OSC: Policy and Regulation: Category 4 - Distribution Requirements - CVMO: Réglementation: Catégorie 4

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Category 4 - Distribution Requirements

Commission Documents
This section contains rules, instruments, policies, and other documents, both proposed and final.

CATEGORY 1 - Procedure and Related Matters

CATEGORY 2 - Certain Capital Market Participants

CATEGORY 3 - Registration Requirements and Related Matters

CATEGORY 4 - Distribution Requirements

41-101 - General Prospectus Requirements

September 5, 2008	Consequential Amendments
March 7, 2008	National Instrument in PDF
March 7, 2008	Notice of Ministerial Approval
December 21, 2007	National Instrument in PDF
December 22, 2006	Proposed National Instrument and Related Amendments in PDF
	Comments Received

41-101 - Prospectus Disclosure Requirements & Rescission of NP 12, 13, 32, and 35 (Repealed by 41-101 - General Prospectus Requirements on March 17, 2008)
December 15, 2000	Notice and Rule in PDF
October 13, 2000	Notice and Rule in PDF
May 16, 1994	Notice
May 16, 1997	Proposed National Instrument

41-201 - Income Trusts and Other Indirect Offerings

July 6, 2007	National Policy 41-201 - Income Trusts and Other Indirect Offerings
July 6, 2007	CSA Notice of replacement of National Policy 41-201
January 5, 2007	Proposed Amendments
December 3, 2004	Notice of Commission Approval
December 3, 2004	Notice
December 3, 2004	National Policy in PDF
October 24, 2003	Proposed National Policy
October 24, 2003	Request for Comment
	Comments Received
October 24, 2003	Notice of Proposed National Policy

41-301 & 51-302 - The Year 2000 Challenge Disclosure Issues

April 20, 2001	Withdrawal of Notice
January 30, 1998	CSA Notice

41-303 - Harmonization of Prospectus Requirements Across the CSA

March 3, 2006	CSA Notice
April 19, 2002	CSA Staff Notice

41-304 - Income Trusts: Prospectus Disclosure of Distributable Cash

August 26, 2005	CSA Staff Notice

41-501 - General Prospectus Requirements and Forms (Repealed by 41-801 on March 17, 2008)

December 21, 2007	Consequential Amendments in PDF
March 29, 2007	Notice and Request for Comment in PDF
November 10, 2006	Consequential Amendments
July 28, 2006	Consequential Amendments
April 2, 2004	Consequential Amendments
July 18, 2003	Consequential Amendments
January 24, 2003	Proposed Amendments in PDF
December 15, 2000	Notice, Rule, Forms and Companion Policy in PDF
October 13, 2000	Notice, Rule, Forms and Companion Policy in PDF
December 17, 1999	Notice of Proposed Changes in PDF
August 27, 1999	Notice
July 23, 1999	Notice and Proposed Rule in PDF
May 2, 1997	Notice
May 2, 1997	Proposed Rule in PDF
May 2, 1997	Proposed Companion Policy
May 2, 1997	Proposed Form F1
May 2, 1997	Proposed Form F2
May 2, 1997	Proposed Form F3
May 2, 1997	Proposed Form F4
May 2, 1997	Table of Concordance

41-502 - Prospectus Requirements for Mutual Funds (Repealed by 41-801 on March 17, 2008)

June 3, 2005	Consequential Amendments
September 20, 2002	Notice of Amendment
April 13, 2001	Notice of Final Rule
January 19, 2001	Notice and Final Rule
June 27, 1997	Notice
June 27, 1997	Proposed Rule
June 27, 1997	Proposed Companion Policy

41-601 - Capital Pool Companies

April 8, 2005	Amended CPC Operating Agreement
April 8, 2005	Notice
June 14, 2002	Notice of Approval
April 12, 2002	Notice of Policy and Operating Agreement in PDF
April 12, 2002	Notice in PDF
April 12, 2002	Notice of Publication of Certain Ancillary Documents in PDF CDNX Corporate Finance Manual Policy 2.4 Capital Pool Companies in PDF CDNX Form 3A: Form of CPC Prospectus in PDF CDNX Form 3B: Exchange Information Circular Form in PDF
April 12, 2002	Operating Agreement in PDF
August 31, 2001	Notice and Proposed Policy
	Comments Received

