31-101 - Requirements Under the National Registration System

31-102 - National Registration Database

31-103 - Registration Requirements

31-201 - National Registration System

31-301 - The Year 2000 Challenge

31-302 - Securities Industry Contingency Planning

31-303 - System Changes for Market Participants After Completion of Year 2000 Testing

31-304 - Year 2000: Backup of Records

31-305 - Registration Streamlining System

31-306 - National Registration Database (NRD)

31-307 - National Registration Database (NRD) - NRD Enrolment and User Fees

31-308 - Frequently Asked Questions Regarding National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System

31-401 - Registration Forms Relating to the National Registration Database

31-402 - Registration Forms Relating to the National Registration Database

31-501 - Registrant Relationships

31-502 - Proficiency Requirements for Registrants

31-503 - Limited Market Dealers

31-504 - Applications for Registration

31-505 - Conditions of Registration

31-506 - SRO Membership - Mutual Funds Dealers

31-507 - SRO Membership Securities Dealers and Brokers

31-508 - Permanent Registration

31-509 - Rule and Companion Policy - National Registration Database

31-702 - Designation of Courses Under Rule 31-502 Proficiency Requirements for Registrants

31-703 - Year 2000

31-704 - Applications for Registration and Year 2000

31-705 - Common Renewal Date

31-708 - National Registration Database (NRD) Filing Deadlines Extended

31-709 - National Registration Database (NRD) Filing Deadlines Extended to November 15, 2003

31-710 - National Registration Database (NRD) Extention of Certain Filing Deadlines

31-711 - Ontario Securities Commission Rule 31-502 - Proficiency Requirements for Registrants and Ontario Securities Commission Rule 31-505 - Conditions of Registration

31-712 - Mutual Fund Dealers Business Arrangements

32-101 - Small Security holder Selling and Purchase Arrangements

32-501 - Direct Purchase Plans

32-502 - Registration Exemption for Certain Trades by Financial Intermediaries

32-503 - Registration and Prospectus Exemption for Trades by Financial Intermediaries in Mutual Fund Securities to Corporate Sponsored Plans

32-504 - Advisory Registration Exemption

32-701 and 33-712 - Processing of Equity and Fixed Income Trades By Financial Institutions and Mutual Fund Dealers

32-702 - Applications for Exemption from the Time Limits on Completion of Courses and Previous Registrations

33-101 - Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers

33-102 - Revised Principles of Regulation - National Instrument 33-102 Registrant Dealings with Clients

33-103 - Distribution Networks

33-104 - Selling Arrangements

33-105 - Underwriting Conflicts

33-107 - Proficiency Requirements for Registrants Holding Themselves Out As Providing Financial Planning Advice