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81-101 81-101CP - Mutual Fund Prospectus Disclosure and Rescission of National Policy No. 36 |
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| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 241) |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 312) |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments in PDF |
| June 3, 2005 |
Consequential Amendments |
| May 27, 2005 |
Consequential Amendments in PDF |
| January 16, 2004 |
National Instrument |
| January 16, 2004 |
Notice of Minister of Finance Approval of Amendments |
| October 10,2003 |
National Instrument |
| October 10,2003 |
Notice of Amendments |
| October 10,2003 |
Notice of Commission Approval of Amendments |
| September 20, 2002 |
Notice of Amendment |
| July 19, 2002 |
Notice of Proposed Amendment |
| July 19, 2002 |
Proposed Amendment |
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Comments Received |
| April 13, 2001 |
Notice of Final Rule |
| February 16, 2001 |
Amendments to National Instrument and Companion Policy in PDF |
| January 28, 2000 |
Proposed Amendments in PDF |
| January 28, 2000 |
Rule, Forms, and Companion Policy (effective February 1, 2000) in PDF |
| November 12, 1999 |
Final Rule, Forms, and Companion Policy in PDF |
| April 30, 1999 |
Notice of Proposed Changes To National Instrument, Forms and Companion Policy |
| July 31, 1998 |
Notice of Proposed National Instrument |
| July 31, 1998 |
Summary of Comments Received |
| July 31, 1998 |
Proposed National Instrument |
| July 31, 1998 |
Proposed Companion Policy to National Instrument |
| July 31, 1998 |
Proposed Fund Summary Form |
| July 31, 1998 |
Proposed Fund Prospectus Form |
| July 31, 1998 |
Concordance |
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81-102 81-102CP - Mutual Funds and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39 |
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| September 5, 2008 |
Amendments in PDF |
| September 5, 2008 |
Notice of Ministerial Approval of Amendments |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments in PDF |
| June 3, 2005 |
National Instrument |
| May 27, 2005 |
Consequential Amendments in PDF |
| January 16, 2004 |
National Instrument |
| January 16, 2004 |
Notice of Minister of Finance Approval of Amendments |
| October 17, 2003 |
Companion Policy |
| October 17, 2003 |
Correction to Amendments |
| October 10 ,2003 |
National Instrument |
| October 10, 2003 |
Notice of Amendments |
| October 10, 2003 |
Notice of Commission Approval of Amendments |
| September 20, 2002 |
Notice of Amendment |
| July 19, 2002 |
Notice of Proposed Amendment |
| July 19, 2002 |
Proposed Amendment |
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Comments Received |
| April 13, 2001 |
Notice of Final Rule |
| February 16, 2001 |
Amendments to National Instrument, Companion Policy and Forms in PDF |
| June 16, 2000 |
Proposed Amendments in PDF |
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Comments Received |
| January 28, 2000 |
Proposed Amendments in PDF |
| January 28, 2000 |
Rule, Forms, and Companion Policy (effective February 1, 2000) in PDF |
| November 12, 1999 |
Final Rule and Companion Policy in PDF |
| March 19, 1999 |
Proposed Changes To National Instrument and Companion Policy |
| June 27, 1997 |
Notice |
| June 27, 1997 |
Proposed National Instrument |
| June 27, 1997 |
Proposed Companion Policy |
| June 27, 1997 |
Table of Concordance |
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81-104 - Commodity Pools |
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| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 255) |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 326) |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments in PDF |
| August 26, 2005 |
Amendment to Multilateral Instrument |
| June 3, 2005 |
Consequential Amendments |
| May 27, 2005 |
Consequential Amendments in PDF |
| May 27, 2005 |
Notice and Request for Comment |
| November 8, 2002 |
Correction to Notice of Minister Approval of Multilateral Instrument |
| October 25, 2002 |
Multilateral Instrument (effective November 1 2002) |
| October 25, 2002 |
Notice of Minister Approval of Multilateral Instrument |
| August 9, 2002 |
Notice of Rule, Multilateral Instrument and Companion Policy |
| August 9, 2002 |
Multilateral Instrument and Companion Policy |
| December 14, 2001 |
National Instrument in PDF |
| December 14, 2001 |
Notice of Proposed Changes to Proposed National Instrument and Companion Policy in PDF |
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Comments Received (deadline for comments: March 18, 2002) |
| June 2, 2000 |
Notice of Proposed Changes to Proposed National Instrument and Companion Policy |
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Comments Received (deadline for comments: August 4, 2000) |
| June 27, 1997 |
Notice and Request for Comment |
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Comments Received (deadline for comments: October 31, 1997) |
| June 27, 1997 |
Proposed National Policy |
| June 27, 1997 |
Proposed Companion Policy |
| June 27, 1997 |
Table of Concordance |
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81-105 81-105CP (formerly 81-503) - Mutual Fund Sales Practices |
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81-106 and Companion Policy 81-106CP - Investment Fund Continuous Disclosure, and Form 81-106F1 |
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| September 5, 2008 |
Amendments in PDF |
| September 5, 2008 |
Notice of Ministerial Approval of Amendments |
| June 27, 2008 |
Amendments |
| June 27, 2008 |
Notice of Ministerial Approval of Amendments |
| June 20, 2008 |
Notice of Amendments |
| April 18, 2008 |
CSA Notice of Amendments |
| June 1, 2007 |
Notice and Request for Comment in PDF |
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Comments Received |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments in PDF |
| June 3, 2005 |
Notice of Ministerial Approval |
| June 3, 2005 |
National Instrument |
| May 27, 2005 |
Proposed Consequential Amendments in PDF |
| May 16, 2005 |
Webcast: National Instrument 81-106 Investment Fund Continuous Disclosure |
| March 11, 2005 |
National Instrument in PDF |
| May 28, 2004 |
Proposed National Instrument |
| May 28, 2004 |
Notice and Request for Comment in PDF |
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Comments Received |
| May 28, 2004 |
Final Report for Ontario Securities Commission (English / French) in PDF |