41-701 - Issuance of Receipts for Preliminary Prospectus and Prospectuses

July 29, 2005	Staff Notice
May 2, 1997	Staff Notice

41-801 - Implementing NI 41-101 General Prospectus Requirements

March 7, 2008	Rule Approved by Minister in PDF (see page 259)
December 21, 2007	Rule Approved by Commission in PDF (see page 334)

42-301 & 52-302 - Dual Reporting of Financial Information

January 16, 2004	Withdrawal
February 11, 2000	CSA Staff Notice

42-303 - Prospectus Requirements

March 17, 2008	Withdrawn as part of NI 41-101 in PDF
March 12, 2004	CSA Staff Notice

43-101 - Standards of Disclosure for Mineral Projects

February 29, 2008	Mineral Project Disclosure Standards: Understanding NI 43-101 in PDF
	CIM Definition Standards on Mineral Resources and Mineral Reserves Please note that the link above will take you outside the OSC website.
March 2, 2007	Seminar Handout - NI 43-101 Standards of Disclosure for Mineral Projects in PDF
June 2, 2006	CSA Staff Notice 43-306 - Technical Reports Filed for Prospectus Offerings
March 3, 2006	Amendments to National Instrument 43-101 - An Essential One-Day Seminar For The Mining Industry
December 23, 2005	Notice of Ministerial Approval
December 23, 2005	National Instrument
October 7, 2005	Notice of Commission Approval
October 7, 2005	National Instrument
October 7, 2005	CSA Notice in PDF
March 4, 2005	Good Disclosure Practices Under NI 43-101 in PDF
March 4, 2005	Technical Reports Meeting Regulatory Requirements and Good Disclosure Practices in PDF
September 10, 2004	Notice
September 10, 2004	CSA Notice
September 10, 2004	Proposed National Instrument
January 2, 2004	Workshops
January 24, 2003	Frequently Asked Questions - Revised
February 8, 2002	Frequently Asked Questions - Revised in PDF
October 19, 2001	CSA Staff Notice 43-302: Frequently Asked Questions in PDF
February 2, 2001	Staff Notice 43-701 - Regarding 43-101
January 12, 2001	Notice and Final Rule
November 17, 2000	Notice
November 17, 2000	Notice of National Instrument, Companion Policy and Form
March 24, 2000	Notice of Proposed National Instrument, Companion Policy and Form
July 3, 1998	Notice of Proposed National Instrument and Companion Policy
	Comments Received

43-201 - Mutual Reliance Review System for Prospectus and Annual Information Forms

January 25, 2008	CSA Notice 11-102 - Notice of Rescission of 43-201 in PDF
December 21, 2007	Consequential Amendments Approved by Commission in PDF (see page 328)
November 18, 2005	Amended National Policy
November 18, 2005	National Policy
August 26, 2005	National Policy (blackline copy)
January 7, 2005	Notice and Request for Comment
January 7, 2005	Proposed Amendment
May 27, 2005	Notice and Request for Comment
January 7, 2005	Proposed National Policy blacklined in PDF
January 25, 2002	Notice of Amendments and National Policy in PDF
November 19, 1999	Notice and National Policy (effective January 1, 2000)
July 31, 1998	Notice and Materials Required To Be Filed Under National Policy
June 19, 1998	Notice of Proposed Policy, Rescission of NP1 and Proposed National Policy

43-301 - CSA Notice, Establishing an Advisory and Monitoring Committee

December 21, 2001	Withdrawal of Staff Notice
November 17, 2000	Notice

43-302 - CSA Notice, Frequently Asked Questions NI 43-101 Standards of Disclosure for Mineral Projects

December 23, 2005	Withdrawn
January 24, 2003	CSA Staff Notice 43-302 & FAQ's for National Instrument 43-101 (Standards of Disclosure for Mineral Projects)
October 19, 2001	CSA Staff Notice in PDF

