC


Exempt Market Dealer

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. / GESTION DE PLACEMENTS SCHRODER (AMERIQUE DU NORD) INC.


Portfolio Manager

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED / GESTION DE PLACEMENTS SCHRODER (AMERIQUE DU NORD)


Portfolio Manager

SCHWABEN CAPITAL GROUP LIMITED


Exempt Market Dealer

Portfolio Manager

SCIVEST CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

SCM SECURITIES LP


Investment Dealer

SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.


Futures Commission Merchant

Investment Dealer

SCOTIA MANAGED COMPANIES ADMINISTRATION INC.


Investment Fund Manager

SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.


Mutual Fund Dealer

SEAMARK ASSET MANAGEMENT (2013) LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SECURITY FINANCIAL SERVICES & INVESTMENT CORP.


Mutual Fund Dealer

SECUTOR CAPITAL MANAGEMENT CORPORATION


Investment Dealer

Investment Fund Manager

SEGALL BRYANT & HAMILL


Portfolio Manager

SEI INVESTMENTS CANADA COMPANY / SOCIETE DE PLACEMENTS SEI CANADA


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SELEXIA INVESTMENT MANAGEMENT INC./GESTION DE PORTEFEUILLE SELEXIA INC.


Portfolio Manager

SENTRY INVESTMENTS INC./SENTRY INVESTISSEMENTS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

SERVICES EN PLACEMENTS PEAK INC.


Mutual Fund Dealer

SERVICES FINANCIERS QUINTAL & CO. INC. / QUINTAL & CO. FINANCIAL SERVICES INC.


Exempt Market Dealer

SETTER CAPITAL INC.


Exempt Market Dealer

SEVENOAKS CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SEYMOUR INVESTMENT MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SHAH FINANCIAL PLANNING INC.


Mutual Fund Dealer

SHARP ASSET MANAGEMENT INC.


Portfolio Manager

SHAUNESSY INVESTMENT COUNSEL INC.


Portfolio Manager

SHERBROOKE STREET CAPITAL (SSC) INC. / CAPITAL SHERBROOKE STREET (SSC) INC.


Investment Dealer

SHERPA ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SHORCAN BROKERS LIMITED


Exempt Market Dealer

SHORELINE WEST ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SHSC FINANCIAL INC.


Investment Fund Manager

SIGMA ANALYSIS & MANAGEMENT LTD.


Commodity Trading Counsel

Commodity Trading Manager

Portfolio Manager

SILVER HEIGHTS CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

SILVER MAPLE VENTURES INC.


Exempt Market Dealer

SILVERCOVE FUND MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SILVERCREEK MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SILVERTHORN CAPITAL INCORPORATED


Exempt Market Dealer

SINCERUS EXEMPT MARKET DEALER LTD.


Exempt Market Dealer

SINCLAIR-COCKBURN FINANCIAL SERVICES INC.


Exempt Market Dealer

Mutual Fund Dealer

SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SKY INVESTMENT COUNSEL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SKYLINE WEALTH MANAGEMENT INC.


Exempt Market Dealer

SLABE INC.


Portfolio Manager

SLOANE CAPITAL CORP.


Exempt Market Dealer

SMART MONEY CAPITAL MANAGEMENT INC.


Portfolio Manager

SOCIETE DE GESTION D'INVESTISSEMENT HEWARD INC./ HEWARD INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SOCIETE DE GESTION PRIVEE DES FONDS FMOQ INC


Exempt Market Dealer

SOCIETE EN COMMANDITE FIERA QUANTUM / FIERA QUANTUM LIMITED PARTNERSHIP


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SOCIETE GENERALE VALEURS MOBILIERES INC./ SOCIETE GENERALE SECURITIES INC.


Investment Dealer

SODHI ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SOLIUM FINANCIAL INC.


Investment Dealer

SOMERSET CAPITAL MANAGEMENT LLP


Portfolio Manager

SOPHOS CAPITAL CORP.


Exempt Market Dealer

SOUTTERHAM BANK CORPORATION


Investment Fund Manager

Portfolio Manager

SOUTTERHAM INVESTMENTS LIMITED


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SPARTAN FUND MANAGEMENT INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SPROTT ASSET MANAGEMENT LP


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SPROTT PRIVATE WEALTH LP


Investment Dealer

SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE


Investment Fund Manager

Portfolio Manager

SPRUNG INVESTMENT MANAGEMENT INC.


Portfolio Manager

SRE SECURITIES CANADA INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STABLE CAPITAL ADVISORS INC.


Exempt Market Dealer

STABLEVIEW ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STACEY MUIRHEAD CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STANDARD LIFE MUTUAL FUNDS LTD./FONDS DE PLACEMENT STANDARD LIFE LTEE


Investment Fund Manager

STANTON ASSET MANAGEMENT INC./GESTION D'ACTIFS STANTON INC.


Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

STANWICH ADVISORS, LLC


Exempt Market Dealer

STARBOARD CAPITAL INC.


Exempt Market Dealer

STARBRIDGE CAPITAL LTD.


Exempt Market Dealer

Portfolio Manager

STARK INVESTMENTS (CANADA) CORP.


Portfolio Manager

STATE FARM INVESTOR SERVICES (CANADA) CO.


Mutual Fund Dealer

STATE STREET GLOBAL MARKETS CANADA INC. / MARCHES MONDIAUX STATE STREET CANADA INC.


Investment Dealer

STEADYHAND INVESTMENT FUNDS INC.


Mutual Fund Dealer

STEADYHAND INVESTMENT MANAGEMENT LTD.


Investment Fund Manager

Portfolio Manager

STEEPE & CO. LTD.


Exempt Market Dealer

STEPHENAVENUE SECURITIES INC.


Investment Dealer

STEPHENSON & COMPANY CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STERLING BRIDGE MORTGAGE CORP.


Exempt Market Dealer

STERLING MUTUALS INC.


Exempt Market Dealer

Mutual Fund Dealer

STETLER ASSET MANAGEMENT INC.


Portfolio Manager

STEVLOC MANAGEMENT INC.


Exempt Market Dealer

STODGELL INVESTMENT MANAGEMENT LIMITED


Portfolio Manager

STONE ASSET MANAGEMENT LIMITED


Investment Fund Manager

Portfolio Manager

Restricted Dealer

STONEBRIDGE FINANCIAL CORPORATION/CORPORATION FINANCIERE STONEBRIDGE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STONEBROOKE ASSET MANAGEMENT LTD.


Portfolio Manager

STONECASTLE INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

STONEHOUSE CAPITAL MANAGEMENT INC.


Portfolio Manager

STOREYWORKS CAPITAL INC.


Exempt Market Dealer

STORNOWAY PORTFOLIO MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STRAND SECURITIES CORPORATION


Exempt Market Dealer

STRATHBRIDGE ASSET MANAGEMENT INC./ GESTION D'ACTIFS STRATHBRIDGE INC.


Exempt Market Dealer

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

STRATHY INVESTMENT MANAGEMENT LIMITED


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STRATIGIS CAPITAL ADVISORS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

STUART INVESTMENT MANAGEMENT LIMITED


Investment Dealer

STYLUS ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SUMMERHILL CAPITAL MANAGEMENT INC.


Portfolio Manager

SUMMERWOOD CAPITAL CORP.


Commodity Trading Counsel

Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.


Mutual Fund Dealer

SUN LIFE GLOBAL INVESTMENTS (CANADA) INC./PLACEMENTS MONDIAUX SUN LIFE (CANADA) INC.


Commodity Trading Manager

Investment Fund Manager

Mutual Fund Dealer

Portfolio Manager

SUN LIFE INVESTMENT MANAGEMENT INC./GESTION PLACEMENTS SUN LIFE INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

SUNEL SECURITIES INC.


Exempt Market Dealer

SUPERSTAR INVESTMENT CORP.


Mutual Fund Dealer

SW8 ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

T. ROWE PRICE (CANADA), INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

T.I.P. WEALTH MANAGER INC.


Exempt Market Dealer

Portfolio Manager

TACITA CAPITAL INC.


Portfolio Manager

TACTEX GESTION D'ACTIFS INC. / TACTEX ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TAILWIND CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TAKOTA ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TANGERINE INVESTMENT FUNDS LIMITED/FONDS D'INVESTISSEMENT TANGERINE LIMITEE


Mutual Fund Dealer

TANGERINE INVESTMENT MANAGEMENT INC./GESTION D'INVESTISSEMENTS TANGERINE INC.


Investment Fund Manager

Portfolio Manager

TAO SECURITIES INC.


Exempt Market Dealer

TAYLOR ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.


Mutual Fund Dealer

TD SECURITIES INC. / VALEURS MOBILIERES TD INC.


Futures Commission Merchant

Investment Dealer

TD WATERHOUSE CANADA INC.


Investment Dealer

TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.


Exempt Market Dealer

Portfolio Manager

TEAMMAX INVESTMENT CORP.


Mutual Fund Dealer

TEMPERED INVESTMENT MANAGEMENT LTD.


Portfolio Manager

TEMPEST CAPITAL CORP.


Investment Dealer

TEMPEST FUNDS GENERAL PARTNERSHIP


Investment Fund Manager

Portfolio Manager

TEN STAR FINANCIAL INC.


Exempt Market Dealer

Mutual Fund Dealer

TERA CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TERRA FUND MANAGEMENT LTD.


