Category 4 - Distribution Requirements
Commission Documents
This section contains rules, instruments, policies, and other documents, both proposed and final.
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CATEGORY 1 - Procedure and Related Matters |
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CATEGORY 2 - Certain Capital Market Participants |
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CATEGORY 3 - Registration Requirements and Related Matters |
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CATEGORY 4 - Distribution Requirements |
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41-101 - General Prospectus Requirements |
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| March 7, 2008 |
National Instrument in PDF |
| March 7, 2008 |
Notice of Ministerial Approval |
| December 21, 2007 |
National Instrument in PDF |
| December 22, 2006 |
Proposed National Instrument and Related Amendments in PDF |
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Comments Received |
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| 41-101 - Prospectus Disclosure Requirements & Rescission of NP 12, 13, 32, and 35 |
| December 15, 2000 |
Notice and Rule in PDF |
| October 13, 2000 |
Notice and Rule in PDF |
| May 16, 1994 |
Notice |
| May 16, 1997 |
Proposed National Instrument |
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41-201 - Income Trusts and Other Indirect Offerings |
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41-301 & 51-302 - The Year 2000 Challenge Disclosure Issues |
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41-303 - Harmonization of Prospectus Requirements Across the CSA |
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41-304 - Income Trusts: Prospectus Disclosure of Distributable Cash |
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41-501 - General Prospectus Requirements and Forms |
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| December 21, 2007 |
Consequential Amendments in PDF |
| March 29, 2007 |
Notice and Request for Comment in PDF |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments |
| April 2, 2004 |
Consequential Amendments |
| July 18, 2003 |
Consequential Amendments |
| January 24, 2003 |
Proposed Amendments in PDF |
| December 15, 2000 |
Notice, Rule, Forms and Companion Policy in PDF |
| October 13, 2000 |
Notice, Rule, Forms and Companion Policy in PDF |
| December 17, 1999 |
Notice of Proposed Changes in PDF |
| August 27, 1999 |
Notice |
| July 23, 1999 |
Notice and Proposed Rule in PDF |
| May 2, 1997 |
Notice |
| May 2, 1997 |
Proposed Rule in PDF |
| May 2, 1997 |
Proposed Companion Policy |
| May 2, 1997 |
Proposed Form F1 |
| May 2, 1997 |
Proposed Form F2 |
| May 2, 1997 |
Proposed Form F3 |
| May 2, 1997 |
Proposed Form F4 |
| May 2, 1997 |
Table of Concordance |
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41-502 - Prospectus Requirements for Mutual Funds |
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41-601 - Capital Pool Companies |
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41-701 - Issuance of Receipts for Preliminary Prospectus and Prospectuses |
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41-801 - Implementing NI 41-101 General Prospectus Requirements |
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42-301 & 52-302 - Dual Reporting of Financial Information |
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42-303 - Prospectus Requirements |
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43-101 - Standards of Disclosure for Mineral Projects |
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| February 29, 2008 |
Mineral Project Disclosure Standards: Understanding NI 43-101 in PDF |
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CIM Definition Standards on Mineral Resources and Mineral Reserves
Please note that the link above will take you outside the OSC website. |
| December 23, 2005 |
Notice of Ministerial Approval |
| December 23, 2005 |
National Instrument |
| March 3, 2006 |
Amendments to National Instrument 43-101 -
An Essential One-Day Seminar For The Mining Industry
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| October 7, 2005 |
Notice of Commission Approval |
| October 7, 2005 |
National Instrument |
| October 7, 2005 |
CSA Notice in PDF |
| March 4, 2005 |
Good Disclosure Practices Under NI 43-101 in PDF |
| March 4, 2005 |
Technical Reports Meeting Regulatory Requirements and Good Disclosure Practices in PDF |
| September 10, 2004 |
Notice |
| September 10, 2004 |
CSA Notice |
| September 10, 2004 |
Proposed National Instrument |
| January 2, 2004 |
Workshops |
| January 24, 2003 |
Frequently Asked Questions - Revised |
| February 8, 2002 |
Frequently Asked Questions - Revised in PDF |
| October 19, 2001 |
CSA Staff Notice 43-302: Frequently Asked Questions in PDF |
| February 2, 2001 |
Staff Notice 43-701 - Regarding 43-101 |
| January 12, 2001 |
Notice and Final Rule |
| November 17, 2000 |
Notice |
| November 17, 2000 |
Notice of National Instrument, Companion Policy and Form |
| March 24, 2000 |
Notice of Proposed National Instrument, Companion Policy and Form |
| July 3, 1998 |
Notice of Proposed National Instrument and Companion Policy |
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Comments Received |
