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SUMMARY OF PUBLICATIONS
PUBLICATION BY DATE PUBLISHED
| January 7, 2000 |
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| (2000) 23 OSCB 3 |
Declaration on Cooperation and Supervision of International Futures Markets and
Clearing Organizations |
| (2000) 23 OSCB 7 |
Short Notice of Proposed Rule and Companion Policy - Over-The-Counter Derivatives
91-504 |
| (2000) 23 OSCB 8 |
CSA Staff Notice - Sale of Insurance Products by Dually Employed Salespersons 33-305 |
| (2000) 23 OSCB 51 |
Notice of Proposed Rule 91-504 and Companion Policy 91-504CP- Over-The-Counter
Derivatives/Request for Comments |
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| January 14, 2000 |
|
| (2000) 23 OSCB 193 |
Staff Notice - Table of Concordance for the Reformulation Project 11-704 |
| (2000) 23 OSCB 245 |
Staff Notice - Networking Applications 33-718 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules under the Securities Act Extending the
Expiration Date to December 31, 2000 and July 1, 2001 |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Limitations on a
Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the
Registrant |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Advisors |
| (2000) 23 OSCB 286 |
Amendment to Ontario Securities Commission Rule In the Matter of Rules for Shelf
Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted |
| (2000) 23 OSCB 286 |
Amendment to Ontario Securities Commission Rule In the Matter of Prompt Offering
Qualification System |
| (2000) 23 OSCB 287 |
Amendment to Ontario Securities Commission Rule In the Matter of National Policy
Statement No. 47 and the Solicitation of Expressions of Interest |
| (2000) 23 OSCB 287 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers |
| (2000) 23 OSCB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers [including National Policy No. 41] |
| (2000) 23 OSCB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Going Private
Transactions |
| (2000) 23 OSCB 289 |
Amendment to the Ontario Securities Commission Rule In the Matter of Insider Bids,
Issuer Bids and Take-Over Bids in Anticipation of Going Private Transactions |
| (2000) 23 OSCB 289 |
Amendment to Ontario Securities Commission Rule Certain Reporting Issuers |
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| January 28, 2000 |
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| (2000) 23 OSCB 583 |
Toronto Stock Exchange - Rule Book and Policies of The TSE Inc. - Notice of
Commission Approval |
| (2000) 23 OSCB 583 |
Short Notice of Proposed Amendments to National Instrument 81-102 Mutual Funds and
Companion Policy 81-102CP and to Forms 81-101F1 - Contents of Simplified
Prospectus, Form 81-101F2 - Contents of Annual Information Form |
| (2000) 23 OSCB 584 |
Short Notice of Minister of Finance Approval of Final Rule under the Securities Act
-Mutual Funds 81-102 |
| (2000) 23 OSCB 584 |
Short Notice of Minister of Finance Approval of Final Rule - Mutual Fund Prospectus
Disclosure 81-101 and Forms 81-101F1 and 81-101F2 |
| (2000) 23 OSCB 585 |
Short Notice of Amendment to Regulation 1015 in connection with National Instrument
81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1 and Form 81-101F2, and
National Instrument 81-102 Mutual Funds |
| (2000) 23 OSCB 585 |
Canadian Derivatives Clearing Corporation - CDCC Rule Amendment - Rule B-9 -
Index Participation Unit Options - Notice of Commission Approval |
| (2000) 23 OSCB 633 |
Concept Proposal for an Integrated Disclosure System/Request for Comments |
| (2000) 23 OSCB 711 |
Regulations to Amend Regulation 1015 of the Revised Regulations of Ontario, 1990
made under the Securities Act |
| (2000) 23 OSCB(Supp) 3 |
Mutual Fund Prospectus Disclosure 81-101 |
| (2000) 23 OSCB(Supp) 11 |
Mutual Fund Prospectus Disclosure - Companion Policy 81-101CP |
| (2000) 23 OSCB(Supp) 20 |
Forms - Contents of Simplified Prospectus 81-101F1 |
| (2000) 23 OSCB(Supp) 42 |
Forms - Contents of Annual Information Form 81-101F2 |
| (2000) 23 OSCB(Supp) 59 |
Mutual Funds 81-102 |
| (2000) 23 OSCB(Supp) 116 |
Mutual Funds - Companion Policy 81-102CP |
| (2000) 23 OSCB(Supp) 135 |
Notice of Proposed Amendments to National Instrument 81-102 and Companion Policy
81-102CP - Mutual Funds - and to Forms 81-102F1 Contents of Simplified Prospectus
and Form 81-102F2 - Contents of Annual Information Form |
| (2000) 23 OSCB(Supp) 148 |
Proposed Amendments to National Instrument - Mutual Funds 81-102 |
| (2000) 23 OSCB(Supp) 156 |
Proposed Amendments to Companion Policy - Mutual Funds 81-102CP |
| (2000) 23 OSCB(Supp) 160 |
Proposed Amendments to Forms - Contents of Simplified Prospectus 81-101F1;
Contents of Annual Information Form 81-101F2 |
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| February 11, 2000 |
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| (2000) 23 OSCB 901 |
