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About the OSC

For the Consumer

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Policy & Regulation
 Rules, Policies, 
& Notices
 
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Policy & Regulation

The OSC administers the Securities Act Ontario and Commodity Futures Act, and is empowered to make legally binding rules.

Using PDFs

Some documents are being provided to you in PDF (and HTML where appropriate) for your convenience. To view our PDF documents correctly you must have Adobe Reader 6.0 or higher installed.

Here is a link to the latest version.

Explanatory Notes - Rules, Policies, and Notices
describes the contents of this section and how to find the documents you are looking for


Backgrounder on Rule Making
explains the Commission's rule making process


CSA numbering system
describes how the numbers of rules, policies, and notices are assigned


Status Summaries
contains annual and recent Quarterly Summary of Publications of Rules, Policies and Notices including the Table of Concordance


Table of Concordance
(in PDF) gives the current status of instruments in the rule making process and a summary of instruments published (updated quarterly)


Publications
contains documents published by the Commission that are not part of regulation or rule making



 
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