31-101 - Requirements Under the National Registration System

31-102 - National Registration Database

31-103 - Registration Requirements

31-201 - National Registration System

31-301 - The Year 2000 Challenge

31-302 - Securities Industry Contingency Planning

31-303 - System Changes for Market Participants After Completion of Year 2000 Testing

31-304 - Year 2000: Backup of Records

31-305 - Registration Streamlining System

31-306 - National Registration Database (NRD)

31-307 - National Registration Database (NRD) - NRD Enrolment and User Fees

31-308 - Frequently Asked Questions Regarding National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System

31-309 - Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements

31-310 - Proposed NI 31-103 Registration Requirements and Proposed Companion Policy 31-103CP Registration Requirements

31-311 - Proposed NI 31-103 Registration Requirements and Exemptions – Transition into the new registration regime

31-401 - Registration Forms Relating to the National Registration Database

31-402 - Registration Forms Relating to the National Registration Database

31-501 - Registrant Relationships

31-502 - Proficiency Requirements for Registrants

31-503 - Limited Market Dealers

31-504 - Applications for Registration

31-505 - Conditions of Registration

31-506 - SRO Membership - Mutual Funds Dealers

31-507 - SRO Membership Securities Dealers and Brokers

31-508 - Permanent Registration

31-509 - Rule and Companion Policy - National Registration Database

31-702 - Designation of Courses Under Rule 31-502 Proficiency Requirements for Registrants

31-703 - Year 2000

31-704 - Applications for Registration and Year 2000

31-705 - Common Renewal Date

31-708 - National Registration Database (NRD) Filing Deadlines Extended

31-709 - National Registration Database (NRD) Filing Deadlines Extended to November 15, 2003

31-710 - National Registration Database (NRD) Extention of Certain Filing Deadlines

31-711 - Ontario Securities Commission Rule 31-502 - Proficiency Requirements for Registrants and Ontario Securities Commission Rule 31-505 - Conditions of Registration

31-712 - Mutual Fund Dealers Business Arrangements

32-101 - Small Security holder Selling and Purchase Arrangements

32-501 - Direct Purchase Plans

32-502 - Registration Exemption for Certain Trades by Financial Intermediaries

32-503 - Registration and Prospectus Exemption for Trades by Financial Intermediaries in Mutual Fund Securities to Corporate Sponsored Plans

32-504 - Advisory Registration Exemption

32-701 and 33-712 - Processing of Equity and Fixed Income Trades By Financial Institutions and Mutual Fund Dealers

32-702 - Applications for Exemption from the Time Limits on Completion of Courses and Previous Registrations

33-101 - Administration of Self-Directed RRSPs, RESPs and RRIFs by Dealers

33-102 - Revised Principles of Regulation - National Instrument 33-102 Registrant Dealings with Clients

33-103 - Distribution Networks

33-104 - Selling Arrangements

33-105 - Underwriting Conflicts

33-107 - Proficiency Requirements for Registrants Holding Themselves Out As Providing Financial Planning Advice

33-108 - Permanent Registration

33-109 - Registration Information Requirements

33-201 - Networking And Selling Arrangement

33-302 - Year 2000 Preparation Reporting National Instrument 33-106

33-303, 81-304 - Trust Accounts for Mutual Fund Securities

33-304 - CSA Distribution Structures Committee Position Paper

33-305 - Sale of Insurance Products by Dually Employed Salespersons

33-306 - Date of NRD Freeze Period

33-307 - List of Canadian Registrant and Non-Registrant Firms that Completed the CSA STP Readiness Assessment Survey

33-308 - The CSA STP Readiness Assessment Survey Report (Survey Report) is Now Available on the OSC Website

33-309 - The CSA STP Infrastructure Survey Report is Now Available on the OSC Website

33-310 - Joint Forum Releases Summary of Comments and Responses on Principles and Practices for the Sale of Products and Services in the Financial Sector

33-311 - CSA Staff Notice 33-311 List of Canadian Registrant and Non-Registrant Firms that Completed the CSA STP Readiness Assessment Survey

33-312 - The CSA STP Readiness Assessment Survey Report is Now Available on the OSC Website

33-313 - International Financial Reporting Standards and Registrants

33-401 - Canadian Capital Markets Association - T + 1 White Paper

33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector

33-501 - Surrender of Registration

33-502 - Exceptions To Conflict Rules In The Sale of Mutual Fund Securities

33-503 - Change of Registration Information, Rescission of Notice and Revocation of Regulations under the Securities Act

33-504 - Compliance with Section 42

33-505 (Commodity Futures Act) - Permanent Registration

33-506 - Registration Information Requirements

33-601 - Guidelines for Policies and Procedures Concerning Inside Information

33-701 - Calculation of Regulatory Capital

33-710 - Year 2000 - List of Non-Compliant Ontario Registered Firms Under National Instrument 33-106

33-711 - Year 2000 - List of Non-Compliant Ontario Registered Firms Under National Instrument 33-106

33-712 and 32-701 - Processing of Equity and Fixed Income Trades By Financial Institutions and Mutual Fund Dealers

33-713 - Registrant Regulatory Filings

33-718 - Networking Applications

33-720 - 2001 National Compliance Review (NCR)

33-721 - CSA/OSC STP Readiness Assessment Survey

33-722 - Registration Renewal Procedure and Payment of Annual Participation Fees

33-723 - Fair Allocation of Investment Opportunities - Compliance Team Desk Review

33-724 - OSC Compliance Team, Capital Markets Branch Annual Report

33-725 - Industry Report on Scholarship Plan Dealers

33-726 - IOSCO Publishes Final Report on Compliance Function at Market Intermediaries

33-727 - IOSCO Publishes Consultation Report on Market Intermediary Management of Conflicts that Arise in Securities Offerings

33-728 - 2007 Annual Report - Compliance Team

33-729 - Marketing Practices of Investment Counsel/Portfolio Managers

33-730 - Capital Calculations for Investment Counsel/Portfolio Managers

33-731 - 2008 Compliance Team Annual Report

33-901 - Fair Dealing Model: Concept Paper of the Ontario Securities Commission 33-901 - Fair Dealing Model: Concept Paper of the Ontario Securities Commission

34-201 - Breach of Requirements of Other Jurisdictions

34-202 - Registrants Acting as Corporate Directors

34-601 - Registration - Declaration of Personal Bankruptcy

34-602 - Suspension of Registration-Criminal Charges Pending

35-101 - Conditional Exemption From Registration For United States Broker-Dealers and Agents

35-301 - Conditional Exemption from Registration for United States Broker-Dealers and Agents

35-501 - Registration of Non-Residents

35-502 - Non-Resident Advisers

35-503 - Trades by Certain Members of the TSE