Short Notice Final Rule and Companion Policy - Insider Bids, Issuer Bids, Going Private
Transaction and Related Party Transactions 61-501; 61-501CP |
| (2000) 23 OSCB 905 |
CSA Staff Notice - Dual Reporting of Financial Information 42-301 and 42-302 |
| (2000) 23 OSCB 965 |
Notice of Rule 61-501 and Companion Policy 61-501CP- Insider Bids, Issuer Bids,
Going Private Transactions and Related Party Transactions |
| (2000) 23 OSCB 971 |
Insider Bids, Issuer Bids, Going Private Transactions and Related Party Transactions
61-501 |
| (2000) 23 OSCB 1000 |
Companion Policy 61-501CP |
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| February 18, 2000 |
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| (2000) 23 OSCB 1130 |
Staff Accounting Notice - Income Statement Presentation of Goodwill Charges 52-709 |
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| February 25, 2000 |
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| (2000) 23 OSCB 1311 |
Assignment of Certain Powers and Duties of the OSC |
| (2000) 23 OSCB 1312 |
Assignment of Certain Powers and Duties of the OSC |
| (2000) 23 OSCB 1314 |
Short Notice Final Rule - Control Block Distribution Issues 62-101 |
| (2000) 23 OSCB 1314 |
Short Notice Final Rule - Disclosure of Outstanding Share Data 62-102 |
| (2000) 23 OSCB 1315 |
Short Notice Final Rule - The Early Warning System and Related Take-Over Bid and
Insider Reporting Issues 62-103 |
| (2000) 23 OSCB 1315 |
Short Notice of Amendment to Regulation 1015 in Connection with 62-103 |
| (2000) 23 OSCB 1367 |
Control Block Distribution Issues 62-101 |
| (2000) 23 OSCB 1370 |
Disclosure of Outstanding Share Data 62-102 |
| (2000) 23 OSCB 1372 |
The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
62-103 |
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| March 10, 2000 |
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| (2000) 23 OSCB 1731 |
Declaration on Cooperation and Supervision of International Futures Markets and
Clearing Organizations: Ministerial Approval |
| (2000) 23 OSCB 1732 |
TSE By-law No. 701 - A By-law to Permit Trading After Hours at the Closing Price -
Notice of Commission Approval |
| (2000) 23 OSCB 1732 |
Short Notice of Rule 51-501 and Companion Policy 51-501CP AIF and MD&A and
Proposed Recission of OSC Policy Statement 5.10 |
| (2000) 23 OSCB 1733 |
Short Notice of Proposed Rule 52-501 and Companion Policy 52-501CP - Financial
Statements and Proposed Recission of OSC Policy Statement 5.10 |
| (2000) 23 OSCB 1783 |
Notice of Proposed Rule 51-501 and Companion Policy 51-501CP AIF, and MD&A and
Proposed Recission of OSC Policy Statement No. 5.10 Annual Information Form and
Management's Discussion and Analysis of Financial Condition and Results of
Operations/ Request for Comments |
| (2000) 23 OSCB 1793 |
Notice of Proposed Rule 52-501 and Companion Policy 52-501CP - Financial
Statements |
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| March 17, 2000 |
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| (2000) 23 OSCB 1935 |
Short Notice - Proposed Rule Prospectus Disclosure in Certain Information Circulars
54-501 |
| (2000) 23 OSCB 1936 |
Short Notice - The Toronto Stock Exchange - By-law No. 704 - Introduction of
Anonymous Trading and Undisclosed Volume - Notice of Commission Approval |
| (2000) 23 OSCB 1936 |
CSA Notice - Proposal for Uniform Terms of Escrow Applicable to Initial Public
Distributions 46-301 |
| (2000) 23 OSCB 1979 |
Notice of Rule 54-501 - Prospectus Disclosure in Certain Information Circulars/Request
for Comments |
| March 24, 2000 |
|
| (2000) 23 OSCB 2116 |
Short Notice - National Instrument 43-101 Standards of Disclosure for Mineral Projects,
Proposed Form 43-101FI Technical Reports, Proposed Companion Policy 43-101CP -
Notice of Proposed Changes |
| (2000) 23 OSCB 2116 |
Short Notice - The Toronto Stock Exchange - By-law No. 702 - Removal of Restrictions
on Trading Listed Securities on Nasdaq |
| (2000) 23 OSCB 2159 |
National Instrument 43-101 - Standards of Disclosure for Mineral Projects/Request for
Comments |
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| March 31, 2000 |
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| (2000) 23 OSCB 2316 |
Short Notice - Statement of Priorities for Fiscal Year ending March 31, 2001/Request
for Comments |
| (2000) 23 OSCB 2320 |
Short Notice - Local Policy 57-603 Defaults by Reporting Issuers in Complying with
Financial Statement Filing Requirements |
| (2000) 23 OSCB 2363 |
Statement of Priorities for Fiscal Year ending March 31, 2001 |
| (2000) 23 OSCB 2368 |
Local Policy 57-603 - Defaults by Reporting Issuers in Complying with Financial
Statement Filing Requirements |
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| April 7, 2000 |
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| (2000) 23 OSCB 2486 |