| May 28, 2004 |
Notice - Notice of Request for Comment |
| September 20, 2002 |
Proposed Rule and Companion Policy |
| September 20, 2002 |
Notice and Request for Comments |
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Comments Received |
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81-107 - Independent Review Committee for Investment Funds |
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| March 30, 2007 |
CSA - Staff Notice - FAQs on 81-107 |
| November 10, 2006 |
National Instrument |
| November 10, 2006 |
Notice of Ministerial Approval |
| July 28, 2006 |
Notice |
| July 28, 2006 |
National Instrument in PDF |
| July 28, 2006 |
Notice of National Instrument in PDF |
| July 15, 2006 |
Updated Memorandum from Carol Hansell on IRC member liability in PDF |
| May 27, 2005 |
Notice of Request for Comments |
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Comments Received |
| May 27, 2005 |
Proposed National Instrument in PDF |
| May 2, 2005 |
Memorandum from Carol Hansell on IRC member liability in PDF |
| January 9, 2004 |
Cost-Benefit Analysis of Independent Review Committees (Proposed Methology) in PDF |
| January 9, 2004 |
Mutual Fund Governance Cost Benefit Analysis Final Report in PDF |
| January 9, 2004 |
Proposed National Instrument |
| January 9, 2004 |
Request for Comments |
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Comments Received |
| January 9, 2004 |
Notice of Request for Comments |
| March 1, 2002 |
Concept Proposal in PDF |
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Comments Received |
| March 1, 2002 |
Background Research Report - The Canadian Mutual Fund Industry: It's Experience With and Attitudes Toward Mutual Fund Regulation in PDF |
| March 1, 2002 |
Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures in PDF |
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81-301 - Mutual Fund Prospectus Disclosure System |
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81-302 - Sales of Mutual Funds in Upcoming RRSP Season |
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81-303 - Year 2000 Disclosure For Mutual Funds |
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81-304, 33-303 - Trust Accounts for Mutual Fund Securities |
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81-305, 12-302 National Policy 12-201 - Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39") |
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81-306 - Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ratio |
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81-308, 43-304, and 62-302 - Prospectus Filing Matters - Arthur Andersen LLP Consent |
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81-309 and 52-309 - Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Andersen LLP - Canada ceasing to practise public accounting |
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81-310 - Frequently Asked Questions Fund of Fund Amendments |
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81-311 - Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds |
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81-312 - Final Guidlines for Capital Accumulation Plans Prepared by the Joint Forum of Financial Market Regulators |
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81-313 - Status of Proposed National Instrument 81-106 Investment Fund Continuous Disclosure |
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81-314 - Removal of Foreign Content Restrictions for Registered Plans - Eliminating Indirect Foreign Content Exposure in Certain RSP Fundss |
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81-315 - FAQ on NI 81-106 Investment Fund Continuous Disclosure |
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81-316 - Hedge Funds |
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81-317 - Fequently Asked Questions on National Instrument 81-107 Independant Review Committee for Investment Funds |
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81-318 - Request for Comment - Framework 81-406 Point of sale disclosure for mutual funds and segregated funds |
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81-401 - CSA Request For Comments - Joint Forum of Financial Market Regulators Discussion Paper Proposed Regulatory Principles for Capital Accumulation Plans |
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81-402 - Mutual Fund Governance |
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81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds |
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81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators |
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81-405 - Request for Comment on Proposed Exemptions for Certain Capital Accumulation Plans |
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81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds |
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81-501 - Mutual Fund Reinvestment Plans |
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81-704 - Limited Powers of Attorney and Letters of Authorization Used in the Sale of Mutual Funds |
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81-705 - Implementation of a Continuous Disclosure Review Program for Investment Funds - Investment Funds Branch |
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81-706 - Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds |
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81-707 - Labour Sponsored Investment Funds - Summary Disclosure of Fees, Expenses and Annual Performance Information in Prospectuses of LSIFs; and the Payment of Sales and Trailing Commissions Out of Fund Assets |
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81-708 - Model Portfolios of Mutual Funds |
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81-709 - Report on Staff's Continuous Disclosure Review of Investment Funds (2008) |
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81-801 Implementing National Instrument 81-106 Investment Fund |
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81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds |
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81-909 - Mutual Fund Trusts: Mutual fund Trustees and Rescission of Interim Ontario Policy Statement 1.11 |
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Disclosure of Management Expense Ratio ("MER") in Financial Statements |
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