43-303 - Standards of Disclosure Frequently Asked Questions - Revised

February 8, 2002	CSA Staff Notice in PDF

43-304, 62-302, and 81-308 - Prospectus Filing Matters - Arthur Andersen LLP Consent

March 3, 2006	Withdrawn by CSA Notice 11-309
June 28, 2002	CSA Staff Notice

43-305 - CSA Mining Technical Advisory and Monitoring Committee

February 11, 2005	CSA Notice

43-306 - Technical Reports Filed for Prospectus Offerings

June 2, 2006	CSA Staff Notice

43-701 - Regarding National Instrument 43-101

February 2, 2001	Staff Notice

43-702 - Review Time Frames for "Equity Line" Short Form Prospectuses

July 27, 2001	OSC Staff Notice

44-101 - Short Form Prospectus Distributions

September 5, 2008	Unofficial Consolidated National Instrument, Form and Companion Policy as of September 5, 2008 in PDF
March 7, 2008	Consequential Amendments Approved by Minister in PDF (see page 171)
December 21, 2007	Consequential Amendments Approved by Commission in PDF (see page 246)
October 13, 2006	Consequential Amendments Approved by Commission in PDF (see page 27)
September 1, 2006	Ontario Amendment Instrument
September 1, 2006	Notice of Ministerial Approval - Ontario Amendment Instrument
July 14, 2006	Notice of Commission Approval - Ontario Amendment Instrument
March 10, 2006	CSA Notice
December 23, 2005	Notice of Ministerial Approval
December 23, 2005	National Instrument in PDF
December 23, 2005	Consequential Amendments
December 16, 2005	CSA Staff Notice
October 21, 2005	Commission Approval
October 21, 2005	CSA Notice in PDF
October 21, 2005	Consequential Amendments
May 27, 2005	Proposed Consequential Amendments in PDF
January 7, 2005	Notice and Request for Comment
January 7, 2005	Notice of Request for Comment
	Comments Received
January 7, 2005	Proposed Repeal and Replacement in PDF
January 7, 2005	Proposed National Instrument - Form 44-101F1 blacklined in PDF
January 7, 2005	Proposed National Instrument blacklined in PDF
January 7, 2005	Proposed Companion Policy blacklined in PDF
January 7, 2005	Notice of Ministerial Approval
January 7, 2005	Amendments
November 11, 2004	Notice of Correction
November 11, 2004	Notice of Commission Approval of Amendments - REVISED
November 11, 2004	Notice of Amendments - REVISED
October 22, 2004	Notice of Commission Approval of Amendments
October 22, 2004	Notice of Amendments
October 22, 2004	Rule
October 22, 2004	(Blacklined) Amendments - Rule in PDF
October 22, 2004	(Blacklined) Amendments - Companion Policy in PDF in PDF
January 30, 2004	Proposed Amendments
January 30, 2004	Request for Comment
	Comments Received
January 30, 2004	Notice of Request for Comment
December 19, 2003	Amendments
July 18, 2003	Amendments
June 20, 2003	Proposed Amendments
January 24, 2003	Proposed Consequential Amendments
December 22, 2000	Final Rule in PDF
October 13, 2000	Notice, National Instrument, Forms and Companion Policy in PDF
December 17, 1999	Notice of Proposed Changes to National Instrument in PDF
August 20, 1999	Table of Concordance
July 23, 1999	Notice and Proposed National Instrument in PDF
February 20, 1998	Notice
February 20, 1998	Proposed National Instrument
February 20, 1998	Form 44-101F1
February 20, 1998	Form 44-101F2
February 20, 1998	Proposed Companion Policy - 44-801
February 20, 1998	Table of Concordance