Staff Notice - Disclosure by Mutual Funds of Changes in Calculation of Management
Expense Ratio 81-306 |
| (2000) 23 OSCB 2488 |
Notice of Commission Approval - TSE: Suspension and Delisting Policy - Changes to
Continued Listing Requirements and Suspension Review Process |
| (2000) 23 OSCB 2489 |
Short Notice of Commission Approval and Publication for Comment: Amendment to
IDA Policy 6 - Part 1, Proficiency Requirements |
| (2000) 23 OSCB 2627 |
IDA - Proposed Policy No. 6, Part 1 - Proficiency Requirements |
| (2000) 23 OSCB 2490 |
Toronto Stock Exchange Inc. -Recognition Order |
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| April 14, 2000 |
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| (2000) 23 OSCB 2642 |
Policy Reformulation Project - Quarterly Summary of Publications |
| (2000) 23 OSCB 2652 |
Policy Reformulation Project - Table of Concordance |
| (2000) 23 OSCB 2679 |
Short Notice of Minister of Finance Approval of Final Rule - Insider Bids, Issuer Bids,
Going Private Transactions and Related Party Transactions 61-501 |
| (2000) 23 OSCB 2680 |
Short Notice: SRO Membership - Securities Dealers and Brokers/Request for
Comments 31-507 |
| (2000) 23 OSCB 2719 |
Rule 61-501 - Insider Bids, Issuer Bids, Going Private Transactions and Related Party
Transactions |
| (2000) 23 OSCB 2755 |
Rule 31-507 - SRO Membership - Securities Dealers and Brokers/Request for
Comments |
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| April 28, 2000 |
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| (2000) 23 OSCB 3034 |
Five-Year Review of Securities Legislation in Ontario/Request for Comments |
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| May 19, 2000 |
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| (2000) 23 OSCB 3512 |
Staff Notice - Registrant Regulatory Filings 33-713 |
| (2000) 23 OSCB 3627 |
IDA - Amendment to General Notes and Definitions of Form 1 to Allow Dual Trade
Date/Settlement Date Margining |
| (2000) 23 OSCB 3629 |
IDA - Composition of the IDA Board |
| (2000) 23 OSCB 3634 |
IDA - Small Investments by Industry Investors in Another Member or Holding Company |
| (2000) 23 OSCB 3636 |
IDA - Manipulative or Deceptive Trading |
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| May 26, 2000 |
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| (2000) 23 OSCB 3650 |
IDA - Amendment to Policy 6 - Part 1, Proficiency Requirements -Notice of
Commission Approval |
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| June 2, 2000 |
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| (2000) 23 OSCB 3791 |
Short Notice - National Instrument 81-104 Commodity Pools and Companion Policy 81-104CP Commodity Pools - Notice of Proposed Changes |
| (2000) 23 OSCB 3855 |
Notice of Proposed Changes to National Instrument 81-104 and Companion Policy 81-104CP Commodity Pools/Request for Comments |
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| June 16, 2000 |
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| (2000) 23 OSCB 4121 |
Short Notice - Mutual Fund Dealers Association of Canada - including Proposed Rule
31-506 SRO Membership - Mutual Fund Dealers and the MFDA Recognition
Application |
| (2000) 23 OSCB 4122 |
Short Notice of Proposed Amendment to National Instrument 81-102 and Companion
Policy 81-102CP (Mutual Funds) and to National Instrument 81-101 and Companion
Policy 81-101CP (Mutual Fund Prospectus Disclosure) |
| (2000) 23 OSCB 4122 |
Short Notice of National Instrument 55-101 Exemption from Certain Insider Reporting Requirements |
| (2000) 23 OSCB 4123 |
Short Notice - Proposed National Instrument 55-102 System for Electronic Data on
Insiders (SEDI) |
| (2000) 23 OSCB 4123 |
Staff Notice - Implementation of Reporting Issuer Continuous Disclosure Review
Program 51-703 |
| (2000) 23 OSCB 4195 |
Notice of Proposed Amendments to National Instrument 81-102 and Companion Policy
81-102CP Mutual Funds and to National Instrument 81-101 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure, and Form 81-101FI Contents of Simplified
Prospectus and Form 81-101F2 Contents of Annual Information Form/Request for
Comments |
| (2000) 23 OSCB 4212 |
Notice of Proposed Changes to National Instrument 55-101 and Companion Policy 55-101CP Exemption from Certain Insider Reporting Requirements and Rescission of OSC
Policy 10.1 Applications for Exemption from Insider Reporting Obligations for Insiders
of Subsidiaries and Affiliated Issuers/Request for Comments |
| (2000) 23 OSCB 4227 |
Notice of Proposed National Instrument 55-102, Forms 55-102F1, 55-102F2, 55-102F3,
55-102F4 and 55-102F5, Companion Policy 55-102CP System for Electronic Data on
Insiders (SEDI) |
| (2000) 23 OSCB 4315 |
Toronto Stock Exchange- Alternative Trading Systems/Proprietary Electronic Trading
Systems/Request for Comments |
| (2000) 23 OSCB(Supp) 163 |