Investment Fund Manager

TETREM CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX TETREM


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TFP INVESTMENT COUNSEL CORP.


Portfolio Manager

THE CATALYST CAPITAL GROUP INC.


Portfolio Manager

THE COMMERCIAL CAPITAL SECURITIES INC.


Exempt Market Dealer

THE FUNDING PORTAL INC.


Exempt Market Dealer

THE MARTELLO GROUP INC.


Exempt Market Dealer

THE PALLAS ATHENA CORPORATION / CORPORATION PALLAS ATHENA


Portfolio Manager

THIRD EYE CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

THORNMARK ASSET MANAGEMENT INC. / GESTION D'ACTIFS THORNMARK


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TIMBERCREEK ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TIMELO INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TMS/TAX MANAGEMENT SOLUTIONS INC.


Exempt Market Dealer

TMX SELECT INC.


Investment Dealer

TOCQUEVILLE ASSET MANAGEMENT, L.P.


Portfolio Manager

TOLL CROSS SECURITIES INC.


Investment Dealer

TONUS CAPITAL INC.


Portfolio Manager

TOPLEFT SECURITIES LTD.


Exempt Market Dealer

TORON CAPITAL MARKETS INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TORONTO RESEARCH & TRADING LTD.


Commodity Trading Manager

TORONTO TRUST MANAGEMENT LTD.


Investment Fund Manager

TOWER ASSET MANAGEMENT INC.


Portfolio Manager

TRADEX MANAGEMENT INC. / GESTION TRADEX INC.


Investment Fund Manager

Mutual Fund Dealer

TRAFALGAR ASSOCIATES LIMITED


Exempt Market Dealer

TRALUCENT ASSET MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager

TRANSAMERICA SECURITIES INC. /VALEURS MOBILIERES TRANSAMERICA INC.


Mutual Fund Dealer

Scholarship Plan Dealer

TRAPEZE ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TRAPEZE CAPITAL CORP.


Investment Dealer

TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE


Exempt Market Dealer

Investment Fund Manager

TRIACT CANADA MARKETPLACE LP


Investment Dealer

TRIDELTA INVESTMENT COUNSEL INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TRIUMPH ASSET MANAGEMENT INC./ GESTION D'ACTIFS TRIUMPH


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TRIVEST WEALTH COUNSEL LTD.


Investment Fund Manager

Portfolio Manager

TROON NORTH CAPITAL INC.


Portfolio Manager

TULETT, MATTHEWS & ASSOC. INC.


Portfolio Manager

TULLETT PREBON CANADA LIMITED


Exempt Market Dealer

TURN8 PARTNERS INC. / TURN8 ASSOCIES INC.


Portfolio Manager

TURNPOINTE WEALTH MANAGEMENT INC.


Portfolio Manager

TURTLE CREEK ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TUSCARORA CAPITAL INC.


Investment Dealer

TUTUILA ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

TWENTY-FIRST CENTURY INVESTMENTS INC.


Exempt Market Dealer

UBS GLOBAL ASSET MANAGEMENT (CANADA) INC. / UBS GESTION GLOBALE D'ACTIFS


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.


Exempt Market Dealer

Portfolio Manager

UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.


Investment Dealer

UBS SECURITIES LLC


Exempt Market Dealer

UMC FINANCIAL MANAGEMENT INC.


Exempt Market Dealer

Restricted Portfolio Manager

UNIGESTION ASSET MANAGEMENT (CANADA) INC./GESTION DE PLACEMENTS UNIGESTION (CANADA) INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

UNIVERSITY OF TORONTO ASSET MANAGEMENT CORPORATION


Investment Fund Manager

Portfolio Manager

VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.


Investment Dealer

VALUE INVESTMENT PLANNING CENTRE INC.


Exempt Market Dealer

Mutual Fund Dealer

VALUE PARTNERS INVESTMENTS INC.


Investment Fund Manager

VALUE-CONTRARIAN ASSET MANAGEMENT INC. / VALUE-CONTRARIAN, CONSEILLERS EN PLACEMENTS


Exempt Market Dealer

Investment Fund Manager

VALUE-SCIENCES INC.


Portfolio Manager

VAN BERKOM AND ASSOCIATES INC.


Portfolio Manager

VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION


Commodity Trading Manager

VANCITY INVESTMENT MANAGEMENT LIMITED / GESTION D'INVESTISSEMENTS VANCITY


Portfolio Manager

VANGUARD INVESTMENTS CANADA INC.


Commodity Trading Manager

Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VANTAGE ASSET MANAGEMENT INC. / GESTION D'ACTIFS VANTAGE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VENABLE PARK INVESTMENT COUNSEL INC.


Portfolio Manager

VENATOR CAPITAL MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VERACAP M&A INTERNATIONAL INC.