44-102 - Shelf Distributions

September 5, 2008	Unofficial Consolidated National Instrument and Companion Policy as of September 5, 2008 in PDF
March 7, 2008	Consequential Amendments Approved by Minister in PDF (see page 211)
December 21, 2007	Consequential Amendments Approved by Commission in PDF (see page 285)
February 9, 2006	Unofficial Consolidated National Instrument blacklined in PDF
February 9, 2006	Unofficial Consolidated Companion Policy blacklined in PDF
January 31, 2006	Unofficial Consolidated National Instrument and Companion Policy in PDF
December 23, 2005	Consequential Amendments
January 7, 2005	Notice and Request for Comment
January 7, 2005	Proposed Amendment
January 7, 2005	Notice of Request for Comment
	Comments Received
January 7, 2005	Proposed National Instrument blacklined in PDF
January 7, 2005	Proposed Companion Policy blacklined in PDF
December 22, 2000	Final Rule in PDF
October 13, 2000	Notice, National Instrument, Forms and Companion Policy in PDF
October 2, 1998	Proposed National Instrument

44-103 - Post Receipt Pricing

September 5, 2008	Unofficial Consolidated National Instrument and Companion Policy as of September 5, 2008 in PDF
March 7, 2008	Consequential Amendments Approved by Minister in PDF (see page 221)
December 21, 2007	Consequential Amendments Approved by Commission in PDF (see page 294)
February 9, 2006	Unofficial Consolidated National Instrument blacklined in PDF
February 9, 2006	Unofficial Consolidated Companion Policy blacklined in PDF
January 31, 2006	Unofficial Consolidated National Instrument and Companion Policy in PDF
December 23, 2005	Consequential Amendments
January 7, 2005	Notice and Request for Comment
January 7, 2005	Proposed Amendment
January 7, 2005	Proposed National Instrument blacklined in PDF
January 7, 2005	Proposed Companion Policy blacklined in PDF
December 22, 2000	Final Rule in PDF
October 13, 2000	Notice, National Instrument, Forms and Companion Policy in PDF
October 2, 1998	Proposed National Instrument and Companion Policy

44-301 - Frequently Asked Questions Regarding the New Prospectus Rules

March 17, 2008	Withdrawn as part of NI 41-101 in PDF
March 15, 2002	CSA Staff Notice in PDF

44-302 - Replacement of National Instrument 44-101 Short Form Prospectus Distributions

December 16, 2005	CSA Staff Notice

44-303 - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101 Short Form Prospectus Distributions

March 10, 2006	CSA Notice

44-304 - Linked Notes Distributed under Shelf Prospectus System

July 20, 2007	CSA Staff Notice

44-401 - Concept Proposal for an Integrated Disclosure System

January 28, 2000	CSA Notice and Request for Comment in PDF
	Comments Received

44-801 - Implementing National Instrument 44-101 - Short Form Prospectus Distributions

March 7, 2008	Repeal of Rule Approved by Minister in PDF (see page 263)
April 13, 2001	Notice and Final Rule
February 9, 2001	Notice and Final Rule

45-101 - Rights Offerings

September 5, 2008	Unofficial Consolidated National Instrument, Form and Companion Policy as of September 5, 2008 in PDF
September 9, 2005	Notice of Ministerial Approval
September 9, 2005	Consequential Amendments in PDF
July 8, 2005	Consequential Amendments in PDF
December 17, 2004	Proposed Consequential Amendments
July 18, 2003	Amendments
January 24, 2003	Proposed Consequential Amendments
July 20, 2001	Notice, Final Rule, Form and Companion Policy (effective July 25, 2001)
April 27, 2001	Notice, Companion Policy and Form
August 11, 2000	Notice and Proposed Changes
November 21, 1997	Notice
November 21, 1997	Proposed National Instrument
November 21, 1997	Proposed Companion Policy