Notice of Proposed Changes to Proposed Rule 31-506 SRO Membership - Mutual Fund
Dealers |
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| June 23, 2000 |
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| (2000) 23 OSCB 4337 |
Short Notice of Rule 31-502 and Companion Policy 31-502CP Proficiency Requirements
for Registrants |
| (2000) 23 OSCB 4337 |
Short Notice of Proposed Rule 35-502 Non-Resident Advisers |
| (2000) 23 OSCB 4381 |
Rule 31-502 and Companion Policy 35-502CP Proficiency Requirements for Registrants,
and Revocation of Regulations - Notice of Rule under the Securities Act |
| (2000) 23 OSCB 4393 |
Notice of Proposed Rule 35-502 Non-Resident Advisers/Request for Comments |
| (2000) 23 OSCB 4467 |
Regulation to Amend Regulation 1015 of the Revised Regulations of Ontario, 1990 Made
Under the Securities Act |
| (2000) 23 OSCB 4467 |
Regulation to Amend Regulation 90 of the Revised Regulations of Ontario, 1990 Made
Under the Commodity Futures Act |
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| June 30, 2000 |
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| (2000) 23 OSCB 4498 |
Staff Notice 61-701 Applications for Exemptive Relief under Rule 61-501 |
| (2000) 23 OSCB 4501 |
CSA Staff Request for Comment 13-401 Request for Changes, Additions or
Improvements for a Revised SEDAR System |
| (2000) 23 OSCB 4503 |
Short Notice of Rule 31-507 SRO Membership - Securities Dealers and Brokers |
| (2000) 23 OSCB 4565 |
Rule 31-507 SRO Membership - Securities Dealers and Brokers |
| A. |
NOTICES |
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| Staff Notices |
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| January 14, 2000 |
|
| (2000) 23 OSCB 193 |
Staff Notice 11-704 - Table of Concordance for the Reformulation Project |
| (2000) 23 OSCB 245 |
Staff Notice 33-718 - Networking Applications |
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| February 18, 2000 |
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| (2000) 23 OSCB 1130 |
Staff Accounting Notice 52-709 - Income Statement Presentation of Goodwill Charges |
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| May 19, 2000 |
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| (2000) 23 OSCB 3512 |
Staff Notice 33-713 - Registrant Regulatory Filings |
| (2000) 23 OSCB 4123 |
Staff Notice 51-703 - Implementation of Reporting Issuer Continuous Disclosure Review
Program |
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| June 30, 2000 |
|
| (2000) 23 OSCB 4498 |
Staff Notice 61-701 Applications for Exemptive Relief under Rule 61-501 |
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| Canadian Securities Administrators' Staff Notices |
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| January 7, 2000 |
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| (2000) 23 OSCB 8 |
CSA Staff Notice 33-305 - Sale of Insurance Products by Dually Employed Salespersons |
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| February 11, 2000 |
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| (2000) 23 OSCB 905 |
CSA Staff Notice 42-301 and 52-302 - Dual Reporting of Financial Information |
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| March 17, 2000 |
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| (2000) 23 OSCB 1936 |
CSA Notice 46-301 - Proposal for Uniform Terms of Escrow Applicable to Initial Public
Distributions |
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| April 7, 2000 |
|
| (2000) 23 OSCB 2486 |
CSA Staff Notice 81-306 - Disclosure by Mutual Funds of Changes in Calculation of
Management Expense Ratio |
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| June 30, 2000 |
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| (2000) 23 OSCB 4501 |
CSA Staff Request for Comment 13-401 Request for Changes, Additions or Improvements
for a Revised SEDAR System |
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| B. |
MEMORANDUM OF UNDERSTANDING |
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| January 7, 2000 |
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| (2000) 23 OSCB 3 |
Declaration on Cooperation and Supervision of International Futures Markets and
Clearing Organizations: Ministerial Approval |
|
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| March 10, 2000 |
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| (2000) 23 OSCB 1731 |
Declaration on Cooperation and Supervision of International Futures Markets and
Clearing Organizations |
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| C. |
RESCISSION OF POLICY STATEMENTS |
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| Rescission of Ontario Securities Commission Policy Statement No. 5.10 |
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| March 10, 2000 |
|
| (2000) 23 OSCB 1783 |
Notice of Proposed Rescission of Ontario Securities Commission Policy Statement No.