Exempt Market Dealer

VERITAS INVESTMENT RESEARCH CORPORATION


Exempt Market Dealer

Portfolio Manager

VERITION ADVISORS (CANADA) ULC


Portfolio Manager

VERITY INVESTMENT COUNSEL INC.


Portfolio Manager

VERTEX ONE ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VESTCAP INVESTMENT MANAGEMENT INC.


Portfolio Manager

VIKING CAPITAL CORP.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VISION CAPITAL CORPORATION


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

VISION WEALTH MANAGEMENT LTD


Portfolio Manager

VL ADVISORS INC.


Investment Fund Manager

Portfolio Manager

VULCAN ASSET MANAGEMENT CORPORATION


Portfolio Manager

VWK CAPITAL MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

W.A. ROBINSON ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

W.D. LATIMER CO. LIMITED


Investment Dealer

WALTER SCOTT & PARTNERS LIMITED


Exempt Market Dealer

WALTON CAPITAL MANAGEMENT INC.


Exempt Market Dealer

WARATAH CAPITAL ADVISORS LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

WATSON DI PRIMIO STEEL (WDS) INVESTMENT MANAGEMENT LTD.


Portfolio Manager

WATT CARMICHAEL INC.


Investment Dealer

WATT CARMICHAEL PRIVATE COUNSEL INC.


Portfolio Manager

WAVE CYCLE MUTUAL FUNDS LTD.


Investment Fund Manager

WAVERLEY CORPORATE FINANCIAL SERVICES LTD.


Exempt Market Dealer

WEALHOUSE CAPITAL LIMITED PARTNERSHIP / GESTION DE CAPITAL WEALHOUSE


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

WEALTH CREATION PRESERVATION & DONATION INC.


Exempt Market Dealer

WEALTH STEWARDS PORTFOLIO MANAGEMENT INC.


Portfolio Manager

WEALTHBAR FINANCIAL SERVICES INC.


Portfolio Manager

WEALTHBRIDGE INVESTMENT COUNSEL INC.


Portfolio Manager

WEALTHCO ASSET MANAGEMENT INC.


Exempt Market Dealer

WEALTHSIMPLE FINANCIAL INC.


Portfolio Manager

WELLINGTON MANAGEMENT COMPANY, LLP


Commodity Trading Manager

Exempt Market Dealer

Portfolio Manager

WELLS FARGO SECURITIES CANADA, LTD.


Investment Dealer

WEST FACE CAPITAL INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

WESTBORO MANAGEMENT LTD.


Exempt Market Dealer

WESTCOURT CAPITAL CORPORATION


Exempt Market Dealer

Portfolio Manager

WESTERN ASSET MANAGEMENT COMPANY


Commodity Trading Manager

WESTPOINT CAPITAL CORPORATION


Exempt Market Dealer

WESTWOOD INTERNATIONAL ADVISORS INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

WHITEHAVEN SECURITIES INC. / VALEURS MOBILIERES WHITEHAVEN INC.


Exempt Market Dealer

WHITETOOTH CAPITAL CORP.


Exempt Market Dealer

WHV INVESTMENT MANAGEMENT, INC.


Portfolio Manager

WICKHAM INVESTMENT COUNSEL INC.


Portfolio Manager

WILDLAW CAPITAL MARKETS INC.


Exempt Market Dealer

WINDCROFT FINANCIAL COUNSEL LIMITED


Portfolio Manager

WINDERMERE CAPITAL (CANADA) INC.


Exempt Market Dealer

Portfolio Manager

WINDSTAR EQUITIES LTD.


Exempt Market Dealer

WINGATE INVESTMENT MANAGEMENT LTD


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

WISE CAPITAL MANAGEMENT INC.


Investment Fund Manager

Portfolio Manager

WOLVERTON SECURITIES LTD


Investment Dealer

WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP


Portfolio Manager

WOODSTONE CAPITAL INC.


Investment Dealer

WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC.


Exempt Market Dealer

Mutual Fund Dealer

WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC.


Investment Dealer

Investment Fund Manager

WUTHERICH & COMPANY INVESTMENT COUNSEL INC./ CONSEILLERS EN VALEURS WUTHERICH & COMPAGNIE INC.


Portfolio Manager

Y.I.S. FINANCIAL INC.


Mutual Fund Dealer

YORKVILLE ASSET MANAGEMENT INC.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

YOUFIRST FINANCIAL INC.


Portfolio Manager

YOURCFO ADVISORY GROUP INC.


Investment Dealer

YTM CAPITAL ASSET MANAGEMENT LTD.


Exempt Market Dealer

Investment Fund Manager

Portfolio Manager

ZED FINANCIAL PARTNERS


Exempt Market Dealer

ZLC PRIVATE INVESTMENT MANAGEMENT INC.


Exempt Market Dealer

Portfolio Manager