45-102 - Resale of Securities

May 22, 2009	Notice and Request for Comment
February 29, 2008	Notice and Request for Comment in PDF
	Comments Received
September 9, 2005	Notice of Ministerial Approval
September 9, 2005	Consequential Amendments in PDF
July 8, 2005	Consequential Amendments in PDF
December 17, 2004	Proposed Consequential Amendments
April 2, 2004	Notice of Ministerial Approval
April 2, 2004	Multilateral Instrument
April 2, 2004	CSA Notice 45-302 Frequently Asked Questions
March 26, 2004	Multilateral Instrument 45-102 Resale of Securities, Form 45-102F1 and Other Consequential Amendments
December 19, 2003	Multilateral Instrument
December 19, 2003	Notice of Multilateral Instrument
July 18, 2003	Amendments
January 31, 2003	Proposed Multilateral Instrument and Companion Policy
January 31, 2003	Request for Comment on Proposed Repeal and Replacement
	Comments Received
January 31, 2003	Notice of Request for Comments Proposed Repeal and Replacement
January 24, 2003	Proposed Consequential Amendments
June 28, 2002	Frequently Asked Questions
June 21, 2002	Notice and Request for Comment
June 21, 2002	Notice - Notice of Request for Comment for Amendment
November 23, 2001	Notice of Approval in PDF
November 23, 2001	Multilateral Instrument, Companion Policy and Forms in PDF
September 14, 2001	Notice, Multilateral Instrument, Companion Policy and Forms in PDF
May 18, 2001	Notice in PDF
April 20, 2001	Notice, Proposed Rule, Forms, and Companion Policy in PDF
September 8, 2000	Notice, Proposed Multilateral Instrument, Companion Policy and Forms in PDF

45-105 - Trades to Employees, Senior Officers, Directors, and Consultants

September 9, 2005	Notice of Ministerial Approval
September 9, 2005	Repeal in PDF
December 17, 2004	Proposed Consequential Amendments
November 7, 2003	Multilateral Instrument
November 7, 2003	Notice of Ministerial Approval
September 5, 2003	Amendments
September 5, 2003	Notice of Amendments
August 8, 2003	Multilateral Instrument
August 8, 2003	Notice of Ministerial Approval
June 6, 2003	Multilateral Instrument
June 6, 2003	Notice of Multilateral Instrument
June 6, 2003	Notice - Notice of Multilateral Instrument
November 1, 2002	Request for Comment
November 1, 2002	Notice of Request for Comment
November 1, 2002	Proposed Multilateral Instrument

45-106 - Prospectus and Registration Exemptions

May 22, 2009	Notice and Request for Comment
February 29, 2008	Notice and Request for Comment in PDF
	Comments Received
January 6, 2006	Notice of Ministerial Approval
January 6, 2006	Ontario Amending Instrument
December 9, 2005	Notice
December 9, 2005	Amendment
December 2, 2005	CSA Staff Notice
November 15, 2005	Webcast - National Instrument 45-106 - Prospectus and Registration Exemptions
October 21, 2005	Request for Comment
October 21, 2005	CSA Request for Comment
October 7, 2005	Notice of Correction
September 9, 2005	CSA Staff Notice 45-304 - Notice of Local Exemptions Related to NI 45-106
September 9, 2005	Notice of Ministerial Approval
September 9, 2005	National Instrument in PDF
July 8, 2005	CSA Table of Concordance in PDF
July 8, 2005	National Instrument in PDF
July 8, 2005	Notice of Commission Approval
March 11, 2005	Comments Received
December 17, 2004	Notice
December 17, 2004	Proposed National Instrument in PDF