5.10 - Annual Information Form and Management's Discussion and Analysis of
Financial Condition and Results of Operation |
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| Rescission of Ontario Securities Commission Policy Statement No. 10.1 |
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| June 16, 2000 |
|
| (2000) 23 OSCB 4212 |
Notice of Proposed Changes to National Instrument 55-101 and Companion Policy 55-101CP Exemption from Certain Insider Reporting Requirements and Rescission of OSC
Policy 10.1 Applications for Exemption from Insider Reporting Obligations for Insiders of
Subsidiaries and Affiliated Issuers/Request for Comments |
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| D. |
PROCEDURE AND RELATED MATTERS |
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| E. |
CERTAIN CAPITAL MARKET PARTICIPANTS |
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| F. |
REGISTRATION REQUIREMENTS AND RELATED MATTERS |
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| 31-502 31-502CP Proficiency Requirements for Registrants |
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| June 23, 2000 |
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| (2000) 23 OSCB 4337 |
Short Notice of Rule 31-502 and Companion Policy 31-502CP Proficiency Requirements
for Registrants |
| (2000) 23 OSCB 4381 |
Rule 31-502 and Companion Policy 35-502CP Proficiency Requirements for Registrants,
and Revocation of Regulations - Notice of Rule under the Securities Act |
|
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| 31-506 SRO Membership - Mutual Fund Dealers |
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| June 16, 2000 |
|
| (2000) 23 OSCB 4121 |
Short Notice - Mutual Fund Dealers Association of Canada - including Proposed Rule 31-506 SRO Membership - Mutual Fund Dealers and the MFDA Recognition Application |
| (2000) 23 OSCB(Supp)
163 |
Notice of Proposed Changes to Proposed Rule 31-506 SRO Membership - Mutual Fund
Dealers |
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| 31-507 SRO Membership - Securities Dealers and Brokers |
|
| April 14, 2000 |
|
| (2000) 23 OSCB 2680 |
Short Notice of Rule 31-507 - SRO Membership - Securities Dealers and Brokers/Request
for Comments 31-507 |
| (2000) 23 OSCB 2755 |
Rule 31-507 - SRO Membership - Securities Dealers and Brokers/Request for Comments |
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| June 30, 2000 |
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| (2000) 23 OSCB 4503 |
Short Notice of Rule 31-507 - SRO Membership - Securities Dealers and Brokers |
| (2000) 23 OSCB 4565 |
Rule 31-507 SRO Membership - Securities Dealers and Brokers |
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| 33-105 Underwriting Conflicts |
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| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of the Limitations on a Registrant Underwriting Securities of a Related Issuer
or Connected Issuer of the Registrant (1997) 20 OSCB 1217 as amended by (1998) 21
OSCB 6431 and (2000) 23 OSCB 285 |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Limitations on a
Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the
Registrant |
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| 35-502 International Advisors |
|
| January 14, 2000 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of Certain Advisors (1997) 20 OSCB 1217 as amended by (1998) 21 OSCB
6432 and (2000) 23 OSCB 285 |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rules In the Matter of Certain Advisors |
|
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| June 23, 2000 |
|
| (2000) 23 OSCB 4337 |
Short Notice of Proposed Rule 35-502 Non-Resident Advisers |
| (2000) 23 OSCB 4393 |
Notice of Proposed Rule 35-502 Non-Resident Advisers/Request for Comments |
|
| 44-101 Prompt Offering Qualification System |
|
|
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain Advisors |
|
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| G. |
DISTRIBUTION REQUIREMENTS |
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| 44-101 Prompt Offering Qualification System |
|
|
| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of Prompt Offering Qualification System [including National Policy
Statement No. 47] (1997), 20 OSCB 1217, as amended by (1998), 21 OSCB 6434 and
(2000) 23 OSCB 286 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of National Policy No. 47 and the Solicitation of Expressions of Interest
[including National Policy Statement No. 47] (1997), 20 OSCB 1217, as amended by
(1998), 21 OSCB 6434 and (2000) 23 OSCB 287 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of Certain Reporting Issuers (1997) OSCB 1219 as amended by (1998) 21
OSCB 6437 and (2000) 23 OSCB 287 |
| (2000) 23 OSCB 286 |
Amendment to Ontario Securities Commission Rule In the Matter of Prompt Offering
Qualification System |
| (2000) 23 OSCB 287 |
Amendment to Ontario Securities Commission Rule In the Matter of National Policy
Statement No. 47 and the Solicitation of Expressions of Interest [including National Policy
Statement No. 47] |
| (2000) 23 OSCB 287 |
Amendment to the Ontario Securities Commission Rule