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43-201 - Mutual Reliance Review System for Prospectus and Annual Information Forms |
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| January 25, 2008 |
CSA Notice 11-102 - Notice of Rescission of 43-201 in PDF |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 328) |
| November 18, 2005 |
Amended National Policy |
| November 18, 2005 |
National Policy |
| August 26, 2005 |
National Policy (blackline copy) |
| January 7, 2005 |
Notice and Request for Comment |
| January 7, 2005 |
Proposed Amendment |
| May 27, 2005 |
Notice and Request for Comment |
| January 7, 2005 |
Proposed National Policy blacklined in PDF |
| January 25, 2002 |
Notice of Amendments and National Policy in PDF |
| November 19, 1999 |
Notice and National Policy (effective January 1, 2000) |
| July 31, 1998 |
Notice and Materials Required To Be Filed Under National Policy |
| June 19, 1998 |
Notice of Proposed Policy, Rescission of NP1 and Proposed National Policy |
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43-301 - CSA Notice, Establishing an Advisory and Monitoring Committee |
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43-302 - CSA Notice, Frequently Asked Questions NI 43-101 Standards of Disclosure for Mineral Projects |
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43-303 - Standards of Disclosure Frequently Asked Questions - Revised |
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43-304, 62-302, and 81-308 - Prospectus Filing Matters - Arthur Andersen LLP Consent |
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43-305 - CSA Mining Technical Advisory and Monitoring Committee |
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43-306 - Technical Reports Filed for Prospectus Offerings |
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43-701 - Regarding National Instrument 43-101 |
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43-702 - Review Time Frames for "Equity Line" Short Form Prospectuses |
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44-101 - Short Form Prospectus Distributions |
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| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 171) |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 246) |
| October 13, 2006 |
Consequential Amendments Approved by Commission in PDF (see page 27) |
| September 1, 2006 |
Ontario Amendment Instrument |
| September 1, 2006 |
Notice of Ministerial Approval - Ontario Amendment Instrument |
| July 14, 2006 |
Notice of Commission Approval - Ontario Amendment Instrument |
| March 10, 2006 |
CSA Notice |
| December 23, 2005 |
Notice of Ministerial Approval |
| December 23, 2005 |
National Instrument in PDF |
| December 23, 2005 |
Consequential Amendments |
| December 16, 2005 |
CSA Staff Notice |
| October 21, 2005 |
Commission Approval |
| October 21, 2005 |
CSA Notice in PDF |
| October 21, 2005 |
Consequential Amendments |
| May 27, 2005 |
Proposed Consequential Amendments in PDF |
| January 7, 2005 |
Notice and Request for Comment |
| January 7, 2005 |
Notice of Request for Comment |
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Comments Received |
| January 7, 2005 |
Proposed Repeal and Replacement in PDF |
| January 7, 2005 |
Proposed National Instrument - Form 44-101F1 blacklined in PDF |
| January 7, 2005 |
Proposed National Instrument blacklined in PDF |
| January 7, 2005 |
Proposed Companion Policy blacklined in PDF |
| January 7, 2005 |
Notice of Ministerial Approval |
| January 7, 2005 |
Amendments |
| November 11, 2004 |
Notice of Correction |
| November 11, 2004 |
Notice of Commission Approval of Amendments - REVISED |
| November 11, 2004 |
Notice of Amendments - REVISED |
| October 22, 2004 |
Notice of Commission Approval of Amendments |
| October 22, 2004 |
Notice of Amendments |
| October 22, 2004 |
Rule |
| October 22, 2004 |
(Blacklined) Amendments - Rule in PDF |
| October 22, 2004 |
(Blacklined) Amendments - Companion Policy in PDF in PDF |
| January 30, 2004 |
Proposed Amendments |
| January 30, 2004 |
Request for Comment |
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Comments Received |
| January 30, 2004 |
Notice of Request for Comment |
| December 19, 2003 |
Amendments |
| July 18, 2003 |
Amendments |
| June 20, 2003 |
Proposed Amendments |
| January 24, 2003 |
Proposed Consequential Amendments |
| December 22, 2000 |
Final Rule in PDF |
| October 13, 2000 |
Notice, National Instrument, Forms and Companion Policy in PDF |
| December 17, 1999 |
Notice of Proposed Changes to National Instrument in PDF |
| August 20, 1999 |
Table of Concordance |
| July 23, 1999 |
Notice and Proposed National Instrument in PDF |
| February 20, 1998 |
Notice |
| February 20, 1998 |
Proposed National Instrument |
| February 20, 1998 |
Form 44-101F1 |
| February 20, 1998 |
Form 44-101F2 |
| February 20, 1998 |
Proposed Companion Policy - 44-801 |
| February 20, 1998 |
Table of Concordance |
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44-102 - Shelf Distributions |
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| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 211) |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 285) |
| February 9, 2006 |
Unofficial Consolidated National Instrument blacklined in PDF |