45-301 - MI 45-102 Resale of Securities

November 30, 2001	CSA Staff Notice in PDF

45-302 - Frequently Asked Questions Regarding the New Resales Rules

April 2, 2004	CSA Staff Notice
June 28, 2002	CSA Staff Notice

45-304 - Notice of Local Exemptions Related to NI 45-106

September 9, 2005	CSA Staff Notice

45-305 - FAQ Regarding NI 45-106 Prospectus and Registration Exemptions

December 2, 2005	CSA Staff Notice

45-501 - Ontario Prospectus and Registration Exemptions

May 22, 2009	Notice and Request for Comment
February 29, 2008	Notice and Request for Comment in PDF
	Comments Received
September 9, 2005	Notice of Ministerial Approval
September 9, 2005	Amendment and Restatement in PDF
December 17, 2004	Proposed Consequential Amendments
April 2, 2004	Consequential Amendments
January 9, 2004	Rule
January 9, 2004	Notice of Ministerial Approval
November 7, 2003	Rule
November 7, 2003	Notice of Proposed Rule, Policy and Forms
November 7, 2003	Notice of Commission Approval of Proposed Amendment and Restatement
June 13, 2003	Amendments
June 13, 2003	Notice
April 17, 2003	Proposed Rule and Companion Policy
April 17, 2003	Request for Comments on Proposed Amendment and Restatement, and Recission of Current Rule
	Comments Received
April 17, 2003	Notice of Request for Comments on Proposed Amendment and Restatement, and Recission of Current Rule
April 4, 2003	Notice of Minister of Finance Approval of Amendments
January 31, 2003	Proposed Amendments
January 31, 2003	Amendments
January 3, 2003	Amendments
January 3, 2003	Notice of Amendments
March 29, 2002	OSC Staff Notice 45-702 Frequently Asked Questions Rule 45-501 in PDF
November 23, 2001	Notice of Approval in PDF
November 23, 2001	Rule, Companion Policy and Forms in PDF
September 14, 2001	Notice, Rule, Companion Policy and Forms in PDF
July 13, 2001	Notice, Proposed Rule, Companion Policy and Forms in PDF
	Comments Received
April 6, 2001	Notice, Proposed Rule, Companion Policy and Forms in PDF
	Comments Received
September 8, 2000	Notice, Proposed Rule, Proposed Companion Policy in PDF
	Comments Received
January 8, 1999	Final Rule, Companion Policy and Forms F1 and F2, (effective December 22, 1998)
October 16, 1998	Notice of Rule Policy, Forms, Companion Policy
May 29, 1998	Notice
May 29, 1998	Proposed Rule
May 29, 1998	Proposed Companion Policy
May 29, 1998	Proposed Form 45-501F1, Proposed Form 45-501F2
October 17, 1997	Notice, Proposed Rule, Proposed Companion Policy

45-502 - Dividend or Interest Reinvestment and Stock Dividend Plans

September 14, 2005	Revoked by Rule 45-802 in PDF
June 13, 2003	Amendments
June 13, 2003	Notice
April 4, 2003	Notice of Minister of Finance Approval of Amendments
January 31, 2003	Amendments
January 3, 2003	Amendments
January 3, 2003	Notice of Amendments
November 22, 2002	Amendments
November 22, 2002	Notice of Minister of Finance Approval of Amendments
September 20, 2002	Notice of Amendments
September 20, 2002	Notice - Re: Amendments
September 14, 2001	Notice of Proposed Amendments in PDF
	Comments Received
June 12, 1998	Final Rule (effective June 10, 1998)
April 10, 1998	Commission Approval of Final Rule
February 27, 1998	Notice and Proposed Rule
September 19, 1997	Notice and Proposed Rule

45-503 - Trades to Employees, Executives and Consultants

August 15, 2003	Revoked by Rule 45-801
June 13, 2003	Amendments
June 13, 2003	Notice
April 4, 2003	Notice of Minister of Finance Approval of Amendments
January 31, 2003	Amendments
January 3, 2003	Amendments
January 3, 2003	Notice of Amendments
November 22, 2002	Amendments
November 22, 2002	Notice of Minister of Finance Approval of Amendments
September 20, 2002	Notice of Amendments
September 20, 2002	Notice - Re: Amendments
September 14, 2001	Notice of Proposed Amendments in PDF
	Comments Received
January 8, 1999	Final Rule (effective December 22, 1998)
October 16, 1998	Final Rule
August 21, 1998	Proposed Rule
February 20, 1998	Notice
February 20, 1998	Proposed Rule

45-504 - Prospectus Exemptions for Distributions of Securities to Portfolio Advisors on Behalf of Fully Managed Accounts

June 28, 2002	Notice of Repeal
February 13, 1998	Final Rule (effective February 20, 1998)
December 19, 1997	Commission Approval of Rule
June 27, 1997	Proposed Rule and Notice