In the Matter of Certain Reporting Issuers |
|
| 44-102 44-102CP Shelf Distributions |
|
| January 14, 2000 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendment to Rules Under the Securities Act Extending Expiration
Date to December 31, 2000
In the Matter of Rules for Shelf Prospectus Offerings and for Pricing Offerings After the
Prospectus is Receipted (1991), 14 OSCB 1824 [including National Policy Statement No.
44 (1991), 14 OSCB 1844], as amended by (1998), 21 OSCB 7209 and (2000) 23 OSB
286 |
| (2000) 23 OSCB 286 |
Amendment to the Ontario Securities Commission Rule In the Matter of Rules for Shelf
Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted |
|
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| H. |
ONGOING REQUIREMENTS FOR ISSUERS AND INSIDERS |
| 43-101 43-101CP 43-101F1 Standards of Disclosure for Mineral Projects |
|
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| March 24, 2000 |
|
| (2000) 23 OSCB 2116 |
Short Notice - National Instrument 43-101 Standards of Disclosure for Mineral Projects,
Proposed Form 43-101FI Technical Reports, Proposed Companion Policy 43-101CP -
Notice of Proposed Changes |
| (2000) 23 OSCB 2159 |
National Instrument 43-101 - Standards of Disclosure for Mineral Projects/Request for
Comments |
|
|
| 44-401, 51-401 Concept Proposal for an Integrated Disclosure System |
|
|
| January 28, 2000 |
|
| (2000) 23 OSCB 633 |
Concept Proposal for an Integrated Disclosure System/Request for Comments |
|
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| 51-501 51-501CP Annual Information Form and Management's Discussion and Analysis |
|
|
| March 10, 2000 |
|
| (2000) 23 OSCB 1732 |
Rule 51-501 and Companion Policy 51-501CP AIF and MD&A and Proposed Recission
of OSC Policy Statement 5.10 |
|
|
| 51-502 Continuous Disclosure and Other Exemptions for Foreign Reporting Issuers |
|
|
| January 14, 2000 |
|
| (2000) 23 OSB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending
Expiration Date to July 1, 2001
In the Matter of Certain Reporting Issuers (1997) 20 OSCB 1218 and 1219, as amended
by (1998) 21 OSCB 6436 and (2000) 23 OSCB 289 (3 rules) |
| (2000) 23 OSCB 289 |
Amendment to Ontario Securities Commission Rule In the Matter of Certain Reporting
Issuers |
|
|
| 52-501 52-501CP Financial Statements |
|
|
| (2000) 23 OSCB 1733 |
Proposed Rule 52-501 and Companion Policy 52-501CP - Financial Statements |
| (2000) 23 OSCB 1783 |
Notice of Proposed Rule 51-501 and Companion Policy 51-501CP AIF, and MD&A and
Proposed Recission of OSC Policy Statement No. 5.10 Annual Information Form and
Management's Discussion and Analysis of Financial Condition and Results of Operations |
| (2000) 23 OSCB 1793 |
Notice of Proposed Rule 52-501 and Companion Policy 52-501CP - Financial Statements |
|
|
| 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer |
|
|
| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending
Expiration Date to December 31, 2000
In the Matter of Certain Reporting Issuers [including National Policy No. 47] (1997), 20
OSCB 1219, as amended by (1998), 21 OSCB 6437 and (2000) 23 OSCB 288 |
| (2000) 23 OSB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers [including National Policy No. 41] |
|
|
| 54-501 Prospectus Disclosure in Certain Information Circulars |
|
|
| March 17, 2000 |
|
| (2000) 23 OSCB 1935 |
Short Notice - Proposed Rule 54-501 Prospectus Disclosure in Certain Information
Circulars |
| (2000) 23 OSCB 1979 |
Rule 54-501 - Prospectus Disclosure in Certain Information Circulars - Notice of Rules
Under the Securities Act/Request for Comments |
|
|
| 55-101 Exemption from Certain Insider Reporting Requirements |
|
|
| June 16, 2000 |
|
| (2000) 23 OSCB 4122 |
Short Notice of National Instrument 55-101 Exemption from Certain Insider Reporting
Requirements |
| (2000) 23 OSCB 4212 |
Notice of Proposed Changes to National Instrument 55-101 and Companion Policy 55-101CP Exemption from Certain Insider Reporting Requirements and Rescission of OSC
Policy 10.1 Applications for Exemption from Insider Reporting Obligations for Insiders of
Subsidiaries and Affiliated Issuers/Request for Comments |
|
|
| 55-102 System for Electronic Data on Insiders |
|
|
| June 16, 2000 |
|
| (2000) 23 OSCB 4123 |
Short Notice - Proposed National Instrument 55-102 System for Electronic Data on
Insiders (SEDI) |
| (2000) 23 OSCB 4227 |
Notice of Proposed National Instrument 55-102, Forms 55-102F1, 55-102F2, 55-102F3,
55-102F4 and 55-102F5, Companion Policy 55-102CP System for Electronic Data on
Insiders (SEDI) |
|
|
| 57-603 Defaults by Reporting Issuers in Complying with Financial Statement Filing Requirements |
|
|
| March 31, 2000 |
|
| (2000) 23 OSCB 2320 |
Short Notice - Local Policy 57-603 Defaults by Reporting Issuers in Complying with
Financial Statement Filing Requirements |
| (2000) 23 OSCB 2368 |
Local Rule 57-603 - Defaults by Reporting Issuers in Complying with Financial
Statement Filing Requirements |
|
|
|
|
| I. |
TAKE-OVER BIDS AND SPECIAL TRANSACTIONS |
|
|
| 61-501 61-501CP Insider Bids, Issuer Bids, and Going Private Transactions and Related Party Transactions |
|
|
| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending
Expiration Date to December 31, 2000
In the Matter of Going Private Transactions (1997) 20 OSCB 1219, as amended by
(1998), 21 OSCB 2338; (1998) 21 OSCB 7751 and (2000) 23 OSCB 288 |
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules Under the Securities Act Extending
Expiration Date to December 31, 2000
In the Matter of Insider Bids, Issuer Bids and Take-Over Bids in Anticipation of Going
Private Transactions (1997) 20 OSCB 1219, as amended by (1998) 21 OSCB 2338;
(1998), 21 OSCB 7752 and (2000) 23 OSCB 289 |
| (2000) 23 OSCB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Going Private
Transactions |
| (2000) 23 OSCB 289 |
Amendment to the Ontario Securities Commission Rule In the Matter of Insider Bids,
Issuer Bids and Take-Over Bids in Anticipation of Going Private Transactions |
|
|
| February 11, 2000 |
|
| (2000) 23 OSCB 901 |
Rule 61-501 and Companion Policy 61-501CP - Insider Bids, Issuer Bids, Going Private
Transaction and Related Party Transactions |
| (2000) 23 OSCB 965 |
Rule 61-501 - Insider Bids, Issuer Bids, Going Private Transactions and Related Party
Transactions |
|
|
| April 14, 2000 |
|
| (2000) 23 OSCB 2679 |
Short Notice of Minister of Finance Approval of Final Rule - Insider Bids, Issuer Bids,
Going Private Transactions and Related Party Transactions 61-501 |
| (2000) 23 OSCB 2719 |
Rule 61-501 - Insider Bids, Issuer Bids, Going Private Transactions and Related Party
Transactions |
| 62-101 Control Block Distribution Issues, 62-102 Disclosure of Outstanding Share Data, 62-103 The Early
Warning System and Related Take-Over Bid and Insider Reporting Issues |
|
|
| February 25, 2000 |
|
| (2000) 23 OSCB 1314 |
Short Notice Final Rule - NI 62-101 - Control Block Distribution Issues |
| (2000) 23 OSCB 1314 |
Short Notice Final Rule - NI 62-102 - Disclosure of Outstanding Share Data |
| (2000) 23 OSCB 1315 |
Short Notice Final Rule - NI 62-103 - The Early Warning System and Related Take-Over
Bid and Insider Reporting Issues |
| (2000) 23 OSCB 1315 |
Short Notice of Amendment to Regulation 1015 in Connection with OSC - Rule NI 62-103 - The Early Warning System and Related Take-Over Bid and Insider Reporting
Issues |
| (2000) 23 OSCB 1367 |
NI 62-101 - Control Block Distribution Issues |
| (2000) 23 OSCB 1370 |
NI 62-102 - Disclosure of Outstanding Share Data |
| (2000) 23 OSCB 1372 |
NI 62-103 - The Early Warning System and Related Take-Over Bid and Insider
Reporting Issues |
|
|
|
|
| J. |
SECURITY TRANSACTIONS OUTSIDE THE JURISDICTION |
|
|
|
|
| K. |
MUTUAL FUNDS |
|
|
| 81-101 81-101CP Mutual Fund - Simplified Prospectus Disclosure System |
|
|
| January 28, 2000 |
|
| (2000) 23 OSCB 584 |
Short Notice of Minister of Finance Approval of Final Rule under the Securities Act -
National Instrument 81-101 Mutual Fund Prospectus Disclosure and Forms 81-101F1 and
81-101F2 |
| (2000) 23 OSCB 585 |
Short Notice of Amendment to Regulation 1015 - National Instrument 81-101, Form 81-101F1 and Form 81-101F2, and National Instrument 81-102 |
| (2000) 23 OSCB 711 |
Regulations to Amend Regulation 1015 of the Revised Regulations of Ontario, 1990 made
under the Securities Act |
|
|
| June 16, 2000 |
|
| (2000) 23 OSCB 4122 |
Short Notice of Proposed Amendment to National Instrument 81-102 and Companion
Policy 81-102CP (Mutual Funds) and to National Instrument 81-101 and Companion
Policy 81-101CP (Mutual Fund Prospectus Disclosure) |
| (2000) 23 OSCB 4195 |
Notice of Proposed Amendments to National Instrument 81-102 and Companion Policy
81-102CP Mutual Funds and to National Instrument 81-101 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure, and Form 81-101FI Contents of Simplified
Prospectus and Form 81-101F2 Contents of Annual Information Form/Request for
Comments |
|
|
| 81-102 81-102CP Mutual Fund |
|
|
| January 28, 2000 |
|
| (2000) 23 OSCB 583 |
Short Notice of Proposed Amendments to National Instrument 81-102 and Companion
Policy 81-102CP and to Forms 81-101F1, Form 81-101F2, National Instrument 81-102 |
| (2000) 23 OSCB 584 |
Short Notice of Minister of Finance Approval of Final Rule under the Securities Act -
National Instrument 81-102 Mutual Funds |
| June 16, 2000 |
|
| (2000) 23 OSCB 4122 |
Short Notice of Proposed Amendment to National Instrument 81-102 and Companion
Policy 81-102CP (Mutual Funds) and to National Instrument 81-101 and Companion
Policy 81-101CP (Mutual Fund Prospectus Disclosure) |
| (2000) 23 OSCB 4195 |
Notice of Proposed Amendments to National Instrument 81-102 and Companion Policy
81-102CP Mutual Funds and to National Instrument 81-101 and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure, and Form 81-101FI Contents of Simplified
Prospectus and Form 81-101F2 Contents of Annual Information Form/Request for
Comments |
|
|
| 81-104 81-104CP Commodity Pools |
| June 2, 2000 |
|
| (2000) 23 OSCB 3791 |
Short Notice of National Instrument 81-104 Commodity Pools and Companion Policy 81-104CP Commodity Pools - Notice of Proposed Changes |
| (2000) 23 OSCB 3855 |
Notice of Proposed Changes to National Instrument 81-104 and Companion Policy 81-104CP - Commodity Pools/Request for Comments |