| February 9, 2006 |
Unofficial Consolidated Companion Policy blacklined in PDF |
| January 31, 2006 |
Unofficial Consolidated National Instrument and Companion Policy in PDF |
| December 23, 2005 |
Consequential Amendments |
| January 7, 2005 |
Notice and Request for Comment |
| January 7, 2005 |
Proposed Amendment |
| January 7, 2005 |
Notice of Request for Comment |
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Comments Received |
| January 7, 2005 |
Proposed National Instrument blacklined in PDF |
| January 7, 2005 |
Proposed Companion Policy blacklined in PDF |
| December 22, 2000 |
Final Rule in PDF |
| October 13, 2000 |
Notice, National Instrument, Forms and Companion Policy in PDF |
| October 2, 1998 |
Proposed National Instrument |
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44-103 - Post Receipt Pricing |
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| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 221) |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 294) |
| February 9, 2006 |
Unofficial Consolidated National Instrument blacklined in PDF |
| February 9, 2006 |
Unofficial Consolidated Companion Policy blacklined in PDF |
| January 31, 2006 |
Unofficial Consolidated National Instrument and Companion Policy in PDF |
| December 23, 2005 |
Consequential Amendments |
| January 7, 2005 |
Notice and Request for Comment |
| January 7, 2005 |
Proposed Amendment |
| January 7, 2005 |
Proposed National Instrument blacklined in PDF |
| January 7, 2005 |
Proposed Companion Policy blacklined in PDF |
| December 22, 2000 |
Final Rule in PDF |
| October 13, 2000 |
Notice, National Instrument, Forms and Companion Policy in PDF |
| October 2, 1998 |
Proposed National Instrument and Companion Policy |
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44-301 - Frequently Asked Questions Regarding the New Prospectus Rules |
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44-302 - Replacement of National Instrument 44-101 Short Form Prospectus Distributions |
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44-303 - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101 Short Form Prospectus Distributions |
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44-304 - Linked Notes Distributed under Shelf Prospectus System |
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44-401 - Concept Proposal for an Integrated Disclosure System |
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44-801 - Implementing National Instrument 44-101 - Short Form Prospectus Distributions |
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45-101 - Rights Offerings |
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| September 9, 2005 |
Notice of Ministerial Approval |
| September 9, 2005 |
Consequential Amendments in PDF |
| July 8, 2005 |
Consequential Amendments in PDF |
| December 17, 2004 |
Proposed Consequential Amendments |
| July 18, 2003 |
Amendments |
| January 24, 2003 |
Proposed Consequential Amendments |
| July 20, 2001 |
Notice, Final Rule, Form and Companion Policy (effective July 25, 2001) |
| April 27, 2001 |
Notice, Companion Policy and Form |
| August 11, 2000 |
Notice and Proposed Changes |
| November 21, 1997 |
Notice |
| November 21, 1997 |
Proposed National Instrument |
| November 21, 1997 |
Proposed Companion Policy |
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45-102 - Resale of Securities |
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| February 29, 2008 |
Notice and Request for Comment in PDF |
| September 9, 2005 |
Notice of Ministerial Approval |
| September 9, 2005 |
Consequential Amendments in PDF |
| July 8, 2005 |
Consequential Amendments in PDF |
| December 17, 2004 |
Proposed Consequential Amendments |
| April 2, 2004 |
Notice of Ministerial Approval |
| April 2, 2004 |
Multilateral Instrument |
| April 2, 2004 |
CSA Notice 45-302 Frequently Asked Questions |
| March 26, 2004 |
Multilateral Instrument 45-102 Resale of Securities, Form 45-102F1 and Other Consequential Amendments |
| December 19, 2003 |
Multilateral Instrument |
| December 19, 2003 |
Notice of Multilateral Instrument |
| July 18, 2003 |
Amendments |
| January 31, 2003 |
Proposed Multilateral Instrument and Companion Policy |
| January 31, 2003 |
Request for Comment on Proposed Repeal and Replacement |
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Comments Received |
| January 31, 2003 |
Notice of Request for Comments Proposed Repeal and Replacement |
| January 24, 2003 |
Proposed Consequential Amendments |
| June 28, 2002 |
Frequently Asked Questions |
| June 21, 2002 |
Notice and Request for Comment |
| June 21, 2002 |
Notice - Notice of Request for Comment for Amendment |
| November 23, 2001 |
Notice of Approval in PDF |
| November 23, 2001 |
Multilateral Instrument, Companion Policy and Forms in PDF |
| September 14, 2001 |
Notice, Multilateral Instrument, Companion Policy and Forms in PDF |
| May 18, 2001 |
Notice in PDF |
| April 20, 2001 |
Notice, Proposed Rule, Forms, and Companion Policy in PDF |
| September 8, 2000 |
Notice, Proposed Multilateral Instrument, Companion Policy and Forms in PDF |
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45-105 - Trades to Employees, Senior Officers, Directors, and Consultants |
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