45-702 - Frequently Asked Questions OSC Rule 45-501 - Exempt Distributions

March 29, 2002	OSC Staff Notice in PDF - Withdrawn

45-704 - OSC Small Business Advisory Committee

February 10, 2006	OSC Staff Notice
July 5, 2002	OSC Staff Notice

45-705 - Interpretation of Section 130.1 of the Securities Act

September 5, 2003	OSC Staff Notice

45-706 - OSC Small Business Advisory Committee

November 24, 2006	OSC Staff Notice - Revised
December 17, 2004	OSC Staff Notice

45-801 - Implementing Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors, and Consultants

November 7, 2003	Multilateral Instrument
November 7, 2003	Notice of Ministerial Approval
September 5, 2003	Amendments
September 5, 2003	Notice of Amendments
August 8, 2003	Multilateral Instrument
August 8, 2003	Notice of Ministerial Approval
June 6, 2003	Multilateral Instrument
June 6, 2003	Notice of Multilateral Instrument
June 6, 2003	Notice - Notice of Multilateral Instrument
November 1, 2002	Request for Comment
November 1, 2002	Notice of Request for Comment

45-802 - Implementing National Instrument 45-106 Prospectus and Registration Exemptions

September 9, 2005	Notice of Ministerial Approval
September 9, 2005	Rule in PDF
December 17, 2004	Proposed Rule in PDF

46-201 - Escrow for Initial Public Offerings and Form 46-201F Escrow Agreement

June 28, 2002	Notice of Policy and Form
June 28, 2002	National Policy and Form
November 13, 2001	Form 46-201F Escrow Agreement in PDF
September 21, 2001	Notice, Proposed Policy and Form in PDF

46-301 - Proposal for Uniform Terms of Escrow Applicable to Initial Public Distributions

March 17, 2000	CSA Notice

46-302 - Consent to Amend Existing Escrow Agreements

March 3, 2006	CSA Notice
June 15, 2001	CSA Notice

46-303 - Principal Protected Notes

July 7, 2006	CSA Notice
July 7, 2006	Investor Watch

46-304 - Update on Principal Protected Notes

December 12, 2007	CSA Comment letter on PPN Regulation in PDF
July 27, 2007	CSA Notice

46-305 - Second Update on Principal Protected Notes

August 29, 2008	CSA Notice

46-501 - Self-Directed Registered Education Savings Plans

September 14, 2005	Revoked by Rule 45-802 in PDF
June 27, 1997	Final Rule (effective June 17, 1997)
April 18, 1997	Commission Approval of Rule

47-201 - Trading in Securities using the Internet and Other Electronic Means

December 17, 1999	Notice and National Policy
December 18, 1998	Proposed National Policy

47-302 - Pre-Marketing of Underwriters' Options on Bought Deals

September 5, 2006	Notice - Over-allotment Options and Bought Deals – Exemptive Relief No Longer Necessary
May 24, 2006	Notice - Over-allotment Options and Bought Deals - Exemptive Relief Applications
April 21, 2006	CSA Notice

48-501 - Trading during Distributions, Formal Bids and Share Exchange Transactions and Proposed Amendments to the Universal Market Integrity Rules Relating to Restrictions on Trading by a Participant During a Distribution and Restrictions on Trading During a Securities Exchange Take-Over Bid

April 29, 2005	Notice of Rule
April 29, 2005	Rule and Companion Policy
March 4, 2005	Notice
March 4, 2005	Notice of Commission Approval
March 4, 2005	Rule
September 10, 2004	Notice of Request for Comments
September 10, 2004	Request for Comments
	Comments Received
September 10, 2004	Rule
August 29, 2003	Comparison of Proposed Rule
August 29, 2003	Proposed Rule
August 29, 2003	Notice of Request for Comments
	Comments Received
August 29, 2003	Notice - Notice of Request for Comments

48-701 - Lapse of SEC No-Action Letter Regarding U.S. Trading Rules and MJDS Transactions

June 27, 2000	Commission Notice

CATEGORY 5 - Ongoing Requirements for Issuers and Insiders

CATEGORY 6 - Take-Over Bids and Special Transactions

CATEGORY 7 - Securities Transactions Outside the Jurisdiction

CATEGORY 8 - Mutual Funds

CATEGORY 9 - Derivatives

Documents not numbered