| 81-306 Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ratio |
|
|
| April 7, 2000 |
|
| (2000) 23 OSCB 2486 |
Staff Notice - Disclosure by Mutual Funds of Changes in Calculation of Management
Expense Ratio |
|
|
|
|
| L. |
DERIVATIVES |
|
|
| 91-504 Over-the-Counter Derivatives |
|
|
| January 7, 2000 |
|
| (2000) 23 OSCB 7 |
Short Notice of Proposed Rule and Companion Policy - Rule 91-504 - Over-the-Counter
Derivatives |
| (2000) 23 OSCB 51 |
Proposed Rule 91-504 - Over-The-Counter Derivatives |
|
|
|
|
| M. |
MISCELLANEOUS |
|
|
| January 28, 2000 |
|
| (2000) 23 OSCB 585 |
Canadian Derivatives Clearing Corporation - CDCC Rule Amendment - Rule B-9 -
Index Participation Unit Options - Notice of Approval |
|
|
| February 25, 2000 |
|
| (2000) 23 OSCB 1311 |
Assignment of Certain Powers and Duties of the OSC |
| (2000) 23 OSCB 1312 |
Assignment of Certain Powers and Duties of the OSC |
|
|
| March 31, 2000 |
|
| (2000) 23 OSCB 2316 |
Short Notice - Statement of Priorities for Fiscal Year ending March 31, 2001/Request for
Comments |
| (2000) 23 OSCB 2363 |
Statement of Priorities for Fiscal Year ending March 31, 2001 |
|
|
| June 23, 2000 |
|
| (2000) 23 OSCB 4467 |
Regulation to Amend Regulation 1015 of the Revised Regulations of Ontario, 1990 Made
Under the Securities Act |
| (2000) 23 OSCB 4467 |
Regulation to Amend Regulation 90 of the Revised Regulations of Ontario, 1990 Made
Under the Commodity Future Act |
|
|
|
|
| N. |
RULES AND POLICIES OF SROs AND RECOGNIZED EXCHANGES |
| January 28, 2000 |
|
| (2000) 23 OSCB 583 |
Toronto Stock Exchange - Rule Book and Policies of The TSE Inc. - Notice of
Commission Approval |
|
|
| (2000) 23 OSCB 1732 |
TSE By-law No. 701 - A By-law to Permit Trading After Hours at the Closing Price -
Notice of Commission Approval |
|
|
| March 17, 2000 |
|
| (2000) 23 OSCB 1936 |
Short Notice - The Toronto Stock Exchange - By-law No. 704 - Introduction of
Anonymous Trading and Undisclosed Volume - Notice of Commission Approval |
| (2000) 23 OSCB 2116 |
The Toronto Stock Exchange - By-law No. 702 - Removal of Restrictions on Trading
Listed Securities on Nasdaq |
|
|
| April 7, 2000 |
|
| (2000) 23 OSCB 2488 |
TSE - Suspension and Delisting Policy - Changes to Continued Listing Requirements and
Suspension Review Process - Notice of Commission Approval |
| (2000) 23 OSCB 2489 |
Amendment to IDA Policy No. 6 - Part 1, Proficiency Requirements - Short Notice of
Commission Approval and Publication for Comment |
| (2000) 23 OSCB 2490 |
Toronto Stock Exchange Inc. - Recognition Order |
| (2000) 23 OSCB 2627 |
IDA - Amendment to IDA Policy No. 6 - Part 1, Proficiency Requirements |
|
|
| May 19, 2000 |
|
| (2000) 23 OSCB 3627 |
IDA - Amendment to General Notes and Definitions of Form 1 to Allow Dual Trade
Date/Settlement Date Margining |
| (2000) 23 OSCB 3629 |
IDA - Composition of the IDA Board |
| (2000) 23 OSCB 3634 |
IDA - Small Investments by Industry Investors in Another Member or Holding Company |
| (2000) 23 OSCB 3636 |
IDA - Manipulative or Deceptive Trading |
|
|
| May 26, 2000 |
|
| (2000) 23 OSCB 3650 |
IDA - Amendment to Policy 6 - Part 1, Proficiency Requirements -Notice of Commission
Approval |
|
|
| June 16, 2000 |
|
| (2000) 23 OSCB 4315 |
Toronto Stock Exchange- Alternative Trading Systems/Proprietary Electronic Trading
Systems/Request for Comments |
|
|
|
|
| O. RULES THAT WERE EXTENDED FROM DECEMBER 31, 1999 TO JULY 01, 2001 |
|
|
| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules under the Securities Act Extending the
Expiration Date to December 31, 1999 and July 1, 2001 |
| (2000) 23 OSCB 289 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers |
|
|
|
|
| P. RULES THAT WERE EXTENDED FROM DECEMBER 31, 1999 TO DECEMBER 31, 2000 |
|
|
| January 14, 2000 |
|
| (2000) 23 OSCB 245 |
Short Notice of Final Amendments to Rules under the Securities Act Extending the
Expiration Date to December 31, 1999 and July 1, 2001 |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Limitations on a
Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the
Registrant |
| (2000) 23 OSCB 285 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain Advisors |
| (2000) 23 OSCB 286 |
Amendment to the Ontario Securities Commission Rule In the Matter of Rules for Shelf
Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted |
| (2000) 23 OSCB 286 |
Amendment to the Ontario Securities Commission Rule In the Matter of Prompt Offering
Qualification System |
| (2000) 23 OSCB 287 |
Amendment to the Ontario Securities Commission Rule In the Matter of National Policy
Statement No. 47 and the Solicitation of Expressions of Interest |
| (2000) 23 OSCB 287 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers |
| (2000) 23 OSCB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Certain
Reporting Issuers [including National Policy No. 41] |
| (2000) 23 OSCB 288 |
Amendment to the Ontario Securities Commission Rule In the Matter of Going Private
Transactions |
| (2000) 23 OSCB 289 |
Amendment to the Ontario Securities Commission Rule In the Matter of Insider Bids,
Issuer Bids and Take-Over Bids in Anticipation of Going Private Transactions |
|
|
|
|
