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21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4 |
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| June 20, 2008 |
CSA Notice on Best Execution and Amendments |
| June 22, 2007 |
Extension of Comment Period (for 21-306) |
| April 20, 2007 |
Notice in PDF (see 21-306 for comments received) |
| April 20, 2007 |
Proposed Amendments in PDF |
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Comments Received |
| December 22, 2006 |
Notice of Minister Approval of Amendments |
| December 22, 2006 |
Amendments |
| December 15, 2006 |
Notice of Amendments |
| December 15, 2006 |
Amendments to National Instrument |
| July 14, 2006 |
Notice of Proposed Amendments |
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Comments Received |
| January 9, 2004 |
Amendments |
| January 9, 2004 |
Notice of Minister Approval of Amendments |
| October 31, 2003 |
Amendments |
| October 31, 2003 |
Notice of Amendments |
| October 31, 2003 |
Notice of Commission Approval |
| June 13, 2003 |
Amendments |
| June 13, 2003 |
Notice of Proposed Amendments |
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Comments Received |
| June 13, 2003 |
Notice - Notice of Proposed Amendments |
| November 2, 2001 |
Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading) in PDF |
| August 17, 2001 |
Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading) in PDF |
| July 28, 2000 |
Alternative Trading System Proposal in PDF |
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Comments Received |
| July 2, 1999 |
Notice and Proposed National Instrument in PDF |
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Comments Received |
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21-301 - Canadian Venture Exchange |
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21-302 - Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation |
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21-304 - Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors |
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21-305 - Extension of Approval of Information Processor for Corporate Fixed Income Securities |
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21-306 - Notice of Filing of Forms 21-101F5 - Initial Operation Report for Information Processor |
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21-307 - Extension of Approval of Information Processor for Corporate Fixed Income Securities |
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21-702 - Regulatory Approach for Foreign-Based Stock Exchanges |
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21-901 - Recognition of Certain Stock Exhanges |
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22-801 - Non-SRO Electronic Trading Systems and Market Fragmentation |
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23-101 - Trading Rules and Companion Policy 23-101CP |
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| June 20, 2008 |
CSA Notice on Best Execution and Amendments |
| April 20, 2007 |
Notice in PDF |
| April 20, 2007 |
Proposed Amendments in PDF |
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Comments Received |
| December 15, 2006 |
Notice of Amendments |
| December 15, 2006 |
Amendments to National Instrument |
| July 14, 2006 |
Notice of Proposed Amendments |
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Comments Received |
| January 9, 2004 |
Amendments |
| January 9, 2004 |
Notice of Commission Approval |
| October 31, 2003 |
Amendments |
| October 31, 2003 |
Notice of Amendments |
| October 31, 2003 |
Notice of Commission Approval |
| June 13, 2003 |
Amendments |
| June 13, 2003 |
Notice of Proposed Amendments |
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Comments Received |
| June 13, 2003 |
Notice - Notice of Proposed Amendments |
| November 2, 2001 |
Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading) in PDF |
| August 17, 2001 |
Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading) in PDF |
| July 28, 2000 |
Alternative Trading System Proposal in PDF |
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Comments Received |
| July 2, 1999 |
Notice and Proposed National Instrument in PDF |
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Comments Received |
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23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services |
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23-301 - Joint Notice of the Staff of the Canadian Securities Administrators, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - Electronic Audit Trails |
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23-302 - Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS) |
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23-303 - Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements |
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23-304 - Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System |
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23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) |
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23-401 - TSE Universal Market Integrity Rules |
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23-402 - Best Execution and Soft Dollar Arrangements |
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23-403 - CSA Discussion Paper - Market Structure Developments and Trade-Through Obligations |
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23-501 - Designation as Market Participant |
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24-101 - Institutional Trade Matching and Settlements |
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| April 4, 2008 |
Notice of OSC Rule 24-502 |
| April 4, 2008 |
CSA Staff Notice 24-307 |
| February 1, 2008 |
NI 24-101 Institutional Trade Matching and Settlement - Online Exception Reporting
(clicking this link takes you out of the OSC website and to the CSA website) |
| February 1, 2008 |
CSA Staff Notice 24-306 |
| December 14, 2007 |
CSA Staff Notice 24-305 - Frequently Asked Questions about 24-101 |
| July 6, 2007 |
CSA Staff Notice |
| March 23, 2007 |
Notice of Ministerial Approval |
| March 23, 2007 |
Rule in PDF |
| January 12, 2007 |
Notice |
| January 12, 2007 |
Notice of Commission Approval of National Instrument in PDF |
| March 3, 2006 |
CSA Notice and Request for Comment |
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Comments Received (deadline for comments: May 2, 2006) |
| April 16, 2004 |
Proposed National Instrument |
| April 16, 2004 |
CSA Request for Comment |
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Comments Received (deadline for comments: July 16, 2004) |
| April 16, 2004 |
Notice of Request for Comment |
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24-301 - Responses to Comments Received on Discussion Paper 24-401 |
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24-302- Entitlement Payments to CDS |
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24-303 - CSA SRO Oversight Project - Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities - Report of the CSA SRO Oversight Project Committee - December 2006 |
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| December 8, 2006 |
Notice in PDF |
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24-304 - CSA Industry Working Group on NI 24-101 - Institutional Trade Matching and Settlement |
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24-305 -- Frequently Asked Questions About NI 24-101 -- Institutional Trade Matching and Settlement and Related Companion Policy |
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24-306 - National Instrument 24-101 - Institutional Trade Matching and Settlement — Exception Reporting |
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24-307 - Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101 |
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24-401 - Discussion Paper on Straight-through Processing |
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24-501 - Designation as a Market Participant |
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24-502 - Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101 |
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